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person · Reporting owner

Hess David P

Disclosed activity across 5 companies

Tapewire entity
12757
SEC CIK
0001304945

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ATI INCATI · Entity 944DirectorMay 19, 2026May 21, 2026
Howmet Aerospace Inc.ARNC · Entity 2911DirectorJanuary 15, 2019January 24, 2019
RTX CorpUTX · Entity 2823President, Pratt & WhitneyFebruary 20, 2013February 22, 2013
SOUTHWEST AIRLINES COLUV · Entity 3286DirectorMay 07, 2026May 11, 2026
Woodward, Inc.WWD · Entity 3264DirectorOctober 01, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ATI INC

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.10 per shareSEC Table I · non-derivativeDirect34,945 Reported balance After 2026-05-19 transaction · row 1
1 source row

Row 1 · 2026-05-19 · Grant · Acquired 905 · Balance 34,945

F1: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

Filing footnotes · ownership attribution and instrument terms

F1: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

Howmet Aerospace Inc.

Report date January 15, 2019 · Filed January 24, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect128,613 Reported balance After 2019-01-15 transaction · row 1
1 source row

Row 1 · 2019-01-15 · Tax withholding · Disposed 16,326 · Balance 128,613

F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting and settlement of a stock award issued in accordance with Rule 16b-3.

Common StockSEC Table I · non-derivativeIndirectBy Trust44,166 Reported balance Holding disclosure · report date 2019-01-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 44,166

F2: Shares held in a revocable trust, of which the reporting person and his spouse are trustees and beneficiaries.

Common StockSEC Table I · non-derivativeIndirectBy Trust2,666 Reported balance Holding disclosure · report date 2019-01-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,666

F3: Shares held in a charitable remainder unitrust, of which the reporting person and his spouse are trustees and beneficiaries.

Filing footnotes · ownership attribution and instrument terms

F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting and settlement of a stock award issued in accordance with Rule 16b-3.

F2: Shares held in a revocable trust, of which the reporting person and his spouse are trustees and beneficiaries.

F3: Shares held in a charitable remainder unitrust, of which the reporting person and his spouse are trustees and beneficiaries.

RTX Corp

Report date February 20, 2013 · Filed February 22, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect62,457 Ending reported balance After 2013-02-20 transaction · row 9
9 source rows · reconciled sequence

Row 1 · 2013-02-20 · Exercise / conversion · Acquired 114,000 · Balance 176,457

Row 2 · 2013-02-20 · Exercise / conversion · Acquired 83,000 · Balance 259,457

Row 3 · 2013-02-20 · Exercise / conversion · Acquired 60,000 · Balance 319,457

Row 4 · 2013-02-20 · Sale · Disposed 13,348 · Balance 306,109

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price.

Row 5 · 2013-02-20 · Sale · Disposed 17,715 · Balance 288,394

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shaes sold at each separate price.

Row 6 · 2013-02-20 · Sale · Disposed 45,181 · Balance 243,213

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price.

Row 7 · 2013-02-20 · Tax withholding · Disposed 46,652 · Balance 196,561

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price.

Row 8 · 2013-02-20 · Tax withholding · Disposed 65,285 · Balance 131,276

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shares sold at each separate price.

Row 9 · 2013-02-20 · Tax withholding · Disposed 68,819 · Balance 62,457

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price.

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $70.81 · Expires 2018-04-08Direct0 Reported balance After 2013-02-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2013-02-20 · Exercise / conversion · Disposed 60,000 · Balance 0

F5: 120,000 Stock Appreciation Rights were granted on April 9, 2008, with 60,000 remaining outstanding at the time this transaction was initiated. These 60,000 SARs vested on April 9, 2012.

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $54.95 · Expires 2019-01-01Direct0 Reported balance After 2013-02-20 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2013-02-20 · Exercise / conversion · Disposed 114,000 · Balance 0

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $71.63 · Expires 2020-01-03Direct0 Reported balance After 2013-02-20 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2013-02-20 · Exercise / conversion · Disposed 83,000 · Balance 0

Common StockSEC Table I · non-derivativeIndirectBy Savings Plan Trustee5,390 Reported balance Holding disclosure · report date 2013-02-20 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 5,390

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shaes sold at each separate price.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shares sold at each separate price.

F5: 120,000 Stock Appreciation Rights were granted on April 9, 2008, with 60,000 remaining outstanding at the time this transaction was initiated. These 60,000 SARs vested on April 9, 2012.

SOUTHWEST AIRLINES CO

Report date May 07, 2026 · Filed May 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect32,682 Reported balance After 2026-05-07 transaction · row 1
1 source row

Row 1 · 2026-05-07 · Grant · Acquired 4,108 · Balance 32,682

Woodward, Inc.

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Woodward, Inc. Common StockSEC Table I · non-derivativeDirect18,460 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 520 · Balance 18,460

F1: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2027. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

F2: Total includes 2 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2027. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

F2: Total includes 2 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2007 Filed Jan 26, 2007 22:06 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,100 $66.34 $72,974.00
Disclosure

SEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 5

Hess David P · CIK 0001304945 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,395

Read SEC document
January 24, 2007 Filed Jan 26, 2007 22:06 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,800 $66.35 $119,430.00
Disclosure

SEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 4

Hess David P · CIK 0001304945 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,495

Read SEC document
January 24, 2007 Filed Jan 26, 2007 22:06 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 3,400 $66.36 $225,624.00
Disclosure

SEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 3

Hess David P · CIK 0001304945 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,295

Read SEC document
January 24, 2007 Filed Jan 26, 2007 22:06 UTC RTX Corp UTX · Entity 2823 Exercise / conversionCommon Stock 36,600 $31.71 $1,160,403.00
Disclosure

SEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 2

Hess David P · CIK 0001304945 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2007 Filed Jan 26, 2007 22:06 UTC RTX Corp UTX · Entity 2823 Exercise / conversionCommon Stock 35,800 $32.17 $1,151,686.00
Disclosure

SEC source: 0000101829-07-000032 · hes589.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 21:58 UTC RTX Corp UTX · Entity 2823 GrantStock Appreciation Right · Derivative 61,000 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000025 · hes584.xml · derivative · entry 1

Hess David P · CIK 0001304945 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Stock · 61,000 shares

Expires 2017-01-02

F1 · balance_after: The reporting person was also awarded 16,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
October 08, 2006 Filed Oct 10, 2006 13:50 UTC RTX Corp UTX · Entity 2823 Tax withholdingCommon Stock 3,705 $65.41 $242,344.05
Disclosure

SEC source: 0000101829-06-000128 · hes563.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,295

F1 · shares: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on October 8, 2004.

F2 · balance_after: The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock.

Read SEC document
October 08, 2006 Filed Apr 24, 2007 22:04 UTC Amendment RTX Corp UTX · Entity 2823 Tax withholdingCommon Stock 3,648 $65.41 $238,615.68
Disclosure

SEC source: 0000101829-07-000072 · hes610.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,352

F1 · shares: The initial filing was incorrect due to a Company error in calculating the required tax withholding upon vesting of 10,000 shares of restricted stock previously granted on October 8, 2004. The purpose of this amendment is to correct the number of shares reported as surrendered for taxes.

F2 · balance_after: The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock.

Read SEC document
March 08, 2006 Filed Mar 10, 2006 21:23 UTC RTX Corp UTX · Entity 2823 GrantStock Appreciation Right · Derivative 50,000 $0.00 Strike: $57.84 $0.00
Disclosure

SEC source: 0000101829-06-000061 · hes526.xml · derivative · entry 1

Hess David P · CIK 0001304945 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2016-03-07

Read SEC document
January 03, 2006 Filed Jan 5, 2006 21:19 UTC RTX Corp UTX · Entity 2823 GrantStock Appreciation Right · Derivative 52,000 $0.00 Strike: $56.53 $0.00
Disclosure

SEC source: 0000101829-06-000025 · hes506.xml · derivative · entry 1

Hess David P · CIK 0001304945 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 52,000 shares

Expires 2016-01-02

F1 · balance_after: The reporting person was also awarded 16,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:43 UTC RTX Corp UTX · Entity 2823 GrantNon-Qualified Stock Option (right to buy) · Derivative 38,000 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000047 · hes390.xml · derivative · entry 1

Hess David P · CIK 0001304945 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2015-01-02

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $77.00 $0.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · derivative · entry 21

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2011-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 900 $105.72 $95,148.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 19

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,400

F1 · balance_after: This Form 4 represents the first of two Form 4s to be filed today due to the sale of 50,000 shares of United Technologies Corporation common stock on December 23, 2004.

F2 · balance_after: Time restricted shares of Common Stock. 5,000 shares will vest on 10/8/2006 and 5,000 shares will vest on 10/8/2008, provided that Mr. Hess is employed by UTC or an affiliate on those dates.

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 700 $105.74 $74,018.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 18

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,300

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 300 $105.76 $31,728.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 17

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 900 $105.78 $95,202.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 16

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,300

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,000 $105.80 $211,600.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 15

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 200 $105.81 $21,162.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 14

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,200

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 400 $105.82 $42,328.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 13

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,400

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,100 $105.84 $116,424.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 12

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,800

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 400 $105.85 $42,340.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 11

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,900

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 600 $105.86 $63,516.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 10

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,300

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,800 $105.87 $190,566.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 9

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,900

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,500 $105.88 $158,820.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 8

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,700

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 800 $105.90 $84,720.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 7

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,200

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,100 $105.91 $116,501.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 6

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 200 $105.92 $21,184.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 5

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,100

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 300 $105.93 $31,779.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 4

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,300

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 200 $105.94 $21,188.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 3

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,600

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,200 $105.97 $127,164.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 2

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,800

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC RTX Corp UTX · Entity 2823 Exercise / conversionCommon Stock 50,000 $77.00 $3,850,000.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,100 $105.42 $115,962.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 20

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: This Form 4 represents the second of two Form 4s to be filed today due to the sale of 50,000 shares of United Technologies Corporation common stock on December 23, 2004.

F2 · balance_after: Time restricted shares of Common Stock. 5,000 shares will vest on 10/8/2006 and 5,000 shares will vest on 10/8/2008, provided that Mr. Hess is employed by UTC or an affiliate on those dates.

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,000 $105.46 $210,920.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 19

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,000 $105.49 $210,980.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 18

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,200 $105.50 $126,600.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 17

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,100 $105.52 $116,072.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 16

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 300 $105.55 $31,665.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 15

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400

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December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 800 $105.58 $84,464.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 14

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

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December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,200 $105.59 $232,298.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 13

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

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December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 100 $105.60 $10,560.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 12

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

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December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 800 $105.61 $84,488.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 11

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

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December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 600 $105.62 $63,372.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 10

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

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December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,100 $105.63 $116,193.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 9

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

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December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,800 $105.64 $190,152.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 8

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300

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December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,000 $105.65 $211,300.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 7

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,100

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December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,100 $105.66 $221,886.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 6

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,100

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December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,000 $105.67 $105,670.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 5

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

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December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 5,000 $105.68 $528,400.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 4

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,200

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 6,800 $105.69 $718,692.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 3

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,200

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December 23, 2004 Filed Dec 28, 2004 19:50 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,100 $105.70 $116,270.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 2

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.