Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ATI INCATI · Entity 944 | Director | May 19, 2026 | May 21, 2026 |
| Howmet Aerospace Inc.ARNC · Entity 2911 | Director | January 15, 2019 | January 24, 2019 |
| RTX CorpUTX · Entity 2823 | President, Pratt & Whitney | February 20, 2013 | February 22, 2013 |
| SOUTHWEST AIRLINES COLUV · Entity 3286 | Director | May 07, 2026 | May 11, 2026 |
| Woodward, Inc.WWD · Entity 3264 | Director | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ATI INC
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 34,945 |
Reported balance
After 2026-05-19 transaction · row 1
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 905 · Balance 34,945 F1: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date. F2: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.
F2: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.
Howmet Aerospace Inc.
Report date January 15, 2019 · Filed January 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,613 |
Reported balance
After 2019-01-15 transaction · row 1
1 source rowRow 1 · 2019-01-15 · Tax withholding · Disposed 16,326 · Balance 128,613 F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting and settlement of a stock award issued in accordance with Rule 16b-3. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 44,166 |
Reported balance
Holding disclosure · report date 2019-01-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 44,166 F2: Shares held in a revocable trust, of which the reporting person and his spouse are trustees and beneficiaries. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 2,666 |
Reported balance
Holding disclosure · report date 2019-01-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,666 F3: Shares held in a charitable remainder unitrust, of which the reporting person and his spouse are trustees and beneficiaries. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting and settlement of a stock award issued in accordance with Rule 16b-3.
F2: Shares held in a revocable trust, of which the reporting person and his spouse are trustees and beneficiaries.
F3: Shares held in a charitable remainder unitrust, of which the reporting person and his spouse are trustees and beneficiaries.
RTX Corp
Report date February 20, 2013 · Filed February 22, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,457 |
Ending reported balance
After 2013-02-20 transaction · row 9
9 source rows · reconciled sequenceRow 1 · 2013-02-20 · Exercise / conversion · Acquired 114,000 · Balance 176,457 Row 2 · 2013-02-20 · Exercise / conversion · Acquired 83,000 · Balance 259,457 Row 3 · 2013-02-20 · Exercise / conversion · Acquired 60,000 · Balance 319,457 Row 4 · 2013-02-20 · Sale · Disposed 13,348 · Balance 306,109 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price. Row 5 · 2013-02-20 · Sale · Disposed 17,715 · Balance 288,394 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shaes sold at each separate price. Row 6 · 2013-02-20 · Sale · Disposed 45,181 · Balance 243,213 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price. Row 7 · 2013-02-20 · Tax withholding · Disposed 46,652 · Balance 196,561 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price. Row 8 · 2013-02-20 · Tax withholding · Disposed 65,285 · Balance 131,276 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shares sold at each separate price. Row 9 · 2013-02-20 · Tax withholding · Disposed 68,819 · Balance 62,457 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $70.81 · Expires 2018-04-08 | Direct | 0 |
Reported balance
After 2013-02-20 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2013-02-20 · Exercise / conversion · Disposed 60,000 · Balance 0 F5: 120,000 Stock Appreciation Rights were granted on April 9, 2008, with 60,000 remaining outstanding at the time this transaction was initiated. These 60,000 SARs vested on April 9, 2012. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $54.95 · Expires 2019-01-01 | Direct | 0 |
Reported balance
After 2013-02-20 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2013-02-20 · Exercise / conversion · Disposed 114,000 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $71.63 · Expires 2020-01-03 | Direct | 0 |
Reported balance
After 2013-02-20 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2013-02-20 · Exercise / conversion · Disposed 83,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 5,390 |
Reported balance
Holding disclosure · report date 2013-02-20 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 5,390 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shaes sold at each separate price.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shares sold at each separate price.
F5: 120,000 Stock Appreciation Rights were granted on April 9, 2008, with 60,000 remaining outstanding at the time this transaction was initiated. These 60,000 SARs vested on April 9, 2012.
SOUTHWEST AIRLINES CO
Report date May 07, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,682 |
Reported balance
After 2026-05-07 transaction · row 1
1 source rowRow 1 · 2026-05-07 · Grant · Acquired 4,108 · Balance 32,682 |
Woodward, Inc.
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Woodward, Inc. Common StockSEC Table I · non-derivative | Direct | 18,460 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 520 · Balance 18,460 F1: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2027. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards. F2: Total includes 2 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2027. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.
F2: Total includes 2 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2012 Filed Nov 2, 2012 21:16 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 103,260 | $0.00 Strike: $79.06 | $0.00 |
DisclosureSEC source: 0001225208-12-022276 · doc4.xml · derivative · entry 3 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,260 Underlying: Common Stock · 103,260 shares Expires 2012-10-31 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 12/31/2014 and 50% of the stock appreciation rights become exercisable on 12/31/2016, subject to achievement of pre-established UTC Propulsion & Aerospace Systems earnings, sales, and other financial targets. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 61,000 | $0.00 Strike: $62.81 | $0.00 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · derivative · entry 9 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,000 shares Expires 2017-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 65,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · derivative · entry 8 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,000 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 60,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · derivative · entry 7 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2018-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 120,000 Stock Appreciation Rights were granted on April 9, 2008 with 60,000 scheduled to vest on 4/9/2011 and 60,000 scheduled to vest on 4/9/2012. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 155,797 | $83.24 | $12,968,542.28 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · nonDerivative · entry 5 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,962 Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 30,203 | $83.28 | $2,515,194.09 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · nonDerivative · entry 4 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,759 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.24 to $83.39, inclusive. The reporting person undertakes to provide to United Technologies Corporation, any security holder of United Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 60,000 | $70.81 | $4,248,600.00 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · nonDerivative · entry 3 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 61,000 | $62.81 | $3,831,410.00 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:15 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 65,000 | $75.21 | $4,888,650.00 |
DisclosureSEC source: 0001225208-12-004163 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:17 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,574 | $80.57 | $368,527.18 |
DisclosureSEC source: 0001225208-12-003366 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,962 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:17 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 13,362 | $80.57 | $1,076,576.34 |
DisclosureSEC source: 0001225208-12-003366 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,536 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:29 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 76,500 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000900 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,500 Underlying: Common Stock · 76,500 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 20,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| October 25, 2011 Filed Oct 27, 2011 21:02 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-11-023766 · doc4.xml · derivative · entry 4 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2011 Filed Oct 27, 2011 21:02 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 40,000 | $75.83 | $3,033,316.00 |
DisclosureSEC source: 0001225208-11-023766 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,174 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.58 to $$76.11, inclusive. The reporting person undertakes to provide to United Technologies Corporation, any security holder of United Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| October 25, 2011 Filed Oct 27, 2011 21:02 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 40,000 | $46.76 | $1,870,400.00 |
DisclosureSEC source: 0001225208-11-023766 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:56 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,650 | $83.66 | $389,019.00 |
DisclosureSEC source: 0001225208-11-005215 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,174 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:56 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 13,502 | $83.66 | $1,129,577.32 |
DisclosureSEC source: 0001225208-11-005215 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,824 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:24 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 72,500 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001118 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,500 Underlying: Common Stock · 72,500 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 18,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 22:04 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 50,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0001225208-10-024860 · doc4.xml · derivative · entry 11 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2016-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 22:04 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 52,000 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0001225208-10-024860 · doc4.xml · derivative · entry 10 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,000 shares Expires 2016-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 22:04 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 77,557 | $75.19 | $5,831,510.83 |
DisclosureSEC source: 0001225208-10-024860 · doc4.xml · nonDerivative · entry 8 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,322 Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 22:04 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 12,343 | $75.20 | $928,193.60 |
DisclosureSEC source: 0001225208-10-024860 · doc4.xml · nonDerivative · entry 7 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,879 Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 22:04 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,000 | $75.25 | $451,500.00 |
DisclosureSEC source: 0001225208-10-024860 · doc4.xml · nonDerivative · entry 6 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,222 Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 22:04 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,100 | $75.26 | $383,826.00 |
DisclosureSEC source: 0001225208-10-024860 · doc4.xml · nonDerivative · entry 5 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,222 Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 22:04 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 700 | $75.21 | $52,647.00 |
DisclosureSEC source: 0001225208-10-024860 · doc4.xml · nonDerivative · entry 4 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,322 Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 22:04 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 300 | $75.21 | $22,561.50 |
DisclosureSEC source: 0001225208-10-024860 · doc4.xml · nonDerivative · entry 3 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,022 Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 22:04 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 50,000 | $57.84 | $2,892,000.00 |
DisclosureSEC source: 0001225208-10-024860 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 22:04 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 52,000 | $56.53 | $2,939,560.00 |
DisclosureSEC source: 0001225208-10-024860 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2010 Filed Feb 18, 2010 22:08 UTC | RTX Corp UTX · Entity 2823 | OtherCommon Stock | 2,893.341 | $66.33 | $191,915.31 |
DisclosureSEC source: 0001225208-10-005020 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 4,661.6713 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:29 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 5,650 | $65.40 | $369,510.00 |
DisclosureSEC source: 0001225208-10-003926 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,322 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:29 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 16,600 | $65.40 | $1,085,640.00 |
DisclosureSEC source: 0001225208-10-003926 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,972 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 83,000 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001004 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock · 83,000 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 23,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 11,148 | $49.62 | $553,163.76 |
DisclosureSEC source: 0001225208-09-003412 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,372 Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:10 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 31,520 | $49.62 | $1,564,022.40 |
DisclosureSEC source: 0001225208-09-003412 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,520 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 114,000 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000827 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,000 Underlying: Common Stock · 114,000 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 26,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| December 29, 2008 Filed Dec 31, 2008 22:24 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 12,416 | $51.00 | $633,216.00 |
DisclosureSEC source: 0001225208-08-020057 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 08, 2008 Filed Oct 10, 2008 21:11 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 3,936 | $49.68 | $195,540.48 |
DisclosureSEC source: 0001225208-08-016082 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,416 F1 · shares: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on October 8, 2004. Read SEC document |
| April 09, 2008 Filed Apr 11, 2008 20:56 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 120,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-08-006548 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2018-04-08 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:40 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 65,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000658 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 15,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 36,600 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · derivative · entry 17 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,600 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 35,800 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · derivative · entry 16 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,800 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $66.25 | $26,500.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 14 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,295 F1 · balance_after: The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock. Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,300 | $66.26 | $417,438.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 13 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,695 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $66.27 | $331,350.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 12 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,995 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,300 | $66.28 | $550,124.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 11 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,995 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,500 | $66.29 | $430,885.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 10 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,295 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 25,745 | $66.30 | $1,706,893.50 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 9 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,795 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,755 | $66.31 | $713,164.05 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 8 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,540 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,300 | $66.32 | $86,216.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 7 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,295 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,800 | $66.33 | $119,394.00 |
DisclosureSEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 6 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,595 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.