Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REDWOOD TRUST INCRWT · Entity 5400 | Director | May 16, 2022 | May 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REDWOOD TRUST INC
Report date May 16, 2022 · Filed May 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,439 |
Reported balance
After 2022-05-16 transaction · row 1
1 source rowRow 1 · 2022-05-16 · Exercise / conversion · Acquired 8,852 · Balance 113,439 F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $14.54 | Direct | 0 |
Reported balance
After 2022-05-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-05-16 · Exercise / conversion · Disposed 8,852 · Balance 0 F3: Represents fair value per stock unit of Deferred Stock Units based on the weighted average of the original grant date fair market values. F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5: No expiration date is applicable to deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
F2: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
F3: Represents fair value per stock unit of Deferred Stock Units based on the weighted average of the original grant date fair market values.
F4: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
F5: No expiration date is applicable to deferred stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2017 Filed May 19, 2017 22:13 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 5,778 | $0.00 Strike: $16.44 | $0.00 |
DisclosureSEC source: 0001474435-17-000008 · edgardoc.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,778 Underlying: Common Stock · 5,778 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2020. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 22:01 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 90.03 | $0.00 Strike: $16.60 | $0.00 |
DisclosureSEC source: 0001474435-17-000006 · edgardoc.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90.03 Underlying: Common Stock · 90.03 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2017 Filed Feb 7, 2018 00:02 UTC | REDWOOD TRUST INC RWT · Entity 5400 | OtherCommon Stock | 676.14 | $16.64 | $11,250.97 |
DisclosureSEC source: 0001474435-18-000002 · edgardoc.xml · nonDerivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,856.14 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:07 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 96.8 | $0.00 Strike: $15.16 | $0.00 |
DisclosureSEC source: 0001474435-17-000002 · edgardoc.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96.8 Underlying: Common Stock · 96.8 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 29, 2016 Filed Feb 14, 2017 23:08 UTC | REDWOOD TRUST INC RWT · Entity 5400 | OtherCommon Stock | 721.22 | $15.32 | $11,049.09 |
DisclosureSEC source: 0001474435-17-000004 · edgardoc.xml · nonDerivative · entry 4 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,180 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:06 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 102.55 | $0.00 Strike: $14.03 | $0.00 |
DisclosureSEC source: 0001474435-16-000020 · edgardoc.xml · derivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102.55 Underlying: Common Stock · 102.55 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2016 Filed Feb 14, 2017 23:08 UTC | REDWOOD TRUST INC RWT · Entity 5400 | OtherCommon Stock | 762.02 | $14.22 | $10,835.92 |
DisclosureSEC source: 0001474435-17-000004 · edgardoc.xml · nonDerivative · entry 3 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,458.78 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| June 30, 2016 Filed Feb 14, 2017 23:08 UTC | REDWOOD TRUST INC RWT · Entity 5400 | OtherCommon Stock | 777.29 | $13.66 | $10,617.78 |
DisclosureSEC source: 0001474435-17-000004 · edgardoc.xml · nonDerivative · entry 2 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,696.76 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| March 31, 2016 Filed Feb 14, 2017 23:08 UTC | REDWOOD TRUST INC RWT · Entity 5400 | OtherCommon Stock | 570.01 | $12.91 | $7,358.83 |
DisclosureSEC source: 0001474435-17-000004 · edgardoc.xml · nonDerivative · entry 1 Pero Jeffrey T · CIK 0001474435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,903.7 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.