Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730 | EVP/Chief Marketing Officer | May 16, 2022 | May 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHARTER COMMUNICATIONS, INC. /MO/
Report date May 16, 2022 · Filed May 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,604 |
Ending reported balance
After 2022-05-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-05-16 · Sale · Disposed 2,300 · Balance 5,604 Row 2 · 2022-05-17 · Sale · Disposed 3,000 · Balance 2,604 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $458.43 to $458.76, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $458.43 to $458.76, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2022 Filed May 18, 2022 20:06 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 3,000 | $458.45 | $1,375,347.00 |
DisclosureSEC source: 0001091667-22-000070 · wf-form4_165290416262845.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,604 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $458.43 to $458.76, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 16, 2022 Filed May 18, 2022 20:06 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 2,300 | $464.81 | $1,069,051.50 |
DisclosureSEC source: 0001091667-22-000070 · wf-form4_165290416262845.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,604 Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:09 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantRestricted Stock Units · Derivative | 594 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-22-000015 · wf-form4_164271293156062.xml · derivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594 Underlying: Class A Common Stock · 594 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable. F3 · shares: Restricted Stock Units granted on January 18, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable. F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:09 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantStock Options · Derivative | 18,067 | $588.83 Strike: $588.83 | $10,638,301.28 |
DisclosureSEC source: 0001091667-22-000015 · wf-form4_164271293156062.xml · derivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,067 Underlying: Class A Common Stock · 18,067 shares Expires 2032-01-18 F1 · shares: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 20:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 15,350 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-21-000138 · wf-form4_162983656056035.xml · derivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,350 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 20:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 5,656 | $794.75 | $4,495,083.38 |
DisclosureSEC source: 0001091667-21-000138 · wf-form4_162983656056035.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,904 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $794.08 to $794.98, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 20:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 9,694 | $796.24 | $7,718,740.87 |
DisclosureSEC source: 0001091667-21-000138 · wf-form4_162983656056035.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,560 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 20:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 15,350 | $221.25 | $3,396,156.80 |
DisclosureSEC source: 0001091667-21-000138 · wf-form4_162983656056035.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 20,000 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-21-000136 · wf-form4_162819439050804.xml · derivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,350 Underlying: Class A Common Stock · 20,000 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 7,254 | $764.94 | $5,548,860.25 |
DisclosureSEC source: 0001091667-21-000136 · wf-form4_162819439050804.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,904 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $764.37 to $765.01, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 12,746 | $764.99 | $9,750,562.54 |
DisclosureSEC source: 0001091667-21-000136 · wf-form4_162819439050804.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,158 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 20,000 | $221.25 | $4,424,960.00 |
DisclosureSEC source: 0001091667-21-000136 · wf-form4_162819439050804.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantRestricted Stock Units · Derivative | 53 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000121 · wf-form4_162672527581587.xml · derivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53 Underlying: Class A Common Stock · 53 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable. F3 · shares: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15,2024. This grant reflects a top up of the previously awarded annual equity award. F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable. F3 · derivative.exercise_date: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15,2024. This grant reflects a top up of the previously awarded annual equity award. F3 · derivative.expiration_date: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15,2024. This grant reflects a top up of the previously awarded annual equity award. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:08 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantStock Options · Derivative | 1,725 | $704.21 Strike: $704.21 | $1,214,753.63 |
DisclosureSEC source: 0001091667-21-000121 · wf-form4_162672527581587.xml · derivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725 Underlying: Class A Common Stock · 1,725 shares Expires 2031-07-15 F1 · shares: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award. F1 · derivative.exercise_date: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award. F1 · derivative.expiration_date: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:20 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 40,000 | $221.25 Strike: $221.25 | $8,849,800.00 |
DisclosureSEC source: 0001091667-21-000114 · wf-form4_162560278029310.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,350 Underlying: Class A Common Stock · 40,000 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options was first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:20 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 40,000 | $724.06 | $28,962,516.00 |
DisclosureSEC source: 0001091667-21-000114 · wf-form4_162560278029310.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,904 F2 · shares: Executed pursuant to a 10b5-1 plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $720.70 to $727.41, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:20 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 40,000 | $221.25 | $8,849,920.00 |
DisclosureSEC source: 0001091667-21-000114 · wf-form4_162560278029310.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options was first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:07 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 8,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-21-000106 · wf-form4_162430603271689.xml · derivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled. F2 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled. F2 · derivative.expiration_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:07 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 4,028 | $691.87 | $2,786,852.36 |
DisclosureSEC source: 0001091667-21-000106 · wf-form4_162430603271689.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,904 F3 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:07 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 8,373 | $691.87 | $5,793,027.51 |
DisclosureSEC source: 0001091667-21-000106 · wf-form4_162430603271689.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| May 05, 2021 Filed Jun 21, 2021 20:07 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GiftClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-21-000106 · wf-form4_162430603271689.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,559 F1 · shares: Charitable gift. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:28 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantRestricted Stock Units · Derivative | 480 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000011 · wf-form4_161117810089810.xml · derivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480 Underlying: Class A Common Stock · 480 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable. F3 · shares: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. F2 · price: Restricted Stock Unit grant - price and expiration date not applicable. F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:28 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantStock Options · Derivative | 15,909 | $625.55 Strike: $625.55 | $9,951,874.95 |
DisclosureSEC source: 0001091667-21-000011 · wf-form4_161117810089810.xml · derivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,909 Underlying: Class A Common Stock · 15,909 shares Expires 2031-01-15 F1 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. F1 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:34 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 30,141 | $221.25 Strike: $221.25 | $6,668,635.97 |
DisclosureSEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · derivative · entry 5 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,350 Underlying: Class A Common Stock · 30,141 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:34 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GiftClass A Common Stock | 8,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,542 F4 · shares: Charitable gift Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:34 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 9,679 | $594.81 | $5,757,143.73 |
DisclosureSEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,437 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $592.405 to $597.99, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:34 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 20,462 | $596.86 | $12,212,949.32 |
DisclosureSEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,116 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:34 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 30,141 | $221.25 | $6,668,635.97 |
DisclosureSEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 20:39 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 5,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · derivative · entry 7 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,373 Underlying: Class A Common Stock · 5,582 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 20:39 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 2,734 | $620.34 | $1,696,009.56 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 5 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,437 F5 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 20:39 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 5,582 | $620.34 | $3,462,737.88 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 20:39 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 6,558 | $616.10 | $4,040,383.80 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,589 F3 · shares: Executed pursuant to a 10b5-1 plan. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:39 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 20,093 | $221.25 Strike: $221.25 | $4,445,536.06 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · derivative · entry 6 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,491 Underlying: Class A Common Stock · 20,093 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F3 · derivative.exercise_date: Executed pursuant to a 10b5-1 plan. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:39 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 13,535 | $614.04 | $8,311,031.40 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,147 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:39 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 20,093 | $221.25 | $4,445,536.06 |
DisclosureSEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 20:34 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 6,375 | $580.00 | $3,697,500.00 |
DisclosureSEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,589 F3 · shares: Executed pursuant to a 10b5-1 plan. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:34 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 20,093 | $221.25 Strike: $221.25 | $4,445,536.06 |
DisclosureSEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · derivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,584 Underlying: Class A Common Stock · 20,093 shares Expires 2026-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Executed pursuant to a 10b5-1 plan. F1 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:34 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 13,718 | $585.01 | $8,025,167.18 |
DisclosureSEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,964 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:34 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 20,093 | $221.25 | $4,445,536.06 |
DisclosureSEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| July 02, 2020 Filed Jul 6, 2020 20:38 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 5,805 | $522.10 | $3,030,790.50 |
DisclosureSEC source: 0001091667-20-000143 · wf-form4_159406789616714.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,589 F3 · shares: Executed pursuant to a 10b5-1 plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:38 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 20,093 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-20-000143 · wf-form4_159406789616714.xml · derivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,677 Underlying: Class A Common Stock · 20,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Executed pursuant to a 10b5-1 plan. F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:38 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 14,288 | $510.04 | $7,287,451.52 |
DisclosureSEC source: 0001091667-20-000143 · wf-form4_159406789616714.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,394 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:38 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 20,093 | $221.25 | $4,445,576.25 |
DisclosureSEC source: 0001091667-20-000143 · wf-form4_159406789616714.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 5,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000135 · wf-form4_159259816828637.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,955 Underlying: Class A Common Stock · 5,582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 2,734 | $535.97 | $1,465,328.31 |
DisclosureSEC source: 0001091667-20-000135 · wf-form4_159259816828637.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,589 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:23 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 5,582 | $535.97 | $2,991,756.63 |
DisclosureSEC source: 0001091667-20-000135 · wf-form4_159259816828637.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 21:53 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 10,000 | $522.07 | $5,220,712.00 |
DisclosureSEC source: 0001091667-20-000059 · wf-form4_158284039196300.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,741 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $521.24 to $524.78, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 22:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 60,279 | $0.00 Strike: $221.25 | $0.00 |
DisclosureSEC source: 0001091667-20-000057 · wf-form4_158275525100297.xml · derivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,770 Underlying: Class A Common Stock · 60,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 22:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 7,904 | $525.36 | $4,152,469.15 |
DisclosureSEC source: 0001091667-20-000057 · wf-form4_158275525100297.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,741 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $525.00 to $526.595, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 22:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 42,375 | $525.36 | $22,262,257.13 |
DisclosureSEC source: 0001091667-20-000057 · wf-form4_158275525100297.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,645 F2 · shares: Withholding of securities for the purpose of paying taxes and the exercise price. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $525.00 to $526.595, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.