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SAMANT VIJAY B

Disclosed activity across 2 companies

Tapewire entity
127277
SEC CIK
0001198238

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Armata Pharmaceuticals, Inc.APHB · Entity 6329DirectorSeptember 07, 2017September 12, 2017
Fresh Tracks Therapeutics, Inc.BBI · Entity 90076DirectorMay 17, 2022May 17, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Armata Pharmaceuticals, Inc.

Report date September 07, 2017 · Filed September 12, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.91 · Expires 2027-09-06Direct10,900 Reported balance After 2017-09-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-09-07 · Grant · Acquired 10,900 · Balance 10,900

Fresh Tracks Therapeutics, Inc.

Report date May 17, 2022 · Filed May 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.19 · Expires 2032-05-17Direct65,000 Reported balance After 2022-05-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-05-17 · Grant · Acquired 65,000 · Balance 65,000

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2022 Filed May 17, 2022 17:16 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 GrantStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0000819050-22-000073 · wf-form4_165282211444816.xml · derivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2032-05-17

Read SEC document
June 14, 2021 Filed Jun 14, 2021 16:44 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0000819050-21-000087 · wf-form4_162370346407607.xml · derivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-06-14

Read SEC document
December 31, 2020 Filed Jan 5, 2021 18:30 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Tax withholdingCommon Stock 4,408 $0.78 $3,438.24
Disclosure

SEC source: 0001062993-21-000138 · form4.xml · nonDerivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,134

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 17:07 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001062993-20-004557 · form4.xml · derivative · entry 2

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2030-09-15

F2 · derivative.exercise_date: The stock options will vest 25% on September 15, 2021, and the remainder will vest in equal monthly installments over the following three years.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 17:07 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 GrantCommon Stock 10,493 $0.81 $8,499.33
Disclosure

SEC source: 0001062993-20-004557 · form4.xml · nonDerivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,542

F1 · shares: On September 15, 2020, the reporting person was granted 10,493 restricted stock units ("RSUs") in lieu of a portion of cash compensation as a director of Brickell Biotech, Inc. The RSUs are scheduled to vest on December 31, 2020 and will be settled in the form of one share of common stock for each RSU.

F1 · price: On September 15, 2020, the reporting person was granted 10,493 restricted stock units ("RSUs") in lieu of a portion of cash compensation as a director of Brickell Biotech, Inc. The RSUs are scheduled to vest on December 31, 2020 and will be settled in the form of one share of common stock for each RSU.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 16:23 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionRestricted Stock Units · Derivative 609 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-004309 · form4.xml · derivative · entry 4

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

F3 · derivative.expiration_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 16:23 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Tax withholdingCommon Stock 6,375 $0.94 $5,992.50
Disclosure

SEC source: 0001062993-20-004309 · form4.xml · nonDerivative · entry 3

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,049

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 16:23 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Tax withholdingCommon Stock 256 $0.94 $240.64
Disclosure

SEC source: 0001062993-20-004309 · form4.xml · nonDerivative · entry 2

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,424

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 16:23 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionCommon Stock 609 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-20-004309 · form4.xml · nonDerivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 16:42 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionRestricted Stock Units · Derivative 608 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-003643 · form4.xml · derivative · entry 3

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Underlying: Common Stock · 608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

F3 · derivative.expiration_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 16:42 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Tax withholdingCommon Stock 256 $0.92 $235.52
Disclosure

SEC source: 0001062993-20-003643 · form4.xml · nonDerivative · entry 2

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,071

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 16:42 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionCommon Stock 608 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-20-003643 · form4.xml · nonDerivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 14:02 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionRestricted Stock Units · Derivative 608 $0.00 $0.00
Disclosure

SEC source: 0000911916-20-000145 · edgar.xml · derivative · entry 3

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,217

Underlying: Common Stock · 608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

F3 · derivative.expiration_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

F4 · balance_after: The reporting person filed a Form 4 on June 5, 2020 which reported, among other transactions, the vesting on various dates of portions of a grant of RSUs made to the reporting person on February 14, 2020. Column 9 of Table II of that Form 4 incorrectly reported the number of unvested RSUs remaining from that grant following each such vesting. The number reported in this Column 9 of Table II of this Form 4 represents the correct number of unvested RSUs remaining from the February 14, 2020 grant following the vestings that were reported on the Form 4 filed on June 5, 2020, as well as the vesting that occurred on June 30, 2020 as reported on this Form 4.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 14:02 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Tax withholdingCommon Stock 256 $1.00 $256.00
Disclosure

SEC source: 0000911916-20-000145 · edgar.xml · nonDerivative · entry 2

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,719

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 14:02 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionCommon Stock 608 Not disclosed Not disclosed
Disclosure

SEC source: 0000911916-20-000145 · edgar.xml · nonDerivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 GrantStock Option (right to buy) · Derivative 4,333 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · derivative · entry 17

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,333

Underlying: Common Stock · 4,333 shares

Expires 2030-06-03

Read SEC document
June 03, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 GrantCommon Stock 15,178 $0.00 $0.00
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · nonDerivative · entry 11

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,367

F3 · shares: Represents RSUs that are scheduled to vest on August 31, 2020 and will be settled in the form of one share of common stock for each RSU.

Read SEC document
May 31, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionRestricted Stock Units · Derivative 608 $0.00 $0.00
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · derivative · entry 16

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608

Underlying: Common Stock · 608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

F4 · derivative.expiration_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

Read SEC document
May 31, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Tax withholdingCommon Stock 256 $1.16 $296.96
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · nonDerivative · entry 10

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,189

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs.

Read SEC document
May 31, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionCommon Stock 608 Not disclosed Not disclosed
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · nonDerivative · entry 9

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
April 30, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionRestricted Stock Units · Derivative 609 $0.00 $0.00
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · derivative · entry 15

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Underlying: Common Stock · 609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

F4 · derivative.expiration_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

Read SEC document
April 30, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Tax withholdingCommon Stock 256 $1.20 $307.20
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · nonDerivative · entry 8

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs.

Read SEC document
April 30, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionCommon Stock 609 Not disclosed Not disclosed
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · nonDerivative · entry 7

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
March 31, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionRestricted Stock Units · Derivative 608 $0.00 $0.00
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · derivative · entry 14

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608

Underlying: Common Stock · 608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

F4 · derivative.expiration_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

Read SEC document
March 31, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Tax withholdingCommon Stock 256 $1.19 $304.64
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · nonDerivative · entry 6

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs.

Read SEC document
March 31, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionCommon Stock 608 Not disclosed Not disclosed
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · nonDerivative · entry 5

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
February 29, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionRestricted Stock Units · Derivative 608 $0.00 $0.00
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · derivative · entry 13

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608

Underlying: Common Stock · 608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

F4 · derivative.expiration_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

Read SEC document
February 29, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Tax withholdingCommon Stock 256 $2.93 $750.08
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · nonDerivative · entry 4

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,132

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs.

Read SEC document
February 29, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionCommon Stock 608 Not disclosed Not disclosed
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · nonDerivative · entry 3

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 17:06 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 GrantStock Options · Derivative 7,328 $1.16 Strike: $1.16 $8,500.48
Disclosure

SEC source: 0001214659-20-001605 · marketforms-47813.xml · derivative · entry 3

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,328

Underlying: Common Stock · 7,328 shares

Expires 2030-02-13

Read SEC document
February 14, 2020 Filed Feb 19, 2020 17:06 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 GrantRestricted Stock Units · Derivative 2,167 $1.16 Strike: $1.16 $2,513.72
Disclosure

SEC source: 0001214659-20-001605 · marketforms-47813.xml · derivative · entry 2

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,167

Underlying: Common Stock · 2,167 shares

Expires 2030-02-13

Read SEC document
February 14, 2020 Filed Jun 5, 2020 17:36 UTC Amendment Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 GrantStock Options · Derivative 2,167 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0000911916-20-000126 · edgar.xml · derivative · entry 2

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,167

Underlying: Common Stock · 2,167 shares

Expires 2030-02-13

F1 · security: The Form 4 filed on February 19, 2020 inadvertently switched the number of restricted stock units and stock options granted. This amendment is being filed to reflect the correct numbers granted.

Read SEC document
February 14, 2020 Filed Jun 5, 2020 17:36 UTC Amendment Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 GrantRestricted Stock Units · Derivative 7,328 $0.00 $0.00
Disclosure

SEC source: 0000911916-20-000126 · edgar.xml · derivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,328

Underlying: Common Stock · 7,328 shares

Expires not disclosed

F1 · security: The Form 4 filed on February 19, 2020 inadvertently switched the number of restricted stock units and stock options granted. This amendment is being filed to reflect the correct numbers granted.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

F3 · derivative.expiration_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

Read SEC document
February 14, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionRestricted Stock Units · Derivative 3,070 $0.00 $0.00
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · derivative · entry 12

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,070

Underlying: Common Stock · 3,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

F4 · derivative.expiration_date: These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.

Read SEC document
February 14, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Tax withholdingCommon Stock 1,290 $1.16 $1,496.40
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · nonDerivative · entry 2

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs.

Read SEC document
February 14, 2020 Filed Jun 5, 2020 17:29 UTC Fresh Tracks Therapeutics, Inc. BBI · Entity 90076 Exercise / conversionCommon Stock 3,070 Not disclosed Not disclosed
Disclosure

SEC source: 0000911916-20-000122 · edgar.xml · nonDerivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 12:47 UTC Fresh Tracks Therapeutics, Inc. VICL · Entity 90076 GrantNonstatutory Stock Option (right to buy) · Derivative 105,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001209191-18-038465 · doc4.xml · derivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2028-01-07

F1 · shares: On January 8, 2018, the reporting person was granted an option to purchase 105,000 shares of common stock, with vesting tied to performance-based objectives. The performance criteria have been met, resulting in vesting of the option as to 105,000 shares.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 11:36 UTC Fresh Tracks Therapeutics, Inc. VICL · Entity 90076 GrantNonstatutory Stock Option (right to buy) · Derivative 36,775 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001209191-18-003071 · doc4.xml · derivative · entry 2

SAMANT VIJAY B · CIK 0001198238 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,775

Underlying: Common Stock · 36,775 shares

Expires 2028-01-07

F1 · derivative.exercise_date: The right to exercise the above stock option generally vests one-fourth on the first anniversary of the grant, with the remaining rights vesting quarterly over the remaining three years.

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January 08, 2018 Filed Jan 10, 2018 11:36 UTC Fresh Tracks Therapeutics, Inc. VICL · Entity 90076 GrantEmployee Stock Option (right to buy) · Derivative 68,225 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001209191-18-003071 · doc4.xml · derivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,225

Underlying: Common Stock · 68,225 shares

Expires 2028-01-07

F1 · derivative.exercise_date: The right to exercise the above stock option generally vests one-fourth on the first anniversary of the grant, with the remaining rights vesting quarterly over the remaining three years.

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September 07, 2017 Filed Sep 12, 2017 21:57 UTC Armata Pharmaceuticals, Inc. APHB · Entity 6329 GrantStock Option (Right to Buy) · Derivative 10,900 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001209191-17-052469 · doc4.xml · derivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,900

Underlying: Common Stock · 10,900 shares

Expires 2027-09-06

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May 25, 2017 Filed May 30, 2017 17:20 UTC Fresh Tracks Therapeutics, Inc. VICL · Entity 90076 GrantNonstatutory Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001209191-17-036177 · doc4.xml · derivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-01-11

F1 · shares: On January 12, 2017, the reporting person was granted an option to purchase 25,000 shares of common stock, with vesting tied to performance-based objectives. The performance criteria have been met, resulting in vesting of the option as to 25,000 shares.

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February 01, 2017 Filed Feb 3, 2017 16:16 UTC Fresh Tracks Therapeutics, Inc. VICL · Entity 90076 SaleCommon Stock $.01 par value 3,750 $2.16 $8,088.38
Disclosure

SEC source: 0001209191-17-007584 · doc4.xml · nonDerivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,420

F1 · kind: Sale of 3,750 shares of common stock to cover withholding taxes on restricted stock units released. The sale was affected by a broker pursuant to instructions set forth in a Rule 10b5-1 plan adopted by the Reporting Person and delivered to the broker on June 13, 2016.

F2 · price: Represents a weighted average sales price per share. The prices actually received ranged from $2.10 to $2.19. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: This balance includes 15,000 unvested shares subject to restricted stock units.

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January 12, 2017 Filed Jan 17, 2017 14:15 UTC Fresh Tracks Therapeutics, Inc. VICL · Entity 90076 GrantNonstatutory Stock Option (right to buy) · Derivative 80,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001209191-17-003836 · doc4.xml · derivative · entry 3

SAMANT VIJAY B · CIK 0001198238 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2027-01-11

F2 · derivative.exercise_date: The right to exercise the above stock option generally vests one-half on the first anniversary of the grant, with the remaining rights vesting on the second anniversary of the grant date.

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January 12, 2017 Filed Jan 17, 2017 14:15 UTC Fresh Tracks Therapeutics, Inc. VICL · Entity 90076 GrantNonstatutory Stock Option (right to buy) · Derivative 21,854 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001209191-17-003836 · doc4.xml · derivative · entry 2

SAMANT VIJAY B · CIK 0001198238 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 21,854 shares

Expires 2027-01-11

F1 · derivative.exercise_date: The right to exercise the above stock option generally vests one-fourth on the first anniversary of the grant, with the remaining rights vesting quarterly over the remaining three years.

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January 12, 2017 Filed Jan 17, 2017 14:15 UTC Fresh Tracks Therapeutics, Inc. VICL · Entity 90076 GrantEmployee Stock Option (right to buy) · Derivative 28,146 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001209191-17-003836 · doc4.xml · derivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,146

Underlying: Common Stock · 28,146 shares

Expires 2027-01-11

F1 · derivative.exercise_date: The right to exercise the above stock option generally vests one-fourth on the first anniversary of the grant, with the remaining rights vesting quarterly over the remaining three years.

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January 10, 2017 Filed Jan 12, 2017 16:24 UTC Fresh Tracks Therapeutics, Inc. VICL · Entity 90076 SaleCommon Stock $.01 par value 5,763 $2.45 $14,114.16
Disclosure

SEC source: 0001209191-17-003505 · doc4.xml · nonDerivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,170

F1 · kind: Sale of 5,763 shares of common stock to cover withholding taxes on restricted stock units released. The sale was affected by a broker pursuant to instructions set forth in a Rule 10b5-1 plan adopted by the Reporting Person and delivered to the broker on June 13, 2016.

F2 · price: Represents a weighted average sales price per share. The prices actually received ranged from $2.39 to $2.69. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: This balance includes 16,875 unvested shares subject to restricted stock units.

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December 13, 2016 Filed Dec 13, 2016 18:45 UTC Fresh Tracks Therapeutics, Inc. VICL · Entity 90076 SaleCommon Stock $.01 par value 4,649 $2.40 $11,172.48
Disclosure

SEC source: 0001209191-16-155021 · doc4.xml · nonDerivative · entry 2

SAMANT VIJAY B · CIK 0001198238 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,933

F3 · price: Represents a weighted average price per share. The prices actually ranged from $2.39 to $2.43. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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December 12, 2016 Filed Dec 13, 2016 18:45 UTC Fresh Tracks Therapeutics, Inc. VICL · Entity 90076 SaleCommon Stock $.01 par value 11,050 $2.39 $26,415.03
Disclosure

SEC source: 0001209191-16-155021 · doc4.xml · nonDerivative · entry 1

SAMANT VIJAY B · CIK 0001198238 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,582

F1 · price: Represents a weighted average price per share. The prices actually ranged from $2.37 to $2.43. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: Share amounts have been adjusted to give effect to a 1-for-10 reverse stock split on May 26, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.