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ARMP

Armata Pharmaceuticals, Inc.

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6329
SEC CIK
0000921114
Parsed reports
137

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 10, 2026 Filed Jul 14, 2026 20:18 UTC
Birx DeborahDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,041 $4.26 $59,814.66
Disclosure

SEC source: 0001104659-26-083516 · tm2620483-1_4seq1.xml · nonDerivative · entry 1

Birx Deborah · CIK 0001849673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,417

F1 · shares: Represents shares that have been withheld by the Company to satisfy its income tax and withholding remittance obligations in connection with the net settlement of restricted stock units.

Read SEC document
April 24, 2026 Filed Apr 28, 2026 20:24 UTC GrantStock Options (Right to Buy) · Derivative 51,280 $0.00 Strike: $12.92 $0.00
Disclosure

SEC source: 0001104659-26-050391 · tm2612896-2_4seq1.xml · derivative · entry 1

Gilmer Daniel B. · CIK 0002122703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,280

Underlying: Common Stock · 51,280 shares

Expires 2036-04-24

F1 · derivative.exercise_date: The Stock Option vests as to one-third of the underlying shares of common stock on each of the first, second and third annual anniversaries of the date of grant, subject to continuous service through the vesting date.

Read SEC document
March 14, 2026 Filed Mar 17, 2026 23:48 UTC
Kyme PierreChief Business Officer
Tax withholdingCommon Stock 1,030 $10.54 $10,856.20
Disclosure

SEC source: 0001104659-26-029712 · tm269075-2_4seq1.xml · nonDerivative · entry 1

Kyme Pierre · CIK 0002028892 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,461

F1 · shares: Represents shares that have been withheld by the Company to satisfy its income tax and withholding remittance obligations in connection with the net settlement of restricted stock units.

Read SEC document
March 14, 2026 Filed Mar 17, 2026 23:46 UTC
Birx DeborahDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,919 $10.54 $51,846.26
Disclosure

SEC source: 0001104659-26-029711 · tm269075-1_4seq1.xml · nonDerivative · entry 1

Birx Deborah · CIK 0001849673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,458

F1 · shares: Represents shares that have been withheld by the Company to satisfy its income tax and withholding remittance obligations in connection with the net settlement of restricted stock units.

Read SEC document
March 09, 2026 Filed Mar 12, 2026 01:18 UTC
Kramer RobinDirector
GrantStock Options (Right to Buy) · Derivative 25,640 $0.00 Strike: $11.61 $0.00
Disclosure

SEC source: 0001104659-26-026589 · tm268588-5_4seq1.xml · derivative · entry 1

Kramer Robin · CIK 0001609222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,640

Underlying: Common Stock · 25,640 shares

Expires 2036-03-09

F1 · derivative.exercise_date: The Stock Options will vest in full on March 9, 2027, subject to continuous service through the vesting date.

Read SEC document
March 09, 2026 Filed Mar 12, 2026 01:18 UTC
Kyme PierreChief Business Officer
GrantStock Options (Right to Buy) · Derivative 183,142 $0.00 Strike: $11.61 $0.00
Disclosure

SEC source: 0001104659-26-026588 · tm268588-9_4seq1.xml · derivative · entry 1

Kyme Pierre · CIK 0002028892 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,142

Underlying: Common Stock · 183,142 shares

Expires 2036-03-09

F1 · derivative.exercise_date: Twenty-five percent (25%) of the Stock Options shall vest on March 9th of each of 2027, 2028, 2029, and 2030, in each case subject to continuous service through the applicable vesting date.

Read SEC document
March 09, 2026 Filed Mar 12, 2026 01:17 UTC GrantStock Options (Right to Buy) · Derivative 25,640 $0.00 Strike: $11.61 $0.00
Disclosure

SEC source: 0001104659-26-026586 · tm268588-4_4seq1.xml · derivative · entry 1

PATTI JOSEPH M · CIK 0001283215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,640

Underlying: Common Stock · 25,640 shares

Expires 2036-03-09

F1 · derivative.exercise_date: The Stock Options will vest in full on March 9, 2027, subject to continuous service through the vesting date.

Read SEC document
March 09, 2026 Filed Mar 12, 2026 01:17 UTC
House David DuaneSVP, Finance, and PFO
GrantStock Options (Right to Buy) · Derivative 109,885 $0.00 Strike: $11.61 $0.00
Disclosure

SEC source: 0001104659-26-026587 · tm268588-8_4seq1.xml · derivative · entry 1

House David Duane · CIK 0002034219 · SVP, Finance, and PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,885

Underlying: Common Stock · 109,885 shares

Expires 2036-03-09

F1 · derivative.exercise_date: Twenty-five percent (25%) of the Stock Options shall vest on March 9th of each of 2027, 2028, 2029, and 2030, in each case subject to continuous service through the applicable vesting date.

Read SEC document
March 09, 2026 Filed Mar 12, 2026 01:16 UTC GrantStock Options (Right to Buy) · Derivative 25,640 $0.00 Strike: $11.61 $0.00
Disclosure

SEC source: 0001104659-26-026585 · tm268588-3_4seq1.xml · derivative · entry 1

Peterson Todd C. · CIK 0001791061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,640

Underlying: Common Stock · 25,640 shares

Expires 2036-03-09

F1 · derivative.exercise_date: The Stock Options will vest in full on March 9, 2027, subject to continuous service through the vesting date.

Read SEC document
March 09, 2026 Filed Mar 12, 2026 01:15 UTC GrantStock Options (Right to Buy) · Derivative 25,640 $0.00 Strike: $11.61 $0.00
Disclosure

SEC source: 0001104659-26-026583 · tm268588-6_4seq1.xml · derivative · entry 1

Odysseas Kostas D · CIK 0001483080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,640

Underlying: Common Stock · 25,640 shares

Expires 2036-03-09

F1 · derivative.exercise_date: The Stock Options will vest in full on March 9, 2027, subject to continuous service through the vesting date.

Read SEC document
March 09, 2026 Filed Mar 12, 2026 01:15 UTC
Birx DeborahDirector · Chief Executive Officer
GrantStock Options (Right to Buy) · Derivative 421,226 $0.00 Strike: $11.61 $0.00
Disclosure

SEC source: 0001104659-26-026582 · tm268588-7_4seq1.xml · derivative · entry 1

Birx Deborah · CIK 0001849673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,226

Underlying: Common Stock · 421,226 shares

Expires 2036-03-09

F1 · derivative.exercise_date: Twenty-five percent (25%) of the Stock Options shall vest on March 9th of each of 2027, 2028, 2029, and 2030, in each case subject to continuous service through the applicable vesting date.

Read SEC document
March 09, 2026 Filed Mar 12, 2026 01:14 UTC GrantStock Options (Right to Buy) · Derivative 25,640 $0.00 Strike: $11.61 $0.00
Disclosure

SEC source: 0001104659-26-026581 · tm268588-2_4seq1.xml · derivative · entry 1

Schlesinger Sarah J. · CIK 0001579873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,640

Underlying: Common Stock · 25,640 shares

Expires 2036-03-09

F1 · derivative.exercise_date: The Stock Options will vest in full on March 9, 2027, subject to continuous service through the vesting date.

Read SEC document
March 09, 2026 Filed Mar 12, 2026 01:13 UTC GrantStock Options (Right to Buy) · Derivative 25,640 $0.00 Strike: $11.61 $0.00
Disclosure

SEC source: 0001104659-26-026579 · tm268588-1_4seq1.xml · derivative · entry 1

Haimovitz Jules · CIK 0001340855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,640

Underlying: Common Stock · 25,640 shares

Expires 2036-03-09

F1 · derivative.exercise_date: The Stock Options will vest in full on March 9, 2027, subject to continuous service through the vesting date.

Read SEC document
July 10, 2025 Filed Jul 14, 2025 20:05 UTC
Birx DeborahDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,637 $2.27 $30,955.99
Disclosure

SEC source: 0001104659-25-067746 · tm2520709-1_4seq1.xml · nonDerivative · entry 1

Birx Deborah · CIK 0001849673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,377

F1 · shares: Represents shares that have been withheld by the Company to satisfy its income tax and withholding remittance obligations in connection with the net settlement of restricted stock units.

Read SEC document
March 14, 2025 Filed Apr 25, 2025 20:06 UTC
Kyme PierreChief Business Officer
Tax withholdingCommon Stock 1,027 $1.95 $2,002.65
Disclosure

SEC source: 0001104659-25-039414 · tm2513168-2_4seq1.xml · nonDerivative · entry 1

Kyme Pierre · CIK 0002028892 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,491

F1 · shares: Represents shares that have been withheld by the Company to satisfy its income tax and withholding remittance obligations in connection with the net settlement of restricted stock units.

Read SEC document
March 14, 2025 Filed Apr 25, 2025 20:07 UTC
Birx DeborahDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,061 $1.95 $11,818.95
Disclosure

SEC source: 0001104659-25-039417 · tm2513168-3_4seq1.xml · nonDerivative · entry 2

Birx Deborah · CIK 0001849673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,014

F1 · shares: Represents shares that have been withheld by the Company to satisfy its income tax and withholding remittance obligations in connection with the net settlement of restricted stock units.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:22 UTC GrantStock Options (Right to Buy) · Derivative 54,343 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001104659-25-010568 · tm255864-9_4seq1.xml · derivative · entry 1

Odysseas Kostas D · CIK 0001483080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,343

Underlying: Common Stock · 54,343 shares

Expires 2035-02-05

F1 · derivative.exercise_date: The Options shall vest (i) 50% on February 5, 2026 and (ii) 50% on February 5, 2027, in each case subject to continuous service through such vesting date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:20 UTC GrantStock Options (Right to Buy) · Derivative 54,343 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001104659-25-010566 · tm255864-7_4seq1.xml · derivative · entry 1

Peterson Todd C. · CIK 0001791061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,343

Underlying: Common Stock · 54,343 shares

Expires 2035-02-05

F1 · derivative.exercise_date: The Options shall vest (i) 50% on February 5, 2026 and (ii) 50% on February 5, 2027, in each case subject to continuous service through such vesting date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:21 UTC GrantStock Options (Right to Buy) · Derivative 54,343 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001104659-25-010567 · tm255864-8_4seq1.xml · derivative · entry 1

Schlesinger Sarah J. · CIK 0001579873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,343

Underlying: Common Stock · 54,343 shares

Expires 2035-02-05

F1 · derivative.exercise_date: The Options shall vest (i) 50% on February 5, 2026 and (ii) 50% on February 5, 2027, in each case subject to continuous service through such vesting date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:20 UTC GrantStock Options (Right to Buy) · Derivative 54,343 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001104659-25-010564 · tm255864-6_4seq1.xml · derivative · entry 1

PATTI JOSEPH M · CIK 0001283215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,343

Underlying: Common Stock · 54,343 shares

Expires 2035-02-05

F1 · derivative.exercise_date: The Options shall vest (i) 50% on February 5, 2026 and (ii) 50% on February 5, 2027, in each case subject to continuous service through such vesting date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:19 UTC
Kyme PierreChief Business Officer
GrantStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001104659-25-010561 · tm255864-5_4seq1.xml · derivative · entry 1

Kyme Pierre · CIK 0002028892 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-02-05

F1 · derivative.exercise_date: Twenty-five percent (25%) of the Stock Options shall vest on February 5th of each of 2026, 2027, 2028 and 2029, in each case subject to continuous service through the applicable vesting date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:18 UTC
Kramer RobinDirector
GrantStock Options (Right to Buy) · Derivative 54,343 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001104659-25-010558 · tm255864-4_4seq1.xml · derivative · entry 1

Kramer Robin · CIK 0001609222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,343

Underlying: Common Stock · 54,343 shares

Expires 2035-02-05

F1 · derivative.exercise_date: The Options shall vest (i) 50% on February 5, 2026 and (ii) 50% on February 5, 2027, in each case subject to continuous service through such vesting date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:16 UTC GrantStock Options (Right to Buy) · Derivative 54,343 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001104659-25-010553 · tm255864-2_4seq1.xml · derivative · entry 1

Haimovitz Jules · CIK 0001340855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,343

Underlying: Common Stock · 54,343 shares

Expires 2035-02-05

F1 · derivative.exercise_date: The Options shall vest (i) 50% on February 5, 2026 and (ii) 50% on February 5, 2027, in each case subject to continuous service through such vesting date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:17 UTC
House David DuaneSVP, Finance, and PFO
GrantStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001104659-25-010556 · tm255864-3_4seq1.xml · derivative · entry 1

House David Duane · CIK 0002034219 · SVP, Finance, and PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-02-05

F1 · derivative.exercise_date: Twenty-five percent (25%) of the Stock Options shall vest on February 5th of each of 2026, 2027, 2028 and 2029, in each case subject to continuous service through the applicable vesting date.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:15 UTC
Birx DeborahDirector · Chief Executive Officer
GrantStock Options (Right to Buy) · Derivative 240,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001104659-25-010550 · tm255864-1_4seq1.xml · derivative · entry 1

Birx Deborah · CIK 0001849673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires 2035-02-05

F1 · derivative.exercise_date: Twenty-five percent (25%) of the Stock Options shall vest on February 5th of each of 2026, 2027, 2028, and 2029, in each case subject to continuous service through the applicable vesting date.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 20:15 UTC
House David DuaneSVP, Finance, and PFO
GrantStock Options (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001104659-24-105848 · tm2425499-2_4seq1.xml · derivative · entry 1

House David Duane · CIK 0002034219 · SVP, Finance, and PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2034-10-02

F1 · derivative.exercise_date: The Options shall vest and become exercisable 25% on August 16th of each of 2025, 2026, 2027, and 2028, in each case subject to continuous service through the applicable vesting date.

Read SEC document
July 10, 2024 Filed Apr 25, 2025 20:07 UTC
Birx DeborahDirector · Chief Executive Officer
Tax withholdingCommon Stock 22,925 $2.68 $61,439.00
Disclosure

SEC source: 0001104659-25-039417 · tm2513168-3_4seq1.xml · nonDerivative · entry 1

Birx Deborah · CIK 0001849673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,075

F1 · shares: Represents shares that have been withheld by the Company to satisfy its income tax and withholding remittance obligations in connection with the net settlement of restricted stock units.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:05 UTC GrantStock Options (Right to Buy) · Derivative 54,343 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035732 · tm249071-4_4seq1.xml · derivative · entry 2

PATTI JOSEPH M · CIK 0001283215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,009

Underlying: Common Stock · 54,343 shares

Expires 2034-03-14

F2 · derivative.exercise_date: The Options shall vest (i) 50% on March 14, 2025 and (ii) 50% on March 14, 2026, in each case subject to continuous service through such vesting date.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:05 UTC GrantStock Options (Right to Buy) · Derivative 39,666 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035732 · tm249071-4_4seq1.xml · derivative · entry 1

PATTI JOSEPH M · CIK 0001283215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,666

Underlying: Common Stock · 39,666 shares

Expires 2034-03-14

F1 · derivative.exercise_date: The Options shall vest upon the Company's 2024 annual shareholders meeting subject to the Non-Employee Director's continuous service through immediately prior to the convening of such meeting, with the date of grant being March 14, 2024.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:03 UTC
Kramer RobinDirector
GrantStock Options (Right to Buy) · Derivative 54,343 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035730 · tm249071-3_4seq1.xml · derivative · entry 2

Kramer Robin · CIK 0001609222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,009

Underlying: Common Stock · 54,343 shares

Expires 2034-03-14

F2 · derivative.exercise_date: The Options shall vest (i) 50% on March 14, 2025 and (ii) 50% on March 14, 2026, in each case subject to continuous service through such vesting date.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:03 UTC
Kramer RobinDirector
GrantStock Options (Right to Buy) · Derivative 39,666 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035730 · tm249071-3_4seq1.xml · derivative · entry 1

Kramer Robin · CIK 0001609222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,666

Underlying: Common Stock · 39,666 shares

Expires 2034-03-14

F1 · derivative.exercise_date: The Options shall vest upon the Company's 2024 annual shareholders meeting subject to the Non-Employee Director's continuous service through immediately prior to the convening of such meeting, with the date of grant being March 14, 2024.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:03 UTC GrantStock Options (Right to Buy) · Derivative 54,343 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035729 · tm249071-8_4seq1.xml · derivative · entry 2

Peterson Todd C. · CIK 0001791061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,009

Underlying: Common Stock · 54,343 shares

Expires 2034-03-14

F2 · derivative.exercise_date: The Options shall vest (i) 50% on March 14, 2025 and (ii) 50% on March 14, 2026, in each case subject to continuous service through such vesting date.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:03 UTC GrantStock Options (Right to Buy) · Derivative 39,666 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035729 · tm249071-8_4seq1.xml · derivative · entry 1

Peterson Todd C. · CIK 0001791061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,666

Underlying: Common Stock · 39,666 shares

Expires 2034-03-14

F1 · derivative.exercise_date: The Options shall vest upon the Company's 2024 annual shareholders meeting subject to the Non-Employee Director's continuous service through immediately prior to the convening of such meeting, with the date of grant being March 14, 2024.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:02 UTC
Rychlik RichardCorporate Controller and PFO
GrantStock Options (Right to Buy) · Derivative 40,000 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035728 · tm249071-7_4seq1.xml · derivative · entry 2

Rychlik Richard · CIK 0001994635 · Corporate Controller and PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2034-03-14

F1 · derivative.exercise_date: Twenty-five percent (25%) of the Stock Options shall vest on March 14th of each of 2025, 2026, 2027, and 2028.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:02 UTC
Rychlik RichardCorporate Controller and PFO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035728 · tm249071-7_4seq1.xml · nonDerivative · entry 1

Rychlik Richard · CIK 0001994635 · Corporate Controller and PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:02 UTC GrantStock Options (Right to Buy) · Derivative 54,343 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035727 · tm249071-6_4seq1.xml · derivative · entry 2

Schlesinger Sarah J. · CIK 0001579873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,009

Underlying: Common Stock · 54,343 shares

Expires 2034-03-14

F2 · derivative.exercise_date: The Options shall vest (i) 50% on March 14, 2025 and (ii) 50% on March 14, 2026, in each case subject to continuous service through such vesting date.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:02 UTC GrantStock Options (Right to Buy) · Derivative 39,666 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035727 · tm249071-6_4seq1.xml · derivative · entry 1

Schlesinger Sarah J. · CIK 0001579873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,666

Underlying: Common Stock · 39,666 shares

Expires 2034-03-14

F1 · derivative.exercise_date: The Options shall vest upon the Company's 2024 annual shareholders meeting subject to the Non-Employee Director's continuous service through immediately prior to the convening of such meeting, with the date of grant being March 14, 2024.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:01 UTC GrantStock Options (Right to Buy) · Derivative 54,343 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035726 · tm249071-2_4seq1.xml · derivative · entry 2

Haimovitz Jules · CIK 0001340855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,009

Underlying: Common Stock · 54,343 shares

Expires 2034-03-14

F2 · derivative.exercise_date: The Options shall vest (i) 50% on March 14, 2025 and (ii) 50% on March 14, 2026, in each case subject to continuous service through such vesting date.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:01 UTC GrantStock Options (Right to Buy) · Derivative 39,666 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035726 · tm249071-2_4seq1.xml · derivative · entry 1

Haimovitz Jules · CIK 0001340855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,666

Underlying: Common Stock · 39,666 shares

Expires 2034-03-14

F1 · derivative.exercise_date: The Options shall vest upon the Company's 2024 annual shareholders meeting subject to the Non-Employee Director's continuous service through immediately prior to the convening of such meeting, with the date of grant being March 14, 2024.

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March 14, 2024 Filed Mar 19, 2024 00:00 UTC GrantStock Options (Right to Buy) · Derivative 54,343 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035724 · tm249071-5_4seq1.xml · derivative · entry 2

Odysseas Kostas D · CIK 0001483080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,009

Underlying: Common Stock · 54,343 shares

Expires 2034-03-14

F2 · derivative.exercise_date: The Options shall vest (i) 50% on March 14, 2025 and (ii) 50% on March 14, 2026, in each case subject to continuous service through such vesting date.

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March 14, 2024 Filed Mar 19, 2024 00:00 UTC GrantStock Options (Right to Buy) · Derivative 39,666 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035724 · tm249071-5_4seq1.xml · derivative · entry 1

Odysseas Kostas D · CIK 0001483080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,666

Underlying: Common Stock · 39,666 shares

Expires 2034-03-14

F1 · derivative.exercise_date: The Options shall vest upon the Company's 2024 annual shareholders meeting subject to the Non-Employee Director's continuous service through immediately prior to the convening of such meeting, with the date of grant being March 14, 2024.

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March 14, 2024 Filed Mar 19, 2024 00:00 UTC
Birx DeborahDirector · Chief Executive Officer
GrantStock Options (Right to Buy) · Derivative 240,000 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001104659-24-035723 · tm249071-1_4seq1.xml · derivative · entry 2

Birx Deborah · CIK 0001849673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires 2034-03-14

F1 · derivative.exercise_date: Twenty-five percent (25%) of the Stock Options shall vest on March 14th of each of 2025, 2026, 2027, and 2028.

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March 14, 2024 Filed Mar 19, 2024 00:00 UTC
Birx DeborahDirector · Chief Executive Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035723 · tm249071-1_4seq1.xml · nonDerivative · entry 1

Birx Deborah · CIK 0001849673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,000

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December 21, 2023 Filed Dec 27, 2023 02:55 UTC GrantStock Options (Right to Buy) · Derivative 10,461 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001104659-23-129371 · tm2333426-4_4seq1.xml · derivative · entry 1

Schlesinger Sarah J. · CIK 0001579873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,461

Underlying: Common Stock · 10,461 shares

Expires 2033-12-21

F1 · derivative.exercise_date: The stock option vests immediately prior to the Company's 2024 annual shareholders meeting.

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December 21, 2023 Filed Dec 27, 2023 02:55 UTC GrantStock Options (Right to Buy) · Derivative 10,461 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001104659-23-129370 · tm2333426-3_4seq1.xml · derivative · entry 1

Peterson Todd C. · CIK 0001791061 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,461

Underlying: Common Stock · 10,461 shares

Expires 2033-12-21

F1 · derivative.exercise_date: The stock option vests immediately prior to the Company's 2024 annual shareholders meeting.

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December 21, 2023 Filed Dec 27, 2023 02:54 UTC
Kramer RobinDirector
GrantStock Options (Right to Buy) · Derivative 10,461 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001104659-23-129369 · tm2333426-6_4seq1.xml · derivative · entry 1

Kramer Robin · CIK 0001609222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,461

Underlying: Common Stock · 10,461 shares

Expires 2033-12-21

F1 · derivative.exercise_date: The stock option vests immediately prior to the Company's 2024 annual shareholders meeting.

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December 21, 2023 Filed Dec 27, 2023 02:54 UTC GrantStock Options (Right to Buy) · Derivative 10,461 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001104659-23-129368 · tm2333426-2_4seq1.xml · derivative · entry 1

PATTI JOSEPH M · CIK 0001283215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,461

Underlying: Common Stock · 10,461 shares

Expires 2033-12-21

F1 · derivative.exercise_date: The stock option vests immediately prior to the Company's 2024 annual shareholders meeting.

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December 21, 2023 Filed Dec 27, 2023 02:54 UTC
Rychlik RichardCorporate Controller and PFO
GrantStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001104659-23-129367 · tm2333426-8_4seq1.xml · derivative · entry 1

Rychlik Richard · CIK 0001994635 · Corporate Controller and PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Option shall vest in equal annual installments on each of the first four anniversaries of September 5, 2023.

F1 · derivative.expiration_date: The Option shall vest in equal annual installments on each of the first four anniversaries of September 5, 2023.

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December 21, 2023 Filed Dec 27, 2023 02:53 UTC GrantStock Options (Right to Buy) · Derivative 10,461 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001104659-23-129366 · tm2333426-5_4seq1.xml · derivative · entry 1

Haimovitz Jules · CIK 0001340855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,461

Underlying: Common Stock · 10,461 shares

Expires 2033-12-21

F1 · derivative.exercise_date: The stock option vests immediately prior to the Company's 2024 annual shareholders meeting.

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December 21, 2023 Filed Dec 27, 2023 02:53 UTC
Birx DeborahDirector · Chief Executive Officer
GrantStock Options (Right to Buy) · Derivative 200,000 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001104659-23-129365 · tm2333426-7_4seq1.xml · derivative · entry 2

Birx Deborah · CIK 0001849673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-12-21

F1 · derivative.exercise_date: Twenty-five percent (25%) of the Stock Options shall vest on July 10th of each of 2024, 2025, 2026, and 2027.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.