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Pero Jeffrey T

Disclosed activity across 1 company

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127211
SEC CIK
0001474435

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CompanyLast reported asReport datePublished
REDWOOD TRUST INCRWT · Entity 5400DirectorMay 16, 2022May 18, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

REDWOOD TRUST INC

Report date May 16, 2022 · Filed May 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect113,439 Reported balance After 2022-05-16 transaction · row 1
1 source row

Row 1 · 2022-05-16 · Exercise / conversion · Acquired 8,852 · Balance 113,439

F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $14.54Direct0 Reported balance After 2022-05-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-05-16 · Exercise / conversion · Disposed 8,852 · Balance 0

F3: Represents fair value per stock unit of Deferred Stock Units based on the weighted average of the original grant date fair market values.

F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5: No expiration date is applicable to deferred stock units.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

F3: Represents fair value per stock unit of Deferred Stock Units based on the weighted average of the original grant date fair market values.

F4: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5: No expiration date is applicable to deferred stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2022 Filed May 18, 2022 21:27 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 8,852 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001474435-22-000002 · edgardoc.xml · derivative · entry 2

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value per stock unit of Deferred Stock Units based on the weighted average of the original grant date fair market values.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:27 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 8,852 $9.92 $87,811.84
Disclosure

SEC source: 0001474435-22-000002 · edgardoc.xml · nonDerivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:19 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 745.28 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001104659-22-042225 · tm2211517-5_4seq1.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745.28

Underlying: Common Stock · 745.28 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 28, 2021 Filed Dec 28, 2021 22:26 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 587.71 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001474435-21-000012 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587.71

Underlying: Common Stock · 587.71 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:49 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 539.46 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001474435-21-000010 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539.46

Underlying: Common Stock · 539.46 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 13:25 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 1,203 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001474435-21-000008 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Common Stock · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units as part of annual equity-based compensation for service on the Board of Directors.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 26, 2025.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:18 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 474.6 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001104659-21-088880 · tm2121299-4_4seq1.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474.6

Underlying: Common Stock · 474.6 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:57 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 10,054 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0001474435-21-000006 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

Underlying: Common Stock · 10,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 03, 2021 Filed May 4, 2021 20:31 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 9,000 $0.00 Strike: $15.03 $0.00
Disclosure

SEC source: 0001104659-21-061009 · a4.xml · derivative · entry 2

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value per stock unit of Deferred Stock Units based on the weighted average of the original grant date fair market values.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units, to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units, to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election.

F5 · derivative.expiration_date: No expiration date is applicable to Deferred Stock Units.

Read SEC document
May 03, 2021 Filed May 4, 2021 20:31 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 9,000 $11.11 $99,990.00
Disclosure

SEC source: 0001104659-21-061009 · a4.xml · nonDerivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units, to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:49 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 460.83 $0.00 Strike: $10.46 $0.00
Disclosure

SEC source: 0001474435-21-000004 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460.83

Underlying: Common Stock · 460.83 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 31, 2020 Filed Feb 3, 2021 23:23 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 1,357.19 $8.86 $12,024.70
Disclosure

SEC source: 0001474435-21-000002 · edgardoc.xml · nonDerivative · entry 5

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,938.95

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 22:49 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 468.63 $0.00 Strike: $8.86 $0.00
Disclosure

SEC source: 0001474435-20-000012 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468.63

Underlying: Common Stock · 468.63 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
October 01, 2020 Filed Feb 3, 2021 23:23 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 1,565.45 $7.54 $11,803.49
Disclosure

SEC source: 0001474435-21-000002 · edgardoc.xml · nonDerivative · entry 4

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,581.76

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 20:43 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 530.28 $0.00 Strike: $7.69 $0.00
Disclosure

SEC source: 0001474435-20-000010 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530.28

Underlying: Common Stock · 530.28 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
July 01, 2020 Filed Feb 3, 2021 23:23 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 1,546.3 $6.69 $10,344.75
Disclosure

SEC source: 0001474435-21-000002 · edgardoc.xml · nonDerivative · entry 3

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,016.31

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:29 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 537.41 $0.00 Strike: $6.65 $0.00
Disclosure

SEC source: 0001474435-20-000008 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537.41

Underlying: Common Stock · 537.41 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 21:59 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 12,459 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001474435-20-000006 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,459

Underlying: Common Stock · 12,459 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than June 12, 2023.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 12, 2020 Filed Feb 3, 2021 23:23 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 5,278.14 $4.18 $22,062.63
Disclosure

SEC source: 0001474435-21-000002 · edgardoc.xml · nonDerivative · entry 2

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,470.01

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:58 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 1,124.62 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001474435-20-000004 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124.62

Underlying: Common Stock · 1,124.62 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 01, 2020 Filed May 1, 2020 20:31 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 8,571 $0.00 Strike: $15.79 $0.00
Disclosure

SEC source: 0001104659-20-055537 · tm2018377d1_4.xml · derivative · entry 2

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents average grant date fair value of Deferred Stock Units acquired based on the fair market value of Redwood Trust, Inc. common stock on the acquisition dates.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Redwood Trust, Inc. Amended and Restated Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to Deferred Stock Units.

Read SEC document
May 01, 2020 Filed May 1, 2020 20:31 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 8,571 $4.10 $35,141.10
Disclosure

SEC source: 0001104659-20-055537 · tm2018377d1_4.xml · nonDerivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,501.88

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · price: Represents the value of the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
January 02, 2020 Filed Feb 3, 2021 23:23 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 1,227.07 $16.55 $20,308.01
Disclosure

SEC source: 0001474435-21-000002 · edgardoc.xml · nonDerivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,620.87

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 22:00 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 2,427.93 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001221603-19-000013 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,427.93

Underlying: Common Stock · 2,427.93 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
October 02, 2019 Filed Jan 30, 2020 22:19 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 1,214.48 $16.42 $19,941.76
Disclosure

SEC source: 0001474435-20-000002 · edgardoc.xml · nonDerivative · entry 3

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,393.8

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:46 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 2,061.68 $0.00 Strike: $16.48 $0.00
Disclosure

SEC source: 0001474435-19-000010 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061.68

Underlying: Common Stock · 2,061.68 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
July 02, 2019 Filed Jan 30, 2020 22:19 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 1,189.31 $16.47 $19,587.94
Disclosure

SEC source: 0001474435-20-000002 · edgardoc.xml · nonDerivative · entry 2

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,179.32

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:48 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 2,232.88 $0.00 Strike: $16.26 $0.00
Disclosure

SEC source: 0001474435-19-000008 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232.88

Underlying: Common Stock · 2,232.88 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 20, 2019 Filed May 21, 2019 21:57 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 6,310 $0.00 Strike: $13.47 $0.00
Disclosure

SEC source: 0001474435-19-000006 · edgardoc.xml · derivative · entry 2

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 20, 2019 Filed May 21, 2019 21:57 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 6,310 $16.17 $102,032.70
Disclosure

SEC source: 0001474435-19-000006 · edgardoc.xml · nonDerivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,212.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:19 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 6,802 $0.00 Strike: $16.17 $0.00
Disclosure

SEC source: 0001144204-19-026847 · tv520804_4.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,802

Underlying: Common Stock · 6,802 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 23:20 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 2,081.78 $0.00 Strike: $16.16 $0.00
Disclosure

SEC source: 0001474435-19-000004 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081.78

Underlying: Common Stock · 2,081.78 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
March 29, 2019 Filed Jan 30, 2020 22:19 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 1,087.07 $15.98 $17,371.38
Disclosure

SEC source: 0001474435-20-000002 · edgardoc.xml · nonDerivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,990.01

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 21:15 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 2,106.07 $0.00 Strike: $15.18 $0.00
Disclosure

SEC source: 0001144204-18-066764 · tv510079_4.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,106.07

Underlying: Common Stock · 2,106.07 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 28, 2018 Filed Feb 6, 2019 00:59 UTC Amendment REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 2,237.83 $0.00 Strike: $15.18 $0.00
Disclosure

SEC source: 0001144204-19-005107 · tv511939_form4a.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,237.38

Underlying: Common Stock · 2,237.83 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 28, 2018 Filed Feb 14, 2019 23:19 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 1,128.51 $15.09 $17,029.22
Disclosure

SEC source: 0001474435-19-000002 · edgardoc.xml · nonDerivative · entry 4

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,902.94

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
October 02, 2018 Filed Feb 14, 2019 23:19 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 1,029.65 $16.24 $16,721.52
Disclosure

SEC source: 0001474435-19-000002 · edgardoc.xml · nonDerivative · entry 3

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,774.43

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:13 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 1,947.03 $0.00 Strike: $16.12 $0.00
Disclosure

SEC source: 0001474435-18-000010 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947.03

Underlying: Common Stock · 1,947.03 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
July 03, 2018 Filed Feb 14, 2019 23:19 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 995.35 $16.50 $16,423.28
Disclosure

SEC source: 0001474435-19-000002 · edgardoc.xml · nonDerivative · entry 2

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,744.78

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
June 29, 2018 Filed Jun 29, 2018 20:27 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 1,827.71 $0.00 Strike: $16.49 $0.00
Disclosure

SEC source: 0001474435-18-000008 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827.71

Underlying: Common Stock · 1,827.71 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 22, 2018 Filed May 22, 2018 23:56 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 6,016 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001474435-18-000006 · edgardoc.xml · derivative · entry 3

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,016

Underlying: Common Stock · 6,016 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan.

F7 · kind: This transaction relates to the grant of Deferred Stock Units.

F8 · shares: 100% vested at grant.

F9 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2021.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 21, 2018 Filed May 22, 2018 23:56 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 5,124 $0.00 Strike: $16.59 $0.00
Disclosure

SEC source: 0001474435-18-000006 · edgardoc.xml · derivative · entry 2

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 21, 2018 Filed May 22, 2018 23:56 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 5,124 $16.47 $84,392.28
Disclosure

SEC source: 0001474435-18-000006 · edgardoc.xml · nonDerivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,749.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
April 03, 2018 Filed Feb 14, 2019 23:19 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 880.36 $15.50 $13,645.58
Disclosure

SEC source: 0001474435-19-000002 · edgardoc.xml · nonDerivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,625.43

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 20:46 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 1,959.5 $0.00 Strike: $15.31 $0.00
Disclosure

SEC source: 0001474435-18-000004 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,959.5

Underlying: Common Stock · 1,959.5 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 29, 2017 Filed Feb 7, 2018 00:02 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 892.05 $15.02 $13,398.59
Disclosure

SEC source: 0001474435-18-000002 · edgardoc.xml · nonDerivative · entry 4

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,745.06

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
September 29, 2017 Filed Feb 7, 2018 00:02 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 808.83 $16.29 $13,175.84
Disclosure

SEC source: 0001474435-18-000002 · edgardoc.xml · nonDerivative · entry 3

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,853.01

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
June 30, 2017 Filed Feb 7, 2018 00:02 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 761.04 $17.03 $12,959.75
Disclosure

SEC source: 0001474435-18-000002 · edgardoc.xml · nonDerivative · entry 2

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,044.18

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
May 22, 2017 Filed May 23, 2017 20:27 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 5,427 $0.00 Strike: $18.64 $0.00
Disclosure

SEC source: 0001144204-17-029078 · v467627_4.xml · derivative · entry 2

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2017.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 22, 2017 Filed May 23, 2017 20:27 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 5,427 $16.39 $88,948.53
Disclosure

SEC source: 0001144204-17-029078 · v467627_4.xml · nonDerivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.