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PENSKE ROGER S

Disclosed activity across 4 companies

Tapewire entity
12741
SEC CIK
0000942439

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENERAL ELECTRIC COGE · Entity 2813DirectorApril 02, 2013April 03, 2013
HOME DEPOT, INC.HD · Entity 2816DirectorJuly 08, 2005July 12, 2005
PENSKE AUTOMOTIVE GROUP, INC.PAG · Entity 1680Director · Chair & CEO · 10% ownerJune 01, 2026June 03, 2026
UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868DirectorFebruary 27, 2020February 28, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENERAL ELECTRIC CO

Report date April 02, 2013 · Filed April 03, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect201,391 Reported balance After 2013-04-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2013-04-02 · Grant · Acquired 2,670 · Balance 201,391

F1: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3: Payable beginning one year after termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3: Payable beginning one year after termination of service as a director.

HOME DEPOT, INC.

Report date July 08, 2005 · Filed July 12, 2005

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $40.08Direct0 Reported balance After 2005-07-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2005-07-08 · Disposition to issuer · Disposed 5,498.8871 · Balance 0

F1: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.

PENSKE AUTOMOTIVE GROUP, INC.

Report date June 01, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect152,379 Reported balance After 2026-06-01 transaction · row 1
1 source row

Row 1 · 2026-06-01 · Tax withholding · Disposed 27,598 · Balance 152,379

F1: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2026.

Common StockSEC Table I · non-derivativeIndirectBy Corporation34,181,121 Reported balance Holding disclosure · report date 2026-06-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 34,181,121

F2: Consists of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2026.

F2: Consists of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

UNIVERSAL TECHNICAL INSTITUTE INC

Report date February 27, 2020 · Filed February 28, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par valueSEC Table I · non-derivativeDirect84,445 Reported balance After 2020-02-27 transaction · row 1
1 source row

Row 1 · 2020-02-27 · Grant · Acquired 6,712 · Balance 84,445

F1: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on February 27, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on February 27, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2026 Filed Jun 3, 2026 20:24 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 Tax withholdingCommon Stock 27,598 $170.44 $4,703,803.12
Disclosure

SEC source: 0001628280-26-040341 · wk-form4_1780518288.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,379

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2026.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 13:48 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantCommon Stock 39,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-012588 · wk-form4_1772200135.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,991

F1 · shares: Fifteen percent of the shares vest on June 1, 2027, fifteen percent of these shares vest on June 1, 2028, twenty percent of the shares vest on June 1, 2029, and fifty percent of the shares vest on June 1, 2030.

F2 · price: Price is not relevant to this transaction.

Read SEC document
February 25, 2026 Filed Mar 12, 2026 21:01 UTC Amendment PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantCommon Stock 39,935 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-017351 · wk-form4a_1773349295.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,977

F1 · shares: Fifteen percent of these shares vest on June 1, 2027, fifteen percent of these shares vest on June 1, 2028, twenty percent of the shares vest on June 1, 2029, and fifty percent of the shares vest on June 1, 2030.

F2 · price: Price is not relevant to this transaction.

Read SEC document
June 03, 2025 Filed Jun 3, 2025 20:45 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 SaleCommon Stock 77,357 $161.37 $12,483,099.09
Disclosure

SEC source: 0001019849-25-000067 · wk-form4_1748983511.xml · nonDerivative · entry 3

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,042

F3 · price: The transaction was executed in multiple trade prices ranging from $160.13 to $162.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 20:45 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 SaleCommon Stock 20,100 $159.80 $3,211,980.00
Disclosure

SEC source: 0001019849-25-000067 · wk-form4_1748983511.xml · nonDerivative · entry 2

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,399

F2 · price: The transaction was executed in multiple trade prices ranging from $159.03 to $160.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:45 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 Tax withholdingCommon Stock 44,179 $164.18 $7,253,308.22
Disclosure

SEC source: 0001019849-25-000067 · wk-form4_1748983511.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,499

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2025.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:03 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantCommon Stock 34,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001019849-25-000017 · wk-form4_1740171821.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,678

F1 · shares: Fifteen percent of the shares vest on June 1, 2026, fifteen percent of the shares vest on June 1, 2027, twenty percent of the shares vest on June 1, 2028, and fifty percent of the shares vest on June 1, 2029.

F2 · price: Price is not relevant to this transaction.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:11 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 Tax withholdingCommon Stock 31,161 $152.10 $4,739,588.10
Disclosure

SEC source: 0001019849-24-000064 · wk-form4_1717531883.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,317

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2024.

Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:17 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantCommon Stock 31,722 Not disclosed Not disclosed
Disclosure

SEC source: 0001019849-24-000015 · wk-form4_1707945422.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,478

F1 · shares: Fifteen percent of the shares vest on June 1, 2025, fifteen percent of the shares vest on June 1, 2026, twenty percent of the shares vest on June 1, 2027, and fifty percent of the shares vest on June 1, 2028.

F2 · price: Price is not relevant to this transaction.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 21:10 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GiftCommon Stock 341,815 $0.00 $0.00
Disclosure

SEC source: 0001019849-23-000164 · wk-form4_1702069849.xml · nonDerivative · entry 2

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,195 shares held by Penske corporation. 54,980 of the shares indirectly held were previously held directly. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 21:10 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GiftCommon Stock 329,495 $0.00 $0.00
Disclosure

SEC source: 0001019849-23-000164 · wk-form4_1702069849.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,756

F1 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,195 shares held by Penske corporation. 54,980 of the shares indirectly held were previously held directly. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:03 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 Tax withholdingCommon Stock 42,158 $138.43 $5,835,931.94
Disclosure

SEC source: 0001019849-23-000098 · wk-form4_1685999009.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 631,231

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2023.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 13:19 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantCommon Stock 50,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001019849-23-000023 · wf-form4_167663995113160.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,389

F1 · shares: Fifteen percent of the shares vest on June 1, 2024, fifteen percent of the shares vest on June 1, 2025, twenty percent of the shares vest on June 1, 2026, and fifty percent of the shares vest on June 1, 2027.

F2 · price: Price is not relevant to this transaction.

F3 · ownership.direct: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:15 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 SaleCommon Stock 49,009 $115.37 $5,654,168.33
Disclosure

SEC source: 0001209191-22-034019 · doc4.xml · nonDerivative · entry 2

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,721

F3 · price: The transaction was executed in multiple trade prices ranging from $114.50 to $115.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:15 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 Tax withholdingCommon Stock 37,887 $116.23 $4,403,606.01
Disclosure

SEC source: 0001209191-22-034019 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,730

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2022.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:27 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantCommon Stock (Restricted Shares) 86,498 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-010763 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,617

F1 · shares: Fifteen percent of the shares vest on June 1, 2023, fifteen percent of the shares vest on June 1, 2024, twenty percent of the shares vest on June 1, 2025 and fifty percent of the shares vest on June 1, 2026.

F2 · price: Price is not relevant to this transaction.

F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,835 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:56 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 SaleCommon Stock 25,000 $89.87 $2,246,842.50
Disclosure

SEC source: 0001209191-21-051899 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 286,835

F1 · price: This transaction was executed in multiple trade prices ranging from $89.07 to $90.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports direct beneficial ownership of 623,119 shares. The 25,000 shares sold on August 16, 2021 were previously held directly. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 21:59 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 SaleCommon Stock 8,500 $82.35 $699,975.00
Disclosure

SEC source: 0001209191-21-037854 · doc4.xml · nonDerivative · entry 3

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,119

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 21:59 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 SaleCommon Stock 12,313 $85.31 $1,050,422.03
Disclosure

SEC source: 0001209191-21-037854 · doc4.xml · nonDerivative · entry 2

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,619

F3 · price: The transaction was executed in multiple trade prices ranging from $85.00 to $86.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:59 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 Tax withholdingCommon Stock 35,416 $86.96 $3,079,775.36
Disclosure

SEC source: 0001209191-21-037854 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,932

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2021.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 13:36 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantCommon Stock (Restricted Shares) 143,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-011629 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,348

F1 · shares: Fifteen percent of the shares vest on June 1, 2022, fifteen percent of the shares vest on June 1, 2023, twenty percent of the shares vest on June 1, 2024 and fifty percent of the shares vest on June 1, 2025.

F2 · price: Price is not relevant to this transaction.

F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
November 17, 2020 Filed Jan 5, 2021 13:28 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GiftCommon Stock 54,762 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000637 · doc5.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 286,833

F1 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. 47,110 shares of the 286,833 shares held indirectly were previously held directly. Mr. Penske thus reports direct ownership of 561,010. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:07 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 Tax withholdingCommon Stock 36,419 $35.99 $1,310,719.81
Disclosure

SEC source: 0001209191-20-033471 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,120

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2020.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 294,485 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:18 UTC UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 GrantCommon Stock, $0.0001 par value 6,712 $7.45 $50,004.40
Disclosure

SEC source: 0001209191-20-013805 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,445

F1 · shares: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on February 27, 2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:31 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantCommon Stock (Restricted Shares) 44,456 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-009203 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,539

F1 · shares: 15% of the shares vest on June 1, 2021, 15% of the shares vest on June 1, 2022, 20% of the shares vest on June 1, 2023 and 50% of the shares vest on June 1, 2024.

F2 · price: Price is not relevant to this transaction.

F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 294,485 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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June 03, 2019 Filed Jun 4, 2019 20:42 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 Disposition to issuerCommon Stock 213,071 $44.40 $9,460,352.40
Disclosure

SEC source: 0001209191-19-034324 · doc4.xml · nonDerivative · entry 3

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 294,485

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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June 03, 2019 Filed Jun 4, 2019 20:42 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 Disposition to issuerCommon Stock 43,298 $44.40 $1,922,431.20
Disclosure

SEC source: 0001209191-19-034324 · doc4.xml · nonDerivative · entry 2

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,083

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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June 01, 2019 Filed Jun 4, 2019 20:42 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 Tax withholdingCommon Stock 30,844 $42.72 $1,317,655.68
Disclosure

SEC source: 0001209191-19-034324 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,381

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2019.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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February 27, 2019 Filed Feb 28, 2019 22:40 UTC UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 GrantCommon Stock, $0.0001 par value 14,286 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014637 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,733

F1 · shares: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on February 27, 2019.

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February 12, 2019 Filed Feb 13, 2019 21:20 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantCommon Stock (Restricted Shares) 107,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-009613 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,225

F1 · shares: 15% of the shares vest on June 1, 2020, 15% of the shares vest on June 1, 2021, 20% of the shares vest on June 1, 2022 and 50% of the shares vest on June 1, 2023.

F2 · price: Price is not relevant to this transaction.

F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 507,556 shares held in a trust (53,195 of which were previously held directly). Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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June 01, 2018 Filed Jun 4, 2018 20:23 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 Tax withholdingCommon Stock 37,895 $48.60 $1,841,697.00
Disclosure

SEC source: 0001209191-18-035071 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,877

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2018.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 454,361 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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March 06, 2018 Filed Mar 8, 2018 23:32 UTC UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 GrantCommon Stock, $0.0001 par value 18,797 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018275 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,447

F1 · shares: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on March 7, 2018.

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February 13, 2018 Filed Feb 15, 2018 21:33 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantCommon Stock (Restricted Shares) 74,434 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-010420 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,772

F1 · shares: 15% of the shares vest on June 1, 2019, 15% of the shares vest on June 1, 2020, 20% of the shares vest on June 1, 2021 and 50% of the shares vest on June 1, 2022.

F2 · price: Price is not relevant to this transaction.

F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 454,361 shares held in a trust (which were previously held directly). Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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October 20, 2017 Filed Oct 23, 2017 20:48 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 PurchaseCommon Stock 1,103,996 $45.29 $49,999,978.84
Disclosure

SEC source: 0001209191-17-057755 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Penske Automotive Holdings Corp.

Disclosed balance after: 33,688,936

F1 · balance_after: In addition to the 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation), Mr. Penske reports indirect benefical ownership of 492,185 shares held by Penske Corporation, indirect ownership of 454,361 shares held in a trust (which were previously held directly) and direct ownership of 583,338 shares. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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June 01, 2017 Filed Jun 2, 2017 20:12 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 Tax withholdingCommon Stock 42,723 $43.28 $1,849,051.44
Disclosure

SEC source: 0001209191-17-037198 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037,699

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2017.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 32,584,940 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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March 01, 2017 Filed Mar 2, 2017 23:12 UTC UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 GrantCommon Stock, $0.0001 par value 14,286 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016900 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,650

F1 · shares: The award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2017. UTI's Board of Directors approved the award on March 1, 2017.

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February 08, 2017 Filed Feb 10, 2017 21:45 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantCommon Stock 91,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-009585 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,481

F1 · shares: 15% of the shares vest on June 1, 2018, 15% of the shares vest on June 1, 2019, 20% of the shares vest on June 1, 2020 and 50% of the shares vest on June 1, 2021.

F2 · price: Price is not relevant to this transaction.

F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 32,584,940 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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February 08, 2017 Filed Mar 16, 2017 20:13 UTC Amendment PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantCommon Stock (Restricted Shares) 87,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-021084 · doc4a.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,422

F1 · security: This Form 4 is being amended to correct the number of shares awarded which was previously noted improperly due to a computational error.

F2 · shares: 15% of the shares vest on June 1, 2018, 15% of the shares vest on June 1, 2019, 20% of the shares vest on June 1, 2020 and 50% of the shares vest on June 1, 2021.

F3 · price: Price is not relevant to this transaction.

F4 · balance_after: Mr. Penske also reports indirect beneficial ownership of 32,584,940 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
September 09, 2016 Filed Sep 12, 2016 20:04 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 PurchaseCommon Stock 157,602 $47.62 $7,504,550.19
Disclosure

SEC source: 0001209191-16-140921 · doc4.xml · nonDerivative · entry 2

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Penske Automotive Holdings Corp.

Disclosed balance after: 32,584,940

F2 · price: This transaction was executed in multiple trade prices ranging from $47.04 to $48.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: In addition to the 32,584,940 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation), Mr. Penske reports benefical ownership of 492,185 shares held by Penske Corporation and reports direct ownership of 993,337 shares. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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September 08, 2016 Filed Sep 12, 2016 20:04 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 PurchaseCommon Stock 170,000 $48.49 $8,243,487.00
Disclosure

SEC source: 0001209191-16-140921 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Penske Automotive Holdings Corp.

Disclosed balance after: 32,427,338

F1 · price: This transaction was executed in multiple trade prices ranging from $48.18 to $48.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.

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September 07, 2016 Filed Sep 7, 2016 20:54 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 PurchaseCommon Stock 100,000 $47.52 $4,752,120.00
Disclosure

SEC source: 0001209191-16-140426 · doc4.xml · nonDerivative · entry 3

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Penske Automotive Holdings Corp.

Disclosed balance after: 32,257,338

F3 · price: This transaction was executed in multiple trade prices ranging from $47.01 to $47.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: In addition to the 32,257,338 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation), Mr. Penske reports benefical ownership of 492,185 shares held by Penske Corporation and reports direct ownership of 993,337 shares. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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September 06, 2016 Filed Sep 7, 2016 20:54 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 PurchaseCommon Stock 75,000 $46.64 $3,497,730.00
Disclosure

SEC source: 0001209191-16-140426 · doc4.xml · nonDerivative · entry 2

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Penske Automotive Holdings Corp.

Disclosed balance after: 32,157,338

F2 · price: This transaction was executed in multiple trade prices ranging from $46.12 to $47.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.

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September 02, 2016 Filed Sep 7, 2016 20:54 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 PurchaseCommon Stock 50,000 $46.30 $2,314,920.00
Disclosure

SEC source: 0001209191-16-140426 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Penske Automotive Holdings Corp.

Disclosed balance after: 32,082,338

F1 · price: This transaction was executed in multiple trade prices ranging from $45.91 to $46.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:46 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,670 $23.40 $62,478.00
Disclosure

SEC source: 0001231205-13-000039 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,391

Underlying: Common Stock · 2,670 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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January 02, 2013 Filed Jan 4, 2013 22:04 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,949 $21.20 $62,518.80
Disclosure

SEC source: 0001231205-13-000014 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,066

Underlying: Common Stock · 2,949 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2012 Filed Oct 1, 2012 21:21 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,856 $21.89 $62,517.84
Disclosure

SEC source: 0001231205-12-000109 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,600

Underlying: Common Stock · 2,856 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.89 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 02, 2012 Filed Jul 3, 2012 19:43 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,198 $19.54 $62,488.92
Disclosure

SEC source: 0001231205-12-000061 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,172

Underlying: Common Stock · 3,198 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.54 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:12 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,180 $19.65 $62,487.00
Disclosure

SEC source: 0001231205-12-000033 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,399

Underlying: Common Stock · 3,180 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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January 03, 2012 Filed Jan 4, 2012 22:17 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,652 $17.11 $62,485.72
Disclosure

SEC source: 0001231205-12-000012 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,664

Underlying: Common Stock · 3,652 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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December 23, 2011 Filed Feb 14, 2012 00:29 UTC GENERAL ELECTRIC CO GE · Entity 2813 GiftCommon Stock 96,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000019 · edgar.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.