Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Director | April 29, 2022 | May 02, 2022 |
| ALLSTATE CORPALL · Entity 2989 | Director | April 01, 2017 | April 04, 2017 |
| BARD C R INC /NJ/BCR · Entity 170698 | Director | December 29, 2017 | January 03, 2018 |
| HERC HOLDINGS INCHRI · Entity 3949 | Director | May 14, 2020 | May 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date April 29, 2022 · Filed May 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 44,226.151 |
Reported balance
After 2022-04-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-04-29 · Grant · Acquired 229.374 · Balance 44,226.151 F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F2: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.
F2: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.
ALLSTATE CORP
Report date April 01, 2017 · Filed April 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Share UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,351.453 |
Reported balance
After 2017-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-04-01 · Grant · Acquired 383.483 · Balance 7,351.453 F1: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. Since January 2, 2017, the reporting person acquired 30.865 of common share units representing dividends paid through April 1, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. Since January 2, 2017, the reporting person acquired 30.865 of common share units representing dividends paid through April 1, 2017.
BARD C R INC /NJ/
Report date December 29, 2017 · Filed January 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Disposition to issuer · Disposed 11,786.7412 · Balance 0 F1: This Form 4 is being filed in connection with the December 29, 2017 closing of the merger (the "Merger") of Lambda Corp. ("Lambda") with and into C. R. Bard, Inc. ("Bard") pursuant to the Agreement and Plan of Merger, dated as of April 23, 2017, among Bard, Becton, Dickinson and Company ("BD") and Lambda. Upon the closing of the Merger, each outstanding share of Bard common stock was converted into the right to receive $222.93 in cash (without interest) and 0.5077 of a share of BD common stock (the "Merger Consideration"). |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-12-29 · Disposition to issuer · Disposed 17,724.54 · Balance 0 F2: Units are credited under the Company's Deferred Compensation Contract, Deferral of Directors' Fees. F3: Conversion is 1 for 1. F4: These units, which are 100% vested, were paid out in cash in accordance with the Merger Agreement. F5: Includes 62.59 units for dividend credits. |
| Share Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-12-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-29 · Disposition to issuer · Disposed 12,666 · Balance 0 F6: Units granted under the Company's Stock Equivalent Plan for Outside Directors. F3: Conversion is 1 for 1. F7: These units, which are 100% vested, were assumed by BD at the effective time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed in connection with the December 29, 2017 closing of the merger (the "Merger") of Lambda Corp. ("Lambda") with and into C. R. Bard, Inc. ("Bard") pursuant to the Agreement and Plan of Merger, dated as of April 23, 2017, among Bard, Becton, Dickinson and Company ("BD") and Lambda. Upon the closing of the Merger, each outstanding share of Bard common stock was converted into the right to receive $222.93 in cash (without interest) and 0.5077 of a share of BD common stock (the "Merger Consideration").
F2: Units are credited under the Company's Deferred Compensation Contract, Deferral of Directors' Fees.
F3: Conversion is 1 for 1.
F4: These units, which are 100% vested, were paid out in cash in accordance with the Merger Agreement.
F5: Includes 62.59 units for dividend credits.
F6: Units granted under the Company's Stock Equivalent Plan for Outside Directors.
F7: These units, which are 100% vested, were assumed by BD at the effective time of the Merger.
HERC HOLDINGS INC
Report date May 14, 2020 · Filed May 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,786 |
Ending reported balance
After 2020-05-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-05-14 · Grant · Acquired 5,967 · Balance 25,967 Row 2 · 2020-05-14 · Grant · Acquired 4,819 · Balance 30,786 F1: Award of 4,819 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of 4,819 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2017 Filed May 10, 2017 21:14 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017577 · form4.xml · nonDerivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 29,841 F1 · shares: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2017, that was approved by the Board of Directors on May 9, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 21:29 UTC | ALLSTATE CORP ALL · Entity 2989 | GrantCommon Share Unit · Derivative | 383.483 | $81.49 Strike: $0.00 | $31,250.03 |
DisclosureSEC source: 0001127602-17-014042 · form4.xml · derivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,351.453 Underlying: Common Stock · 383.483 shares Expires not disclosed F1 · shares: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. Since January 2, 2017, the reporting person acquired 30.865 of common share units representing dividends paid through April 1, 2017. F1 · derivative.exercise_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. Since January 2, 2017, the reporting person acquired 30.865 of common share units representing dividends paid through April 1, 2017. F1 · derivative.expiration_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. Since January 2, 2017, the reporting person acquired 30.865 of common share units representing dividends paid through April 1, 2017. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 16:32 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006601 · form4.xml · derivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,368 Underlying: Common Stock · 425 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 17:41 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004513 · form4.xml · nonDerivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 29,640 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non- Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 14:11 UTC | BARD C R INC /NJ/ BCR · Entity 170698 | GrantPhantom Stock Units · Derivative | 90.12 | $227.47 | $20,499.60 |
DisclosureSEC source: 0001225208-17-000579 · doc4.xml · derivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,661.95 Underlying: Common Stock · 90.12 shares Expires not disclosed F1 · security: Units are credited under the Company's Deferred Compensation Contract, Deferral of Directors' Fees. F2 · derivative.exercise_price: Conversion is 1 for 1. F3 · derivative.exercise_date: Phantom stock units are settled in cash upon termination of service as director. F3 · derivative.expiration_date: Phantom stock units are settled in cash upon termination of service as director. F4 · balance_after: Includes 41.33 units for dividend credits. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 20:17 UTC | ALLSTATE CORP ALL · Entity 2989 | GrantCommon Share Unit · Derivative | 421.614 | $74.12 Strike: $0.00 | $31,250.03 |
DisclosureSEC source: 0001127602-17-000162 · form4.xml · derivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,937.105 Underlying: Common Stock · 421.614 shares Expires not disclosed F1 · shares: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. Since October 2, 2016, the reporting person acquired 31.283 of common share units representing dividends paid through January 1, 2017. F1 · derivative.exercise_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. Since October 2, 2016, the reporting person acquired 31.283 of common share units representing dividends paid through January 1, 2017. F1 · derivative.expiration_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. The units are credited with amounts representing dividends on common shares, as declared, which are also converted into units. Since October 2, 2016, the reporting person acquired 31.283 of common share units representing dividends paid through January 1, 2017. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 15:58 UTC | BARD C R INC /NJ/ BCR · Entity 170698 | GrantShare Equivalent Units · Derivative | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043310 · doc4.xml · derivative · entry 2 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,421 Underlying: Common Stock · 375 shares Expires not disclosed F3 · security: Units granted under the Company's Stock Equivalent Plan for Outside Directors. F4 · derivative.exercise_price: Conversion is 1 for 1. F5 · derivative.exercise_date: Share Equivalent Units are settled in cash upon termination as a director. F5 · derivative.expiration_date: Share Equivalent Units are settled in cash upon termination as a director. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 15:58 UTC | BARD C R INC /NJ/ BCR · Entity 170698 | GrantCommon Stock | 468 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043310 · doc4.xml · nonDerivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,457.1397 F1 · kind: Stock award granted in accordance with the 2005 Directors' Stock Award Plan, as amended and restated, that fully vests in three years from the date of grant. F2 · balance_after: Includes 52.0548 shares acquired under the Company's Dividend Reinvestment Plan from November 7, 2015 to November 4, 2016. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 16:20 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 732 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067418 · form4.xml · derivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,943 Underlying: Common Stock · 732 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:40 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066591 · form4.xml · nonDerivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 29,246 F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non- Employee Directors. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 18:11 UTC | ALLSTATE CORP ALL · Entity 2989 | GrantCommon Share Unit · Derivative | 379.445 | $69.18 Strike: $0.00 | $26,250.01 |
DisclosureSEC source: 0001127602-16-063942 · form4.xml · derivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,484.208 Underlying: Common Stock · 379.445 shares Expires not disclosed F1 · shares: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. F1 · derivative.exercise_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. F1 · derivative.expiration_date: These common share units were acquired pursuant to The Allstate Corporation Amended and Restated Deferred Compensation Plan for Non-Employee Directors and represent director's fees deferred under the Plan and converted into units based on the market value of The Allstate Corporation's common shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.