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PENSKE ROGER S

Disclosed activity across 4 companies

Tapewire entity
12741
SEC CIK
0000942439

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENERAL ELECTRIC COGE · Entity 2813DirectorApril 02, 2013April 03, 2013
HOME DEPOT, INC.HD · Entity 2816DirectorJuly 08, 2005July 12, 2005
PENSKE AUTOMOTIVE GROUP, INC.PAG · Entity 1680Director · Chair & CEO · 10% ownerJune 01, 2026June 03, 2026
UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868DirectorFebruary 27, 2020February 28, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENERAL ELECTRIC CO

Report date April 02, 2013 · Filed April 03, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect201,391 Reported balance After 2013-04-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2013-04-02 · Grant · Acquired 2,670 · Balance 201,391

F1: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3: Payable beginning one year after termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3: Payable beginning one year after termination of service as a director.

HOME DEPOT, INC.

Report date July 08, 2005 · Filed July 12, 2005

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $40.08Direct0 Reported balance After 2005-07-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2005-07-08 · Disposition to issuer · Disposed 5,498.8871 · Balance 0

F1: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

PENSKE AUTOMOTIVE GROUP, INC.

Report date June 01, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect152,379 Reported balance After 2026-06-01 transaction · row 1
1 source row

Row 1 · 2026-06-01 · Tax withholding · Disposed 27,598 · Balance 152,379

F1: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2026.

Common StockSEC Table I · non-derivativeIndirectBy Corporation34,181,121 Reported balance Holding disclosure · report date 2026-06-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 34,181,121

F2: Consists of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2026.

F2: Consists of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

UNIVERSAL TECHNICAL INSTITUTE INC

Report date February 27, 2020 · Filed February 28, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par valueSEC Table I · non-derivativeDirect84,445 Reported balance After 2020-02-27 transaction · row 1
1 source row

Row 1 · 2020-02-27 · Grant · Acquired 6,712 · Balance 84,445

F1: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on February 27, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on February 27, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2011 Filed Oct 5, 2011 18:36 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 4,008 $15.59 $62,484.72
Disclosure

SEC source: 0001231205-11-000117 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,444

Underlying: Common Stock · 4,008 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:20 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,380 $18.49 $62,496.20
Disclosure

SEC source: 0001231205-11-000073 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,133

Underlying: Common Stock · 3,380 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:30 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,145 $19.87 $62,491.15
Disclosure

SEC source: 0001231205-11-000036 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,623

Underlying: Common Stock · 3,145 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,535 $17.68 $62,498.80
Disclosure

SEC source: 0001231205-11-000013 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,386

Underlying: Common Stock · 3,535 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:24 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,874 $16.13 $62,487.62
Disclosure

SEC source: 0001231205-10-000129 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,724

Underlying: Common Stock · 3,874 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:54 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 4,037 $15.48 $62,492.76
Disclosure

SEC source: 0001231205-10-000062 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,946

Underlying: Common Stock · 4,037 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2010 Filed Apr 5, 2010 19:24 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,558 $17.57 $62,514.06
Disclosure

SEC source: 0001231205-10-000033 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,175

Underlying: Common Stock · 3,558 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.57 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2010 Filed Jan 7, 2010 00:36 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,992 $15.66 $62,514.72
Disclosure

SEC source: 0001231205-10-000013 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,781

Underlying: Common Stock · 3,992 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.66 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 21:00 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,975 $15.72 $62,487.00
Disclosure

SEC source: 0001231205-09-000150 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,910

Underlying: Common Stock · 3,975 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2009 Filed Jul 2, 2009 20:33 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 4,951 $12.62 $62,481.62
Disclosure

SEC source: 0001231205-09-000094 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,913

Underlying: Common Stock · 4,951 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2009 Filed Apr 2, 2009 19:43 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 6,683 $9.35 $62,486.05
Disclosure

SEC source: 0001231205-09-000060 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,980

Underlying: Common Stock · 6,683 shares

Expires not disclosed

F1 · security: Acquired at a price of $9.35 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2009 Filed Jan 5, 2009 21:34 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,684 $16.97 $62,517.48
Disclosure

SEC source: 0001231205-09-000013 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,554

Underlying: Common Stock · 3,684 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.97 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2008 Filed Oct 2, 2008 20:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,385 $26.20 $62,487.00
Disclosure

SEC source: 0001231205-08-000153 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,023

Underlying: Common Stock · 2,385 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2008 Filed Jul 3, 2008 16:20 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,177 $28.71 $62,501.67
Disclosure

SEC source: 0001231205-08-000085 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,533

Underlying: Common Stock · 2,177 shares

Expires not disclosed

F1 · security: Acquired at a price of $28.71 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2008 Filed Apr 3, 2008 18:00 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,789 $34.93 $62,489.77
Disclosure

SEC source: 0001231205-08-000042 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,429

Underlying: Common Stock · 1,789 shares

Expires not disclosed

F1 · security: Acquired at a price of $34.93 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 25, 2008 Filed Jan 29, 2008 21:43 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $25.83 $0.00
Disclosure

SEC source: 0001231205-08-000020 · edgar.xml · derivative · entry 2

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2008-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2008 Filed Jan 29, 2008 21:43 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 18,000 $25.83 $464,940.00
Disclosure

SEC source: 0001231205-08-000020 · edgar.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2008 Filed Jan 4, 2008 21:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,687 $37.04 $62,486.48
Disclosure

SEC source: 0001231205-08-000012 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,755

Underlying: Common Stock · 1,687 shares

Expires not disclosed

F1 · security: Acquired at a price of $37.04 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 20:19 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,550 $40.32 $62,495.23
Disclosure

SEC source: 0001231205-07-000144 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,406

Underlying: Common Stock · 1,550 shares

Expires not disclosed

F1 · security: Acquired at a price of $40.3195 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2007 Filed Jul 5, 2007 17:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,647 $37.94 $62,487.18
Disclosure

SEC source: 0001231205-07-000081 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,215

Underlying: Common Stock · 1,647 shares

Expires not disclosed

F1 · security: Acquired at a price of $37.94 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 21:20 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,789 $34.94 $62,507.66
Disclosure

SEC source: 0001231205-07-000045 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,855

Underlying: Common Stock · 1,789 shares

Expires not disclosed

F1 · security: Acquired at a price of $34.94 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
January 29, 2007 Filed Jan 30, 2007 22:28 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $17.25 $0.00
Disclosure

SEC source: 0001231205-07-000019 · edgar.xml · derivative · entry 2

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2007-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2007 Filed Jan 30, 2007 22:28 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 18,000 $17.25 $310,500.00
Disclosure

SEC source: 0001231205-07-000019 · edgar.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 19:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,710 $36.56 $62,517.60
Disclosure

SEC source: 0001231205-07-000003 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,391

Underlying: Common Stock · 1,710 shares

Expires not disclosed

F1 · security: Acquired at a price of $36.56 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
October 02, 2006 Filed Oct 4, 2006 15:31 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,802 $34.68 $62,493.36
Disclosure

SEC source: 0001231205-06-000167 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,082

Underlying: Common Stock · 1,802 shares

Expires not disclosed

F1 · security: Acquired at a price of $34.68 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
July 03, 2006 Filed Jul 6, 2006 18:00 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,854 $33.70 $62,479.80
Disclosure

SEC source: 0001231205-06-000100 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,648

Underlying: Common Stock · 1,854 shares

Expires not disclosed

F1 · security: Acquired at a price of $33.70 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
April 03, 2006 Filed Apr 5, 2006 21:02 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,840 $33.97 $62,504.80
Disclosure

SEC source: 0001231205-06-000075 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,202

Underlying: Common Stock · 1,840 shares

Expires not disclosed

F1 · security: Acquired at a price of $33.97 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
January 26, 2006 Filed Jan 27, 2006 21:44 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,500 $0.00 Strike: $12.79 $0.00
Disclosure

SEC source: 0001231205-06-000017 · edgar.xml · derivative · entry 2

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2006-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2006 Filed Jan 27, 2006 21:44 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 4,500 $12.79 $57,555.00
Disclosure

SEC source: 0001231205-06-000017 · edgar.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2006 Filed Jan 10, 2006 19:45 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,760 $35.51 $62,497.60
Disclosure

SEC source: 0001231205-06-000011 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,767

Underlying: Common Stock · 1,760 shares

Expires not disclosed

F1 · security: Acquired at a price of $35.51 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
September 30, 2005 Filed Oct 4, 2005 21:07 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,848 $33.83 $62,517.84
Disclosure

SEC source: 0001231205-05-000212 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,516

Underlying: Common Stock · 1,848 shares

Expires not disclosed

F1 · security: Acquired at a price of $33.83 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
July 08, 2005 Filed Jul 12, 2005 21:16 UTC HOME DEPOT, INC. HD · Entity 2816 Disposition to issuerDeferred Stock Units · Derivative 5,498.8871 $40.08 Strike: $40.08 $220,395.39
Disclosure

SEC source: 0001209191-05-036772 · doc4.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,498.8871 shares

Expires not disclosed

F1 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F1 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
July 01, 2005 Filed Jul 6, 2005 19:55 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,738 $0.00 $0.00
Disclosure

SEC source: 0001231205-05-000130 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,204

Underlying: Common Stock · 1,738 shares

Expires not disclosed

F1 · security: Acquired at a price of $35.96 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
March 31, 2005 Filed Apr 4, 2005 16:30 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,743 $0.00 $0.00
Disclosure

SEC source: 0001231205-05-000062 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,035

Underlying: Common Stock · 1,743 shares

Expires not disclosed

F1 · security: Acquired at a price of $35.86 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
February 24, 2005 Filed Feb 28, 2005 21:44 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 126.199 $39.62 $5,000.00
Disclosure

SEC source: 0001209191-05-012507 · doc4.xml · derivative · entry 7

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,470.4891

Underlying: Common Stock · 126.199 shares

Expires not disclosed

F3 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F3 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
January 03, 2005 Filed Jan 4, 2005 17:41 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,707 $0.00 $0.00
Disclosure

SEC source: 0001231205-05-000009 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,866

Underlying: Common Stock · 1,707 shares

Expires not disclosed

F1 · security: Acquired at a price of $36.61 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
December 16, 2004 Filed Feb 28, 2005 21:44 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 10.6447 $42.59 $453.36
Disclosure

SEC source: 0001209191-05-012507 · doc4.xml · derivative · entry 6

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,344.2901

Underlying: Common Stock · 10.6447 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units represent dividend equivalents credited with respect to deferred stock units previously acquired and reported. Both the dividend and the deferred stock units previously acquired and reported convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The deferred stock units represent dividend equivalents credited with respect to deferred stock units previously acquired and reported. Both the dividend and the deferred stock units previously acquired and reported convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The deferred stock units represent dividend equivalents credited with respect to deferred stock units previously acquired and reported. Both the dividend and the deferred stock units previously acquired and reported convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
December 16, 2004 Filed Feb 28, 2005 21:44 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Rights · Derivative 10.669 $42.59 $454.39
Disclosure

SEC source: 0001209191-05-012507 · doc4.xml · derivative · entry 3

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,356.4764

Underlying: Common Stock · 10.669 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock rights represent dividend equivalents credited with respect to deferred stock rights previously acquired and reported under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. Both the dividend equivalents and deferred stock rights previously acquired and reported convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The deferred stock rights represent dividend equivalents credited with respect to deferred stock rights previously acquired and reported under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. Both the dividend equivalents and deferred stock rights previously acquired and reported convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The deferred stock rights represent dividend equivalents credited with respect to deferred stock rights previously acquired and reported under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. Both the dividend equivalents and deferred stock rights previously acquired and reported convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
November 18, 2004 Filed Nov 23, 2004 00:07 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 116.8 $42.81 $5,000.21
Disclosure

SEC source: 0001209191-04-054113 · doc4.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,337.6016

Underlying: Common Stock · 116.8 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F1 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F1 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
November 17, 2004 Filed Nov 19, 2004 22:22 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 35.48 $42.28 $1,500.09
Disclosure

SEC source: 0001209191-04-053836 · doc4.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,220.8016

Underlying: Common Stock · 35.48 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F1 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F1 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
October 01, 2004 Filed Oct 1, 2004 18:38 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,859 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000184 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,752

Underlying: Common Stock · 1,859 shares

Expires not disclosed

F1 · security: Acquired at a price of $33.62 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
September 16, 2004 Filed Feb 28, 2005 21:44 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 11.3553 $38.70 $439.45
Disclosure

SEC source: 0001209191-05-012507 · doc4.xml · derivative · entry 5

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,181.3725

Underlying: Common Stock · 11.3553 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units represent dividend equivalents credited with respect to deferred stock units previously acquired and reported. Both the dividend and the deferred stock units previously acquired and reported convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The deferred stock units represent dividend equivalents credited with respect to deferred stock units previously acquired and reported. Both the dividend and the deferred stock units previously acquired and reported convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The deferred stock units represent dividend equivalents credited with respect to deferred stock units previously acquired and reported. Both the dividend and the deferred stock units previously acquired and reported convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
September 16, 2004 Filed Feb 28, 2005 21:44 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Rights · Derivative 11.7157 $38.70 $453.40
Disclosure

SEC source: 0001209191-05-012507 · doc4.xml · derivative · entry 2

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,345.8074

Underlying: Common Stock · 11.7157 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock rights represent dividend equivalents credited with respect to deferred stock rights previously acquired and reported under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. Both the dividend equivalents and deferred stock rights previously acquired and reported convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The deferred stock rights represent dividend equivalents credited with respect to deferred stock rights previously acquired and reported under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. Both the dividend equivalents and deferred stock rights previously acquired and reported convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The deferred stock rights represent dividend equivalents credited with respect to deferred stock rights previously acquired and reported under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. Both the dividend equivalents and deferred stock rights previously acquired and reported convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
August 06, 2004 Filed Aug 10, 2004 21:40 UTC HOME DEPOT, INC. HD · Entity 2816 GrantStock Options · Derivative 1,500 $32.90 Strike: $32.90 $49,350.00
Disclosure

SEC source: 0001209191-04-040219 · doc4.xml · derivative · entry 3

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 1,500 shares

Expires 2014-08-05

F3 · derivative.exercise_date: The stock options were issued under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan and are exercisable in 25% increments on the 2nd, 3rd, 4th and 5th anniversaries of the grant date.

Read SEC document
August 06, 2004 Filed Aug 10, 2004 21:40 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 121.5805 $32.90 $4,000.00
Disclosure

SEC source: 0001209191-04-040219 · doc4.xml · derivative · entry 2

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,185.3217

Underlying: Common Stock · 121.5806 shares

Expires not disclosed

F2 · derivative.exercise_price: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
August 06, 2004 Filed Aug 10, 2004 21:40 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Rights · Derivative 303.9514 $32.90 $10,000.00
Disclosure

SEC source: 0001209191-04-040219 · doc4.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,322.456

Underlying: Common Stock · 303.9514 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Rights were granted under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The Deferred Stock Rights were granted under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The Deferred Stock Rights were granted under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan and convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 15:04 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,950 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000108 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,493

Underlying: Common Stock · 1,950 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.05 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
June 24, 2004 Filed Feb 28, 2005 21:44 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Units · Derivative 12.0929 $35.40 $428.09
Disclosure

SEC source: 0001209191-05-012507 · doc4.xml · derivative · entry 4

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048.4367

Underlying: Common Stock · 12.0929 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units represent dividend equivalents credited with respect to deferred stock units previously acquired and reported. Both the dividend and the deferred stock units previously acquired and reported convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.exercise_date: The deferred stock units represent dividend equivalents credited with respect to deferred stock units previously acquired and reported. Both the dividend and the deferred stock units previously acquired and reported convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

F2 · derivative.expiration_date: The deferred stock units represent dividend equivalents credited with respect to deferred stock units previously acquired and reported. Both the dividend and the deferred stock units previously acquired and reported convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Read SEC document
June 23, 2004 Filed Feb 28, 2005 21:44 UTC HOME DEPOT, INC. HD · Entity 2816 GrantDeferred Stock Rights · Derivative 9.9158 $35.44 $351.42
Disclosure

SEC source: 0001209191-05-012507 · doc4.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030.1403

Underlying: Common Stock · 9.9158 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock rights represent dividend equivalents credited with respect to deferred stock rights previously acquired and reported under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. Both the dividend equivalents and deferred stock rights previously acquired and reported convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.exercise_date: The deferred stock rights represent dividend equivalents credited with respect to deferred stock rights previously acquired and reported under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. Both the dividend equivalents and deferred stock rights previously acquired and reported convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

F1 · derivative.expiration_date: The deferred stock rights represent dividend equivalents credited with respect to deferred stock rights previously acquired and reported under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan. Both the dividend equivalents and deferred stock rights previously acquired and reported convert to shares of Common Stock on a one-for-one basis upon the earlier of (i) the first anniversary of the director's termination of service as a Board member, (ii) the date of the director's death, retirement or disability, or (iii) the date of a change in control of the Company.

Read SEC document
May 27, 2004 Filed Jun 1, 2004 19:58 UTC HOME DEPOT, INC. HD · Entity 2816 GrantStock Options · Derivative 7,500 $35.84 Strike: $35.84 $268,800.00
Disclosure

SEC source: 0001209191-04-028835 · doc4.xml · derivative · entry 3

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 7,500 shares

Expires 2014-05-26

F3 · derivative.exercise_date: The stock options were issued under The Home Depot, Inc. 1997 Omnibus Stock Incentive Plan and are exercisable in 25% increments on the 2nd, 3rd, 4th and 5th anniversaries of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.