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Hargis Jonathan

Disclosed activity across 1 company

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127205
SEC CIK
0001546356

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730EVP/Chief Marketing OfficerMay 16, 2022May 18, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CHARTER COMMUNICATIONS, INC. /MO/

Report date May 16, 2022 · Filed May 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect2,604 Ending reported balance After 2022-05-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-05-16 · Sale · Disposed 2,300 · Balance 5,604

Row 2 · 2022-05-17 · Sale · Disposed 3,000 · Balance 2,604

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $458.43 to $458.76, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $458.43 to $458.76, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2022 Filed May 18, 2022 20:06 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 3,000 $458.45 $1,375,347.00
Disclosure

SEC source: 0001091667-22-000070 · wf-form4_165290416262845.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,604

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $458.43 to $458.76, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:06 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 2,300 $464.81 $1,069,051.50
Disclosure

SEC source: 0001091667-22-000070 · wf-form4_165290416262845.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,604

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:09 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 594 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-22-000015 · wf-form4_164271293156062.xml · derivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594

Underlying: Class A Common Stock · 594 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on January 18, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025.

F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable.

F2 · derivative.expiration_date: Restricted Stock Unit Grant - price and expiration date not applicable.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:09 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 18,067 $588.83 Strike: $588.83 $10,638,301.28
Disclosure

SEC source: 0001091667-22-000015 · wf-form4_164271293156062.xml · derivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,067

Underlying: Class A Common Stock · 18,067 shares

Expires 2032-01-18

F1 · shares: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 20:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 15,350 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-21-000138 · wf-form4_162983656056035.xml · derivative · entry 4

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,350 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 20:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 5,656 $794.75 $4,495,083.38
Disclosure

SEC source: 0001091667-21-000138 · wf-form4_162983656056035.xml · nonDerivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,904

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $794.08 to $794.98, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 20:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 9,694 $796.24 $7,718,740.87
Disclosure

SEC source: 0001091667-21-000138 · wf-form4_162983656056035.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,560

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 20:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 15,350 $221.25 $3,396,156.80
Disclosure

SEC source: 0001091667-21-000138 · wf-form4_162983656056035.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-21-000136 · wf-form4_162819439050804.xml · derivative · entry 4

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,350

Underlying: Class A Common Stock · 20,000 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 7,254 $764.94 $5,548,860.25
Disclosure

SEC source: 0001091667-21-000136 · wf-form4_162819439050804.xml · nonDerivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,904

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $764.37 to $765.01, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 12,746 $764.99 $9,750,562.54
Disclosure

SEC source: 0001091667-21-000136 · wf-form4_162819439050804.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,158

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 20,000 $221.25 $4,424,960.00
Disclosure

SEC source: 0001091667-21-000136 · wf-form4_162819439050804.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:08 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 53 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000121 · wf-form4_162672527581587.xml · derivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53

Underlying: Class A Common Stock · 53 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15,2024. This grant reflects a top up of the previously awarded annual equity award.

F2 · price: Restricted Stock Unit Grant - price and expiration date not applicable.

F3 · derivative.exercise_date: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15,2024. This grant reflects a top up of the previously awarded annual equity award.

F3 · derivative.expiration_date: Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 15,2024. This grant reflects a top up of the previously awarded annual equity award.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:08 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 1,725 $704.21 Strike: $704.21 $1,214,753.63
Disclosure

SEC source: 0001091667-21-000121 · wf-form4_162672527581587.xml · derivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Class A Common Stock · 1,725 shares

Expires 2031-07-15

F1 · shares: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F1 · derivative.exercise_date: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

F1 · derivative.expiration_date: Stock Options granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, July 15, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. This grant reflects a top up of the previously awarded annual equity award.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:20 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 40,000 $221.25 Strike: $221.25 $8,849,800.00
Disclosure

SEC source: 0001091667-21-000114 · wf-form4_162560278029310.xml · derivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,350

Underlying: Class A Common Stock · 40,000 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options was first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:20 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 40,000 $724.06 $28,962,516.00
Disclosure

SEC source: 0001091667-21-000114 · wf-form4_162560278029310.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,904

F2 · shares: Executed pursuant to a 10b5-1 plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $720.70 to $727.41, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:20 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 40,000 $221.25 $8,849,920.00
Disclosure

SEC source: 0001091667-21-000114 · wf-form4_162560278029310.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options was first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:07 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 8,373 $0.00 $0.00
Disclosure

SEC source: 0001091667-21-000106 · wf-form4_162430603271689.xml · derivative · entry 4

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

F2 · derivative.exercise_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

F2 · derivative.expiration_date: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:07 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 4,028 $691.87 $2,786,852.36
Disclosure

SEC source: 0001091667-21-000106 · wf-form4_162430603271689.xml · nonDerivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,904

F3 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:07 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 8,373 $691.87 $5,793,027.51
Disclosure

SEC source: 0001091667-21-000106 · wf-form4_162430603271689.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.

Read SEC document
May 05, 2021 Filed Jun 21, 2021 20:07 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GiftClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001091667-21-000106 · wf-form4_162430603271689.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,559

F1 · shares: Charitable gift.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:28 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantRestricted Stock Units · Derivative 480 Not disclosed Not disclosed
Disclosure

SEC source: 0001091667-21-000011 · wf-form4_161117810089810.xml · derivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480

Underlying: Class A Common Stock · 480 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · shares: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F2 · price: Restricted Stock Unit grant - price and expiration date not applicable.

F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable.

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January 15, 2021 Filed Jan 20, 2021 21:28 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GrantStock Options · Derivative 15,909 $625.55 Strike: $625.55 $9,951,874.95
Disclosure

SEC source: 0001091667-21-000011 · wf-form4_161117810089810.xml · derivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,909

Underlying: Class A Common Stock · 15,909 shares

Expires 2031-01-15

F1 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F1 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

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November 03, 2020 Filed Nov 5, 2020 21:34 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 30,141 $221.25 Strike: $221.25 $6,668,635.97
Disclosure

SEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · derivative · entry 5

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,350

Underlying: Class A Common Stock · 30,141 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

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November 03, 2020 Filed Nov 5, 2020 21:34 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 GiftClass A Common Stock 8,895 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 4

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,542

F4 · shares: Charitable gift

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:34 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 9,679 $594.81 $5,757,143.73
Disclosure

SEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,437

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $592.405 to $597.99, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 03, 2020 Filed Nov 5, 2020 21:34 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 20,462 $596.86 $12,212,949.32
Disclosure

SEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,116

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:34 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 30,141 $221.25 $6,668,635.97
Disclosure

SEC source: 0001091667-20-000203 · wf-form4_160461191120667.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:39 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 5,582 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · derivative · entry 7

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,373

Underlying: Class A Common Stock · 5,582 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:39 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 2,734 $620.34 $1,696,009.56
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 5

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,437

F5 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:39 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 5,582 $620.34 $3,462,737.88
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 4

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:39 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 6,558 $616.10 $4,040,383.80
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,589

F3 · shares: Executed pursuant to a 10b5-1 plan.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:39 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 20,093 $221.25 Strike: $221.25 $4,445,536.06
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · derivative · entry 6

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,491

Underlying: Class A Common Stock · 20,093 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F3 · derivative.exercise_date: Executed pursuant to a 10b5-1 plan.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:39 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 13,535 $614.04 $8,311,031.40
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,147

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:39 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 20,093 $221.25 $4,445,536.06
Disclosure

SEC source: 0001091667-20-000170 · wf-form4_159916557490754.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:34 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 6,375 $580.00 $3,697,500.00
Disclosure

SEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · nonDerivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,589

F3 · shares: Executed pursuant to a 10b5-1 plan.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:34 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 20,093 $221.25 Strike: $221.25 $4,445,536.06
Disclosure

SEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · derivative · entry 4

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,584

Underlying: Class A Common Stock · 20,093 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Executed pursuant to a 10b5-1 plan.

F1 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:34 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 13,718 $585.01 $8,025,167.18
Disclosure

SEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,964

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:34 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 20,093 $221.25 $4,445,536.06
Disclosure

SEC source: 0001091667-20-000163 · wf-form4_159665965056570.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 20:38 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 5,805 $522.10 $3,030,790.50
Disclosure

SEC source: 0001091667-20-000143 · wf-form4_159406789616714.xml · nonDerivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,589

F3 · shares: Executed pursuant to a 10b5-1 plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:38 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 20,093 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-20-000143 · wf-form4_159406789616714.xml · derivative · entry 4

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,677

Underlying: Class A Common Stock · 20,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Executed pursuant to a 10b5-1 plan.

F1 · derivative.exercise_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.expiration_date: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:38 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 14,288 $510.04 $7,287,451.52
Disclosure

SEC source: 0001091667-20-000143 · wf-form4_159406789616714.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,394

F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:38 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 20,093 $221.25 $4,445,576.25
Disclosure

SEC source: 0001091667-20-000143 · wf-form4_159406789616714.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 20:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionRestricted Stock Units · Derivative 5,582 $0.00 $0.00
Disclosure

SEC source: 0001091667-20-000135 · wf-form4_159259816828637.xml · derivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,955

Underlying: Class A Common Stock · 5,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 20:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 2,734 $535.97 $1,465,328.31
Disclosure

SEC source: 0001091667-20-000135 · wf-form4_159259816828637.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,589

F2 · shares: Withholding of securities for the purpose of paying taxes.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 20:23 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionClass A Common Stock 5,582 $535.97 $2,991,756.63
Disclosure

SEC source: 0001091667-20-000135 · wf-form4_159259816828637.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

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February 26, 2020 Filed Feb 27, 2020 21:53 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 10,000 $522.07 $5,220,712.00
Disclosure

SEC source: 0001091667-20-000059 · wf-form4_158284039196300.xml · nonDerivative · entry 1

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,741

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $521.24 to $524.78, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 25, 2020 Filed Feb 26, 2020 22:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Exercise / conversionStock Options · Derivative 60,279 $0.00 Strike: $221.25 $0.00
Disclosure

SEC source: 0001091667-20-000057 · wf-form4_158275525100297.xml · derivative · entry 4

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,770

Underlying: Class A Common Stock · 60,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F1 · derivative.expiration_date: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

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February 25, 2020 Filed Feb 26, 2020 22:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 SaleClass A Common Stock 7,904 $525.36 $4,152,469.15
Disclosure

SEC source: 0001091667-20-000057 · wf-form4_158275525100297.xml · nonDerivative · entry 3

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,741

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $525.00 to $526.595, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 25, 2020 Filed Feb 26, 2020 22:14 UTC CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 Tax withholdingClass A Common Stock 42,375 $525.36 $22,262,257.13
Disclosure

SEC source: 0001091667-20-000057 · wf-form4_158275525100297.xml · nonDerivative · entry 2

Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,645

F2 · shares: Withholding of securities for the purpose of paying taxes and the exercise price.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $525.00 to $526.595, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.