Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NICOLET BANKSHARES INCNCBS · Entity 4136 | Director | May 17, 2022 | May 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NICOLET BANKSHARES INC
Report date May 17, 2022 · Filed May 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,479 |
Reported balance
After 2022-05-17 transaction · row 1
1 source rowRow 1 · 2022-05-17 · Grant · Acquired 648 · Balance 27,479 F1: The Company paid Ms. Lawson the Board annual retainer, granted as a restricted stock award with an immediate full vest of 648 shares, as of May 17, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The Company paid Ms. Lawson the Board annual retainer, granted as a restricted stock award with an immediate full vest of 648 shares, as of May 17, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2022 Filed May 19, 2022 17:13 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 648 | $77.06 | $49,934.88 |
DisclosureSEC source: 0001127602-22-015058 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,479 F1 · shares: The Company paid Ms. Lawson the Board annual retainer, granted as a restricted stock award with an immediate full vest of 648 shares, as of May 17, 2022. Read SEC document |
| January 21, 2022 Filed Jan 25, 2022 22:35 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 5,500 | $92.02 | $506,110.00 |
DisclosureSEC source: 0001127602-22-002080 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,831 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.00 to $92.15, inclusive. Ms. Lawson undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: Includes 800 shares previously owned indirectly through the Nicolet National Bank 401(k) Plan that are now directly owned, and a total of 130 shares that Ms. Lawson acquired under the Employee Stock Purchase Plan from October 12, 2018 until April 14, 2021 while Ms. Lawson was employed as CFO of the Company. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 22:13 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Disposition to issuerCommon Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020823 · form4.xml · nonDerivative · entry 2 Lawson Ann Kuchera · CIK 0001664666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,531 F2 · shares: Forfeit of unvested restricted stock upon retirement of the Former CFO. The restricted stock was originally granted November 18, 2019, with a one-third immediate vest, and annually thereafter on November 18, becoming fully vested November 18, 2021. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 22:13 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Disposition to issuerCommon Stock | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020823 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,737 F1 · shares: Forfeit of unvested restricted stock upon retirement of the Former CFO. The restricted stock was originally granted April 10, 2012, with a ten year annual vesting schedule and fully vested as of April 10, 2022. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:52 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 642 | $77.82 | $49,960.44 |
DisclosureSEC source: 0001127602-21-017618 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Director · Director & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,902 F1 · balance_after: Includes a total of 130 shares acquired under the Employee Stock Purchase Plan as of the date of this report. No additional shares have been acquired under the Employee Stock Purchase Plan for the reporting person since the reporting person's last Form 4 filing on May 13, 2021. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:30 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,725 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001127602-21-016576 · form4.xml · derivative · entry 4 Lawson Ann Kuchera · CIK 0001664666 · Director · Director & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,725 shares Expires 2022-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option is fully exercised as of the date of this report. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:30 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 567 | $79.31 | $44,968.77 |
DisclosureSEC source: 0001127602-21-016576 · form4.xml · nonDerivative · entry 2 Lawson Ann Kuchera · CIK 0001664666 · Director · Director & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,260 F1 · price: Option exercise cost was covered through a stock swap transaction. F2 · balance_after: Includes 8 additional shares acquired under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on April 12, 2021. The reporting person owns a total of 130 shares in the Employee Stock Purchase Plan as of the date of this report. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:30 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 2,725 | $16.50 | $44,962.50 |
DisclosureSEC source: 0001127602-21-016576 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Director · Director & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2021 Filed Apr 12, 2021 22:19 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 53 | $84.60 | $4,483.80 |
DisclosureSEC source: 0001127602-21-013662 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,094 F1 · balance_after: Includes a total of 122 shares acquired under the Employee Stock Purchase Plan as of the date of this report. No additional shares have been acquired under the Employee Stock Purchase Plan for the reporting person since the reporting person's last Form 4 filing on February 24, 2021. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 19:17 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $48.85 | $0.00 |
DisclosureSEC source: 0001127602-21-007542 · form4.xml · derivative · entry 8 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,000 Underlying: Common Stock · 5,000 shares Expires 2027-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The nonqualified options are currently exercisable to 27,400 shares. The nonqualified options grant of 54,000 shares will vest in five annual installments of 10,800 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vests on May 16, 2022. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 19:17 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,800 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001127602-21-007542 · form4.xml · derivative · entry 7 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,800 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The remaining nonqualified options outstanding will become exercisable as of September 20, 2021. The nonqualified options grant of 10,000 shares will vest in five annual installments of 2,000 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vests on September 20, 2021. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 19:17 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 2,193 | $76.14 | $166,975.02 |
DisclosureSEC source: 0001127602-21-007542 · form4.xml · nonDerivative · entry 5 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,147 F1 · balance_after: Includes 11 additional shares acquired under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on December 9, 2020. The reporting person owns a total of 122 shares in the Employee Stock Purchase Plan as of the date of this report. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 19:17 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 3,781 | $76.14 | $287,885.34 |
DisclosureSEC source: 0001127602-21-007542 · form4.xml · nonDerivative · entry 4 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,340 Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 19:17 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 5,000 | $48.85 | $244,250.00 |
DisclosureSEC source: 0001127602-21-007542 · form4.xml · nonDerivative · entry 3 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 19:17 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 1,826 | $76.14 | $139,031.64 |
DisclosureSEC source: 0001127602-21-007542 · form4.xml · nonDerivative · entry 2 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,121 Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 19:17 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 2,800 | $37.18 | $104,104.00 |
DisclosureSEC source: 0001127602-21-007542 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 20:31 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 88 | $70.24 | $6,181.12 |
DisclosureSEC source: 0001127602-20-030976 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,136 F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan. The reporting person has not acquired additional shares under the Employee Stock Purchase Plan since the reporting persons last Form 4 filing on November 19, 2020. The reporting person owns 111 shares total in the Employee Stock Purchase Plan as of the date of this report. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 18:43 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 66 | $68.01 | $4,488.66 |
DisclosureSEC source: 0001127602-20-029541 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,224 F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan. The reporting person has not acquired additional shares under the Employee Stock Purchase Plan since the reporting persons last Form 4 filing on November 13, 2020. The reporting person owns 111 shares total in the Employee Stock Purchase Plan as of the date of this report. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 16:08 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,200 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001127602-20-028726 · form4.xml · derivative · entry 7 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Underlying: Common Stock · 1,200 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The nonqualified options are currently exercisable to 2,800 shares. The nonqualified options vest in five annual installments of 2,000 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vest on September 20, 2021. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 16:08 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001127602-20-028726 · form4.xml · derivative · entry 6 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 1,000 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The nonqualified options are currently exercisable to 2,800 shares. The nonqualified options vest in five annual installments of 2,000 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vest on September 20, 2021. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 16:08 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 1,200 | $67.68 | $81,216.00 |
DisclosureSEC source: 0001127602-20-028726 · form4.xml · nonDerivative · entry 4 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,676 F1 · balance_after: Includes 11 shares acquired under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on August 5, 2020. The reporting person owns 111 shares total in the Employee Stock Purchase Plan. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 16:08 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 1,200 | $37.18 | $44,616.00 |
DisclosureSEC source: 0001127602-20-028726 · form4.xml · nonDerivative · entry 3 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 16:08 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 307 | $67.95 | $20,860.65 |
DisclosureSEC source: 0001127602-20-028726 · form4.xml · nonDerivative · entry 2 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,676 Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 16:08 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 1,000 | $37.18 | $37,180.00 |
DisclosureSEC source: 0001127602-20-028726 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 18:01 UTC Amendment | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,200 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001127602-20-028914 · form4a.xml · derivative · entry 7 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Underlying: Common Stock · 1,200 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The nonqualified options are currently exercisable to 2,800 shares. The nonqualified options vest in five annual installments of 2,000 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vest on September 20, 2021. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 18:01 UTC Amendment | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001127602-20-028914 · form4a.xml · derivative · entry 6 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 1,000 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The nonqualified options are currently exercisable to 2,800 shares. The nonqualified options vest in five annual installments of 2,000 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vest on September 20, 2021. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 18:01 UTC Amendment | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 1,200 | $67.68 | $81,216.00 |
DisclosureSEC source: 0001127602-20-028914 · form4a.xml · nonDerivative · entry 4 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,290 F2 · balance_after: The reporting person has not acquired additional shares under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on November 12, 2020. The reporting person owns 111 shares total in the Employee Stock Purchase Plan which is included in the reporting persons direct beneficial ownership total. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 18:01 UTC Amendment | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 1,200 | $37.18 | $44,616.00 |
DisclosureSEC source: 0001127602-20-028914 · form4a.xml · nonDerivative · entry 3 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 18:01 UTC Amendment | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 693 | $67.95 | $47,089.35 |
DisclosureSEC source: 0001127602-20-028914 · form4a.xml · nonDerivative · entry 2 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,290 F1 · shares: This report on Form 4/A amends the Form 4 filed by the reporting person on November 12, 2020. This report on Form 4/A is being filed to correct the amount of shares forfeited at time of exercise of 1,000 nonqualified stock options on November 10, 2020. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 18:01 UTC Amendment | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 1,000 | $37.18 | $37,180.00 |
DisclosureSEC source: 0001127602-20-028914 · form4a.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 13:15 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,210 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001127602-20-022779 · form4.xml · derivative · entry 3 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,725 Underlying: Common Stock · 1,210 shares Expires 2022-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is currently exercisable as to 2,225 shares. The options vest in ten annual installments of 500 shares annually on April 10 of each year, beginning on April 10, 2012 and fully vests on April 10, 2021. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 13:15 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 1,210 | $16.50 | $19,965.00 |
DisclosureSEC source: 0001127602-20-022779 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 100 shares acquired under the Employee Stock Purchase Plan to date. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 18:22 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 70 | $74.20 | $5,194.00 |
DisclosureSEC source: 0001127602-19-034931 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,724 F1 · balance_after: Includes 62 shares acquired under the Employee Stock Purchase Plan to date. Read SEC document |
| December 10, 2019 Filed Dec 11, 2019 15:34 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 500 | $73.88 | $36,940.00 |
DisclosureSEC source: 0001127602-19-034721 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,794 F1 · balance_after: Includes 62 shares acquired under the Employee Stock Purchase Plan to date. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 21:06 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 88 | $73.22 | $6,443.36 |
DisclosureSEC source: 0001127602-19-034449 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,294 F1 · balance_after: Includes 62 shares acquired under the Employee Stock Purchase Plan to date. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:40 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 66 | $70.50 | $4,653.00 |
DisclosureSEC source: 0001127602-19-033390 · form4.xml · nonDerivative · entry 2 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,382 F1 · balance_after: Includes 62 shares acquired under the Employee Stock Purchase Plan to date. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:40 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 618 | $70.50 | $43,569.00 |
DisclosureSEC source: 0001127602-19-033390 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,448 Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 13:51 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001127602-19-025238 · form4.xml · derivative · entry 6 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 1,000 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The nonqualified options vest in five annual installments of 2,000 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vest on September 20, 2021. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 13:51 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,930 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001127602-19-025238 · form4.xml · derivative · entry 5 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,930 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is fully exercised as of July 24, 2019. The options vested in five annual installments of 2,000 shares annually on December 15 of each year, beginning on December 15, 2010 and fully vested on December 15, 2014. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 13:51 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 709 | $65.09 | $46,148.81 |
DisclosureSEC source: 0001127602-19-025238 · form4.xml · nonDerivative · entry 3 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,820 F1 · balance_after: Includes 52 shares acquired under the Employee Stock Purchase Plan. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 13:51 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 1,000 | $37.18 | $37,180.00 |
DisclosureSEC source: 0001127602-19-025238 · form4.xml · nonDerivative · entry 2 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 13:51 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 1,930 | $16.80 | $32,424.00 |
DisclosureSEC source: 0001127602-19-025238 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2019 Filed May 14, 2019 19:21 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,570 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001127602-19-018463 · form4.xml · derivative · entry 3 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,930 Underlying: Common Stock · 3,570 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is currently exercisable for all 1,930 shares. The options vested in five annual installments of 2,000 shares annually on December 15 of each year, beginning on December 15, 2010 and fully vested on December 15, 2014. Read SEC document |
| May 13, 2019 Filed May 14, 2019 19:21 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 3,570 | $16.80 | $59,976.00 |
DisclosureSEC source: 0001127602-19-018463 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 39 shares acquired under the Employee Stock Purchase Plan. Read SEC document |
| April 26, 2019 Filed Apr 26, 2019 21:20 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 1,000 | $60.86 | $60,860.00 |
DisclosureSEC source: 0001127602-19-016348 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,016 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.80 to $61.00, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. F2 · balance_after: Includes 39 shares acquired under the Employee Stock Purchase Plan. Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 17:58 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 51 | $59.52 | $3,035.52 |
DisclosureSEC source: 0001127602-19-015267 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,005 F1 · balance_after: Includes 28 shares acquired under the Employee Stock Purchase Plan. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:27 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001127602-19-004318 · form4.xml · derivative · entry 3 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 1,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is currently exercisable for all 5,500 shares. The options vested in five annual installments of 2,000 shares annually on December 15 of each year, beginning on December 15, 2010 and fully vesting on December 15, 2014. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:27 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 1,000 | $16.80 | $16,800.00 |
DisclosureSEC source: 0001127602-19-004318 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 28 shares acquired under the Employee Stock Purchase Plan. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 21:35 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 67 | $51.55 | $3,453.85 |
DisclosureSEC source: 0001127602-18-036211 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,040 Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 20:23 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001127602-18-035802 · form4.xml · derivative · entry 7 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 2,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is currently exercisable for all 6,500 shares. The options vested in five annual installments of 2,000 shares annually on December 15 of each year, beginning on December 15, 2010 and fully vesting on December 15, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.