Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ATI INCATI · Entity 944 | Director | May 19, 2026 | May 21, 2026 |
| Howmet Aerospace Inc.ARNC · Entity 2911 | Director | January 15, 2019 | January 24, 2019 |
| RTX CorpUTX · Entity 2823 | President, Pratt & Whitney | February 20, 2013 | February 22, 2013 |
| SOUTHWEST AIRLINES COLUV · Entity 3286 | Director | May 07, 2026 | May 11, 2026 |
| Woodward, Inc.WWD · Entity 3264 | Director | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ATI INC
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 34,945 |
Reported balance
After 2026-05-19 transaction · row 1
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 905 · Balance 34,945 F1: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date. F2: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.
F2: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.
Howmet Aerospace Inc.
Report date January 15, 2019 · Filed January 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,613 |
Reported balance
After 2019-01-15 transaction · row 1
1 source rowRow 1 · 2019-01-15 · Tax withholding · Disposed 16,326 · Balance 128,613 F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting and settlement of a stock award issued in accordance with Rule 16b-3. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 44,166 |
Reported balance
Holding disclosure · report date 2019-01-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 44,166 F2: Shares held in a revocable trust, of which the reporting person and his spouse are trustees and beneficiaries. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 2,666 |
Reported balance
Holding disclosure · report date 2019-01-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,666 F3: Shares held in a charitable remainder unitrust, of which the reporting person and his spouse are trustees and beneficiaries. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting and settlement of a stock award issued in accordance with Rule 16b-3.
F2: Shares held in a revocable trust, of which the reporting person and his spouse are trustees and beneficiaries.
F3: Shares held in a charitable remainder unitrust, of which the reporting person and his spouse are trustees and beneficiaries.
RTX Corp
Report date February 20, 2013 · Filed February 22, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,457 |
Ending reported balance
After 2013-02-20 transaction · row 9
9 source rows · reconciled sequenceRow 1 · 2013-02-20 · Exercise / conversion · Acquired 114,000 · Balance 176,457 Row 2 · 2013-02-20 · Exercise / conversion · Acquired 83,000 · Balance 259,457 Row 3 · 2013-02-20 · Exercise / conversion · Acquired 60,000 · Balance 319,457 Row 4 · 2013-02-20 · Sale · Disposed 13,348 · Balance 306,109 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price. Row 5 · 2013-02-20 · Sale · Disposed 17,715 · Balance 288,394 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shaes sold at each separate price. Row 6 · 2013-02-20 · Sale · Disposed 45,181 · Balance 243,213 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price. Row 7 · 2013-02-20 · Tax withholding · Disposed 46,652 · Balance 196,561 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price. Row 8 · 2013-02-20 · Tax withholding · Disposed 65,285 · Balance 131,276 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shares sold at each separate price. Row 9 · 2013-02-20 · Tax withholding · Disposed 68,819 · Balance 62,457 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $70.81 · Expires 2018-04-08 | Direct | 0 |
Reported balance
After 2013-02-20 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2013-02-20 · Exercise / conversion · Disposed 60,000 · Balance 0 F5: 120,000 Stock Appreciation Rights were granted on April 9, 2008, with 60,000 remaining outstanding at the time this transaction was initiated. These 60,000 SARs vested on April 9, 2012. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $54.95 · Expires 2019-01-01 | Direct | 0 |
Reported balance
After 2013-02-20 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2013-02-20 · Exercise / conversion · Disposed 114,000 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $71.63 · Expires 2020-01-03 | Direct | 0 |
Reported balance
After 2013-02-20 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2013-02-20 · Exercise / conversion · Disposed 83,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 5,390 |
Reported balance
Holding disclosure · report date 2013-02-20 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 5,390 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shaes sold at each separate price.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shares sold at each separate price.
F5: 120,000 Stock Appreciation Rights were granted on April 9, 2008, with 60,000 remaining outstanding at the time this transaction was initiated. These 60,000 SARs vested on April 9, 2012.
SOUTHWEST AIRLINES CO
Report date May 07, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,682 |
Reported balance
After 2026-05-07 transaction · row 1
1 source rowRow 1 · 2026-05-07 · Grant · Acquired 4,108 · Balance 32,682 |
Woodward, Inc.
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Woodward, Inc. Common StockSEC Table I · non-derivative | Direct | 18,460 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 520 · Balance 18,460 F1: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2027. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards. F2: Total includes 2 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2027. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.
F2: Total includes 2 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 2, 2026 22:09 UTC | Woodward, Inc. WWD · Entity 3264 | GrantWoodward, Inc. Common Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-411789 · ownership.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,460 F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2027. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards. F2 · balance_after: Total includes 2 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards. Read SEC document |
| May 19, 2026 Filed May 21, 2026 17:24 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 905 | $0.00 | $0.00 |
DisclosureSEC source: 0001304945-26-000001 · ownership.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,945 F1 · shares: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date. F2 · price: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. Read SEC document |
| May 07, 2026 Filed May 11, 2026 20:57 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 4,108 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-26-000058 · wk-form4_1778533062.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,682 Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 15:59 UTC | Woodward, Inc. WWD · Entity 3264 | GrantWoodward, Inc. Common Stock | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-229559 · ownership.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,938 F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2026. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards. F2 · balance_after: Total includes 4 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards. Read SEC document |
| May 20, 2025 Filed May 22, 2025 20:11 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 3,509 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-076324 · ownership.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,040 F1 · shares: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date. F2 · price: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. Read SEC document |
| May 14, 2025 Filed May 16, 2025 21:08 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 5,418 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-25-000101 · wk-form4_1747429691.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,574 Read SEC document |
| April 28, 2025 Filed Apr 29, 2025 22:15 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | PurchaseCommon Stock | 7,500 | $26.52 | $198,900.00 |
DisclosureSEC source: 0002058406-25-000002 · wk-form4_1745964932.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,156 Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 14:29 UTC | Woodward, Inc. WWD · Entity 3264 | GrantWoodward, Inc. Common Stock | 856 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-112079 · ownership.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,324 F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2025. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards. F2 · balance_after: Total includes 5 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:39 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 2,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-005713 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,531 F1 · shares: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date. F2 · price: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. Read SEC document |
| May 15, 2024 Filed May 16, 2024 19:19 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 6,122 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-24-000075 · wk-form4_1715887165.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,656 Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 19:37 UTC | Woodward, Inc. WWD · Entity 3264 | GrantWoodward, Inc. Common Stock | 1,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056873 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,463 F1 · kind: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on November 27, 2024. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards. F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on November 27, 2024. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards. Read SEC document |
| May 17, 2023 Filed May 18, 2023 20:57 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 5,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011681 · form4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,534 Read SEC document |
| May 16, 2023 Filed May 17, 2023 18:01 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 3,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030064 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,477 F1 · shares: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date. F2 · price: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 18:38 UTC | Woodward, Inc. WWD · Entity 3264 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 3,844 | $0.00 Strike: $83.24 | $0.00 |
DisclosureSEC source: 0001209191-22-052637 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,844 Underlying: Woodward, Inc. Common Stock · 3,844 shares Expires 2032-10-03 F1 · derivative.exercise_date: Options, which expire October 3, 2032, become exercisable as to 25% of the shares on October 3, 2023 and each one-year anniversary thereafter. F1 · derivative.expiration_date: Options, which expire October 3, 2032, become exercisable as to 25% of the shares on October 3, 2023 and each one-year anniversary thereafter. Read SEC document |
| August 30, 2022 Filed Aug 31, 2022 16:46 UTC | Woodward, Inc. WWD · Entity 3264 | PurchaseWoodward, Inc. Common Stock | 11,000 | $93.93 | $1,033,230.00 |
DisclosureSEC source: 0001209191-22-048086 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,400 F1 · price: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $93.70 to $94.22 per share. The reporting person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 18, 2022 Filed May 20, 2022 21:12 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 3,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013161 · form4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,844 Read SEC document |
| May 17, 2022 Filed May 19, 2022 17:40 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 4,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030402 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,282 F1 · shares: Annual Director award granted as part of the Issuer's Director compensation program. F1 · price: Annual Director award granted as part of the Issuer's Director compensation program. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:31 UTC | Woodward, Inc. WWD · Entity 3264 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $117.64 | $0.00 |
DisclosureSEC source: 0001209191-21-059420 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Woodward, Inc. Common Stock · 3,000 shares Expires 2031-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options, which expire October 1, 2031, become exercisable as to 25% of the shares on October 1, 2022 and each one-year anniversary thereafter. F1 · derivative.expiration_date: Options, which expire October 1, 2031, become exercisable as to 25% of the shares on October 1, 2022 and each one-year anniversary thereafter. Read SEC document |
| August 04, 2021 Filed Aug 4, 2021 20:03 UTC | Woodward, Inc. WWD · Entity 3264 | PurchaseWoodward, Inc. Common Stock | 4,400 | $113.77 | $500,588.00 |
DisclosureSEC source: 0001209191-21-049599 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 F1 · price: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $113.53 to $114.23 per share. The reporting person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 25, 2021 Filed May 27, 2021 01:39 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 4,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036132 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,973 F1 · shares: Annual Director award granted under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program. F1 · price: Annual Director award granted under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program. Read SEC document |
| May 12, 2021 Filed May 14, 2021 20:57 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 67 | $23.01 | $1,541.67 |
DisclosureSEC source: 0001209191-21-032785 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,626 F1 · shares: Shares withheld for payment of taxes in connection with the May 12, 2021 vesting of restricted stock granted in May 2020. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on May 12, 2021. F1 · balance_after: Shares withheld for payment of taxes in connection with the May 12, 2021 vesting of restricted stock granted in May 2020. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 16:46 UTC | Woodward, Inc. WWD · Entity 3264 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 1,900 | $0.00 Strike: $110.70 | $0.00 |
DisclosureSEC source: 0001209191-21-006020 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Underlying: Woodward, Inc. Common Stock · 1,900 shares Expires 2031-01-27 F1 · derivative.exercise_date: Options, which expire January 27, 2031, become exercisable as to 25% of the shares on January 27, 2022 and each one-year anniversary thereafter. F1 · derivative.expiration_date: Options, which expire January 27, 2031, become exercisable as to 25% of the shares on January 27, 2022 and each one-year anniversary thereafter. Read SEC document |
| May 12, 2020 Filed May 14, 2020 22:52 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 13,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029317 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,693 F1 · shares: Annual Director award granted under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program. F1 · price: Annual Director award granted under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 21:24 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 3,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044639 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,054 F1 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program. Read SEC document |
| August 01, 2019 Filed Sep 17, 2019 20:25 UTC Amendment | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 3,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049841 · doc4a.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,116 F1 · shares: On August 5, 2019, the Reporting Person timely filed a Form 4 that, due to an administrative error that is corrected by this amended Form 4, inadvertently understated the number of shares awarded. F2 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program. Read SEC document |
| January 15, 2019 Filed Jan 24, 2019 21:05 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 16,326 | $20.07 | $327,662.82 |
DisclosureSEC source: 0000004281-19-000019 · edgar.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,613 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting and settlement of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 21:36 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 2,346 | $18.43 | $43,236.78 |
DisclosureSEC source: 0000004281-19-000009 · edgar.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,939 Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 18:33 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,678 | $22.19 | $37,234.82 |
DisclosureSEC source: 0000004281-18-000118 · edgar.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,593 Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 19:06 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 2,115 | $16.90 | $35,743.50 |
DisclosureSEC source: 0000004281-18-000103 · edgar.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,915 Read SEC document |
| May 18, 2018 Filed May 22, 2018 21:13 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 8,296 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-18-000084 · edgar.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,800 Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 19:46 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,229 | $22.63 | $27,812.27 |
DisclosureSEC source: 0000004281-18-000054 · edgar.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,504 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 18:25 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock | 40,300 | $24.80 | $999,556.87 |
DisclosureSEC source: 0000004281-18-000036 · edgar.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 44,166 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.7696 to $24.8237. The reporting person undertakes to provide Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. F2 · ownership.nature: Shares held in a revocable trust, of which the reporting person and his spouse are trustees and beneficiaries. Read SEC document |
| January 22, 2018 Filed Mar 22, 2018 20:26 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,405 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-18-000046 · edgar.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,275 Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 21:30 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 123,210 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000130 · edgar.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,870 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:18 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 711 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000044 · edgar.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,660 Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 83,000 | $71.63 Strike: $71.63 | $5,945,290.00 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · derivative · entry 13 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,000 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 114,000 | $54.95 Strike: $54.95 | $6,264,300.00 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · derivative · entry 12 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 114,000 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 60,000 | $70.81 Strike: $70.81 | $4,248,600.00 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · derivative · entry 11 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2018-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 120,000 Stock Appreciation Rights were granted on April 9, 2008, with 60,000 remaining outstanding at the time this transaction was initiated. These 60,000 SARs vested on April 9, 2012. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 68,819 | $90.99 | $6,261,606.83 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 9 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,457 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 65,285 | $91.06 | $5,944,786.82 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 8 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,276 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 46,652 | $91.03 | $4,246,582.27 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 7 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,561 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 45,181 | $90.99 | $4,110,861.06 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 6 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,213 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 17,715 | $91.06 | $1,613,110.19 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 5 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,394 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shaes sold at each separate price. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 13,348 | $91.03 | $1,215,025.73 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 4 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,109 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 60,000 | $70.81 | $4,248,600.00 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 3 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 83,000 | $71.63 | $5,945,290.00 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2013 Filed Feb 22, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 114,000 | $54.95 | $6,264,300.00 |
DisclosureSEC source: 0001225208-13-005121 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 9,688 | $89.61 | $868,141.68 |
DisclosureSEC source: 0001225208-13-003981 · doc4.xml · nonDerivative · entry 2 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,457 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 23,183 | $89.61 | $2,077,428.63 |
DisclosureSEC source: 0001225208-13-003981 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,145 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 74,500 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000884 · doc4.xml · derivative · entry 3 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,500 Underlying: Common Stock · 74,500 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 18,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.