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person · Reporting owner

French Arthur L.

Disclosed activity across 1 company

Tapewire entity
127750
SEC CIK
0001414114

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Main Street Capital CORPMAIN · Entity 2159DirectorMarch 30, 2022April 29, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Main Street Capital CORP

Report date March 30, 2022 · Filed April 29, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,321.651 Ending reported balance After 2022-04-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-03-30 · Other · Acquired 50.219 · Balance 31,174.874

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Row 2 · 2022-04-14 · Other · Acquired 146.777 · Balance 31,321.651

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Common StockSEC Table I · non-derivativeIndirectFrench Family Ranch Ltd.54,938.3438 Reported balance Holding disclosure · report date 2022-03-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 54,938.3438

F2: French Family Ranch Ltd. is wholly owned by the reporting person and his wife.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2: French Family Ranch Ltd. is wholly owned by the reporting person and his wife.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2020 Filed Apr 27, 2020 06:20 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 165.67 $24.78 $4,105.30
Disclosure

SEC source: 0001593968-20-001046 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,942.493

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 16:19 UTC Main Street Capital CORP MAIN · Entity 2159 PurchaseCommon Stock 2,000 $15.55 $31,100.00
Disclosure

SEC source: 0001593968-20-000901 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 51,787.2219

F1 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
March 13, 2020 Filed Mar 25, 2020 16:08 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 381.9272 $26.52 $10,128.71
Disclosure

SEC source: 0001593968-20-000900 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,787.2219

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
March 13, 2020 Filed Mar 25, 2020 16:08 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 144.629 $28.18 $4,075.65
Disclosure

SEC source: 0001593968-20-000900 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,776.823

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 16:24 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 224.0618 $45.00 $10,082.78
Disclosure

SEC source: 0001593968-20-000542 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,405.2947

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 16:24 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 90.359 $44.90 $4,057.12
Disclosure

SEC source: 0001593968-20-000542 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,632.194

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 16:30 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 227.2176 $44.17 $10,036.20
Disclosure

SEC source: 0001593968-20-000234 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,181.2329

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 16:30 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 90.868 $44.57 $4,049.99
Disclosure

SEC source: 0001593968-20-000234 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,541.835

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 16:22 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 268.258 $43.56 $11,685.32
Disclosure

SEC source: 0001593968-20-000103 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,954.0153

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 16:22 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 107.65 $43.68 $4,702.15
Disclosure

SEC source: 0001593968-20-000103 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,450.967

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 11, 2019 Filed Dec 23, 2019 16:21 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 237.2812 $43.25 $10,262.41
Disclosure

SEC source: 0001593968-19-002354 · primary_01.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,685.7573

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
December 11, 2019 Filed Dec 23, 2019 16:21 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 92.321 $43.30 $3,997.50
Disclosure

SEC source: 0001593968-19-002354 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,343.317

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 09, 2019 Filed Dec 23, 2019 16:21 UTC Main Street Capital CORP MAIN · Entity 2159 GiftCommon Stock 1,609 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-002354 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,448.4761

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
November 15, 2019 Filed Nov 22, 2019 16:53 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 238.024 $42.91 $10,213.61
Disclosure

SEC source: 0001593968-19-002225 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 50,057.4761

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
November 15, 2019 Filed Nov 22, 2019 16:53 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 92.46 $43.03 $3,978.55
Disclosure

SEC source: 0001593968-19-002225 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,250.996

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 16:51 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 242.5749 $41.90 $10,163.89
Disclosure

SEC source: 0001593968-19-002033 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,819.4521

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 16:51 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 93.955 $42.14 $3,959.26
Disclosure

SEC source: 0001593968-19-002033 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,158.536

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 16:41 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 233.6256 $43.30 $10,115.99
Disclosure

SEC source: 0001593968-19-001925 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,576.8772

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 16:41 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 90.945 $43.33 $3,940.65
Disclosure

SEC source: 0001593968-19-001925 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,064.581

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2019 Filed Aug 26, 2019 16:49 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 238.8154 $42.30 $10,101.89
Disclosure

SEC source: 0001593968-19-001805 · primary_01.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,343.2516

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
August 15, 2019 Filed Aug 26, 2019 16:49 UTC Main Street Capital CORP MAIN · Entity 2159 GiftCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001805 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,104.4362

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
August 15, 2019 Filed Aug 26, 2019 16:49 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 92.341 $42.47 $3,921.72
Disclosure

SEC source: 0001593968-19-001805 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,973.636

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 16:10 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 238.4488 $42.16 $10,053.00
Disclosure

SEC source: 0001593968-19-001660 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,274.4362

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 16:10 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 91.639 $42.59 $3,902.91
Disclosure

SEC source: 0001593968-19-001660 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,881.295

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 18:41 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 293.3659 $41.54 $12,186.42
Disclosure

SEC source: 0001593968-19-001578 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,035.9874

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 18:41 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 115.162 $41.08 $4,730.85
Disclosure

SEC source: 0001593968-19-001578 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,789.656

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 16:24 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 236.7387 $41.52 $9,829.39
Disclosure

SEC source: 0001593968-19-001497 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,742.6215

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · balance_after: Includes 797 shares previously held directly which were transferred to this account upon vesting under the Non-Employee Director Restricted Stock Plan.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 16:24 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 90.112 $41.80 $3,766.68
Disclosure

SEC source: 0001593968-19-001497 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,674.494

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 23, 2019 Filed May 24, 2019 15:55 UTC Main Street Capital CORP MAIN · Entity 2159 GiftCommon Stock 1,235 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001201 · primary_01.xml · nonDerivative · entry 4

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 47,708.8828

F3 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
May 22, 2019 Filed May 24, 2019 15:55 UTC Main Street Capital CORP MAIN · Entity 2159 GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001201 · primary_01.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,943.8828

F3 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
May 15, 2019 Filed May 24, 2019 15:55 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 241.627 $40.48 $9,781.06
Disclosure

SEC source: 0001593968-19-001201 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,143.8828

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
May 15, 2019 Filed May 24, 2019 15:55 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 83.034 $40.64 $3,374.50
Disclosure

SEC source: 0001593968-19-001201 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,381.382

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 06, 2019 Filed May 8, 2019 16:37 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 1,877.817 $39.94 $75,000.01
Disclosure

SEC source: 0001593968-19-001067 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,298.348

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
May 06, 2019 Filed May 8, 2019 16:37 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 751 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001067 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,420.531

F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 16:41 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 253.4611 $38.39 $9,730.37
Disclosure

SEC source: 0001593968-19-000982 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,902.2558

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 16:41 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 87.422 $38.40 $3,357.00
Disclosure

SEC source: 0001593968-19-000982 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,669.531

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 16:40 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 246.771 $38.25 $9,438.99
Disclosure

SEC source: 0001593968-19-000854 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,648.7947

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 16:40 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 84.718 $38.44 $3,256.56
Disclosure

SEC source: 0001593968-19-000854 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,582.109

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 16:13 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 250.8702 $37.43 $9,390.07
Disclosure

SEC source: 0001593968-19-000591 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,402.0237

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 16:13 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 86.669 $37.38 $3,239.69
Disclosure

SEC source: 0001593968-19-000591 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,497.391

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2019 Filed Jan 23, 2019 16:55 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 255.9649 $36.49 $9,340.16
Disclosure

SEC source: 0001593968-19-000198 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,151.1535

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
January 15, 2019 Filed Jan 23, 2019 16:55 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 87.676 $36.71 $3,218.59
Disclosure

SEC source: 0001593968-19-000198 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,410.722

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 27, 2018 Filed Jan 4, 2019 17:03 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 401.7348 $34.09 $13,695.14
Disclosure

SEC source: 0001593968-19-000103 · primary_01.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 47,895.1886

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

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December 27, 2018 Filed Jan 4, 2019 17:03 UTC Main Street Capital CORP MAIN · Entity 2159 GiftCommon Stock 1,180 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000103 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 47,493.4538

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

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December 27, 2018 Filed Jan 4, 2019 17:03 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 130.8 $34.47 $4,508.68
Disclosure

SEC source: 0001593968-19-000103 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,323.046

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 19, 2018 Filed Dec 31, 2018 16:09 UTC Main Street Capital CORP MAIN · Entity 2159 GiftCommon Stock 1,124 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001650 · primary_01.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,673.4538

F3 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

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December 14, 2018 Filed Dec 31, 2018 16:09 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 257.7545 $37.48 $9,660.64
Disclosure

SEC source: 0001593968-18-001650 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,797.4538

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

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December 14, 2018 Filed Dec 31, 2018 16:09 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 84.881 $37.47 $3,180.49
Disclosure

SEC source: 0001593968-18-001650 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,192.246

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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November 26, 2018 Filed Nov 28, 2018 16:14 UTC Main Street Capital CORP MAIN · Entity 2159 PurchaseCommon Stock 1 $38.51 $38.51
Disclosure

SEC source: 0001593968-18-001490 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,287.5618

F1 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

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November 15, 2018 Filed Nov 28, 2018 16:28 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 252.1375 $38.12 $9,611.48
Disclosure

SEC source: 0001593968-18-001496 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,539.6993

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.