Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730 | EVP/Chief Marketing Officer | May 16, 2022 | May 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHARTER COMMUNICATIONS, INC. /MO/
Report date May 16, 2022 · Filed May 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,604 |
Ending reported balance
After 2022-05-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-05-16 · Sale · Disposed 2,300 · Balance 5,604 Row 2 · 2022-05-17 · Sale · Disposed 3,000 · Balance 2,604 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $458.43 to $458.76, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $458.43 to $458.76, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2020 Filed Feb 26, 2020 22:14 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 60,279 | $221.25 | $13,336,728.75 |
DisclosureSEC source: 0001091667-20-000057 · wf-form4_158275525100297.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:10 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000051 · wf-form4_158266859063183.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,537 Underlying: Class A Common Stock · 2,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:10 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 1,367 | $533.84 | $729,759.28 |
DisclosureSEC source: 0001091667-20-000051 · wf-form4_158266859063183.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,741 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:10 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 2,790 | $533.84 | $1,489,413.60 |
DisclosureSEC source: 0001091667-20-000051 · wf-form4_158266859063183.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:03 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 8,064 | $0.00 Strike: $183.87 | $0.00 |
DisclosureSEC source: 0001091667-20-000042 · wf-form4_158232259814731.xml · derivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,064 shares Expires 2026-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:03 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 2,996 | $543.77 | $1,629,134.92 |
DisclosureSEC source: 0001091667-20-000042 · wf-form4_158232259814731.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,318 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:03 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 5,068 | $543.77 | $2,755,826.36 |
DisclosureSEC source: 0001091667-20-000042 · wf-form4_158232259814731.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,314 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:03 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 8,064 | $183.87 | $1,482,727.68 |
DisclosureSEC source: 0001091667-20-000042 · wf-form4_158232259814731.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of a portion of stock options granted on 1/15/2016. Read SEC document |
| January 15, 2020 Filed Jan 18, 2020 00:00 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantRestricted Stock Units · Derivative | 879 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000011 · wf-form4_157930563161891.xml · derivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879 Underlying: Charter Communications Class A Common Stock · 879 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit grant - price and expiration date not applicable F3 · derivative.exercise_date: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023. F2 · derivative.expiration_date: Restricted Stock Unit grant - price and expiration date not applicable Read SEC document |
| January 15, 2020 Filed Jan 18, 2020 00:00 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantCharter Options · Derivative | 27,879 | $512.06 Strike: $512.06 | $14,275,651.04 |
DisclosureSEC source: 0001091667-20-000011 · wf-form4_157930563161891.xml · derivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,879 Underlying: Charter Communications Class A Common Stock · 27,879 shares Expires 2030-01-15 F1 · derivative.exercise_date: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:29 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000134 · wf-form4_157713656816615.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,327 Underlying: Class A Common Stock · 2,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:29 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 1,367 | $477.17 | $652,291.39 |
DisclosureSEC source: 0001091667-19-000134 · wf-form4_157713656816615.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,318 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:29 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 2,790 | $477.17 | $1,331,304.30 |
DisclosureSEC source: 0001091667-19-000134 · wf-form4_157713656816615.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 21:02 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 4,000 | $0.00 Strike: $183.87 | $0.00 |
DisclosureSEC source: 0001091667-19-000117 · edgar.xml · derivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,064 Underlying: Class A Common Stock · 4,000 shares Expires 2026-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 21:02 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 1,234 | $464.80 | $573,563.20 |
DisclosureSEC source: 0001091667-19-000117 · edgar.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,895 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $464.73 to $465.06, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 21:02 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 2,766 | $465.48 | $1,287,517.68 |
DisclosureSEC source: 0001091667-19-000117 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,129 F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 21:02 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 4,000 | $183.87 | $735,480.00 |
DisclosureSEC source: 0001091667-19-000117 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of a portion of stock options granted on 1/15/2016. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:19 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 12,000 | $0.00 Strike: $183.87 | $0.00 |
DisclosureSEC source: 0001091667-19-000031 · edgar.xml · derivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,064 Underlying: Class A Common Stock · 12,000 shares Expires 2026-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options granted 1/15/2016. F4 · derivative.exercise_date: On 1/15/2016, the reporting person was granted 24,064 stock options to vest in full on the third anniversary of the date of grant. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:19 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 3,000 | $339.05 | $1,017,150.00 |
DisclosureSEC source: 0001091667-19-000031 · edgar.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.01 to $339.15, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:19 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 12,000 | $339.63 | $4,075,512.00 |
DisclosureSEC source: 0001091667-19-000031 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,964 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.53 to $340.31, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:19 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 12,000 | $183.87 | $2,206,440.00 |
DisclosureSEC source: 0001091667-19-000031 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options granted 1/15/2016. Read SEC document |
| February 04, 2019 Filed Feb 27, 2019 22:00 UTC Amendment | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 3,000 | $339.05 | $1,017,150.00 |
DisclosureSEC source: 0001091667-19-000048 · edgar.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,895 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.01 to $339.15, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: The original Form 4 incorrectly reported the amount of shares beneficially owned following reported transaction(s). Read SEC document |
| February 04, 2019 Filed Feb 27, 2019 22:00 UTC Amendment | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 12,000 | $339.63 | $4,075,512.00 |
DisclosureSEC source: 0001091667-19-000048 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,895 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.53 to $340.31, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: The original Form 4 incorrectly reported the amount of shares beneficially owned following reported transaction(s). Read SEC document |
| February 04, 2019 Filed Feb 27, 2019 22:00 UTC Amendment | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 12,000 | $183.87 | $2,206,440.00 |
DisclosureSEC source: 0001091667-19-000048 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options granted 1/15/2016. F4 · balance_after: The original Form 4 incorrectly reported the amount of shares beneficially owned following reported transaction(s). Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 22:02 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 6,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-19-000004 · edgar.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On 1/15/2016 the reporting person was granted 7,519 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. F3 · derivative.expiration_date: On 1/15/2016 the reporting person was granted 7,519 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 22:02 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 2,834 | $292.31 | $828,406.54 |
DisclosureSEC source: 0001091667-19-000004 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,895 F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 22:02 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 6,798 | $292.31 | $1,987,123.38 |
DisclosureSEC source: 0001091667-19-000004 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:10 UTC Amendment | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 6,798 | $292.31 | $1,987,123.38 |
DisclosureSEC source: 0001091667-19-000017 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The original Form 4 incorrectly reported this transaction as a disposition of shares rather than an acquisition of shares. F2 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 20:12 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 7,046 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001091667-18-000094 · edgar.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,046 shares Expires 2025-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (multiplied by .9042). Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 20:12 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 7,046 | $297.42 | $2,095,621.32 |
DisclosureSEC source: 0001091667-18-000094 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,931 Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 20:12 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 7,046 | $175.76 | $1,238,404.96 |
DisclosureSEC source: 0001091667-18-000094 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on January 15, 2015. F2 · price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (multiplied by .9042). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:10 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionStock Options · Derivative | 27,000 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001091667-18-000029 · edgar.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,046 Underlying: Class A Common Stock · 27,000 shares Expires 2025-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (multiplied by .9042). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:10 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 27,000 | $364.76 | $9,848,520.00 |
DisclosureSEC source: 0001091667-18-000029 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,931 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.430 to 366.210, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:10 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 27,000 | $175.76 | $4,745,520.00 |
DisclosureSEC source: 0001091667-18-000029 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of portion of stock options granted on January 15, 2015. F2 · price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (multiplied by .9042). Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:17 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 1,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-18-000002 · edgar.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On 1/15/2015 the reporting person was granted 1573 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. F3 · derivative.expiration_date: On 1/15/2015 the reporting person was granted 1573 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:17 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 540 | $356.32 | $192,412.80 |
DisclosureSEC source: 0001091667-18-000002 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,931 F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 22:17 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 1,422 | $356.32 | $506,687.04 |
DisclosureSEC source: 0001091667-18-000002 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 15:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionThree-year Cliff Stock Options · Derivative | 10,976 | $0.00 Strike: $150.88 | $0.00 |
DisclosureSEC source: 0001091667-17-000097 · edgar.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,976 shares Expires 2024-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 15:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 10,976 | $399.00 | $4,379,424.00 |
DisclosureSEC source: 0001091667-17-000097 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,049 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $398.84 to $399.52, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 15:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 10,976 | $150.88 | $1,656,058.88 |
DisclosureSEC source: 0001091667-17-000097 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of the balance of three-year cliff stock options granted on January 15, 2014 which vested on January 15, 2017. F2 · price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (multiplied by .9042). Read SEC document |
| May 09, 2017 Filed May 10, 2017 22:05 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionThree-year Cliff Stock Options · Derivative | 6,000 | $0.00 Strike: $150.88 | $0.00 |
DisclosureSEC source: 0001091667-17-000079 · edgar.xml · derivative · entry 4 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,976 Underlying: Class A Common Stock · 6,000 shares Expires 2024-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 10, 2017 22:05 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 200 | $325.80 | $65,159.00 |
DisclosureSEC source: 0001091667-17-000079 · edgar.xml · nonDerivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,049 Read SEC document |
| May 09, 2017 Filed May 10, 2017 22:05 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 5,800 | $325.75 | $1,889,326.80 |
DisclosureSEC source: 0001091667-17-000079 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,249 Read SEC document |
| May 09, 2017 Filed May 10, 2017 22:05 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 6,000 | $150.88 | $905,280.00 |
DisclosureSEC source: 0001091667-17-000079 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of a portion of three-year cliff stock options granted on January 15, 2014 which vested on 1/15/2017. F2 · price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (multiplied by .9042). Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionThree-year Cliff Stock Options · Derivative | 20,000 | $0.00 Strike: $150.88 | $0.00 |
DisclosureSEC source: 0001091667-17-000032 · edgar.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,976 Underlying: Class A Common Stock · 20,000 shares Expires 2024-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 20,000 | $324.30 | $6,486,000.00 |
DisclosureSEC source: 0001091667-17-000032 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,049 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:40 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 20,000 | $150.88 | $3,017,600.00 |
DisclosureSEC source: 0001091667-17-000032 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of a portion of three-year cliff stock options granted on January 15, 2014 which vested on 1/15/2017. F2 · price: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (multiplied by .9042). Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 21:15 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 1,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-17-000011 · edgar.xml · derivative · entry 3 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,657 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On 1/15/2014 the reporting person was granted 1,833 three-year-cliff Restricted Stock Units to vest on 1/15/2017. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. F3 · derivative.expiration_date: On 1/15/2014 the reporting person was granted 1,833 three-year-cliff Restricted Stock Units to vest on 1/15/2017. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 21:15 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 630 | $298.48 | $188,042.40 |
DisclosureSEC source: 0001091667-17-000011 · edgar.xml · nonDerivative · entry 2 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,049 F2 · shares: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 21:15 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 1,657 | $298.48 | $494,581.36 |
DisclosureSEC source: 0001091667-17-000011 · edgar.xml · nonDerivative · entry 1 Hargis Jonathan · CIK 0001546356 · EVP/Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.