Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NICOLET BANKSHARES INCNCBS · Entity 4136 | Director | May 17, 2022 | May 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NICOLET BANKSHARES INC
Report date May 17, 2022 · Filed May 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,479 |
Reported balance
After 2022-05-17 transaction · row 1
1 source rowRow 1 · 2022-05-17 · Grant · Acquired 648 · Balance 27,479 F1: The Company paid Ms. Lawson the Board annual retainer, granted as a restricted stock award with an immediate full vest of 648 shares, as of May 17, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The Company paid Ms. Lawson the Board annual retainer, granted as a restricted stock award with an immediate full vest of 648 shares, as of May 17, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2018 Filed Dec 11, 2018 20:23 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001127602-18-035802 · form4.xml · derivative · entry 6 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 2,000 shares Expires 2026-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The nonqualified options vest in five annual installments of 2,000 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vest on September 20, 2021. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 20:23 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 653 | $51.49 | $33,622.97 |
DisclosureSEC source: 0001127602-18-035802 · form4.xml · nonDerivative · entry 4 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,107 Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 20:23 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 2,000 | $16.80 | $33,600.00 |
DisclosureSEC source: 0001127602-18-035802 · form4.xml · nonDerivative · entry 3 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 20:23 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 1,615 | $51.49 | $83,156.35 |
DisclosureSEC source: 0001127602-18-035802 · form4.xml · nonDerivative · entry 2 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,760 Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 20:23 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 2,000 | $37.18 | $74,360.00 |
DisclosureSEC source: 0001127602-18-035802 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 17:58 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 84 | $50.39 | $4,232.76 |
DisclosureSEC source: 0001127602-18-035531 · form4.xml · nonDerivative · entry 2 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,375 F1 · balance_after: Includes 12 shares acquired under the Employee Stock Purchase Plan on October 12, 2018. Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 17:58 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 819 | $50.39 | $41,269.41 |
DisclosureSEC source: 0001127602-18-035531 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,459 F1 · balance_after: Includes 12 shares acquired under the Employee Stock Purchase Plan on October 12, 2018. Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 16:45 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 49 | $54.81 | $2,685.69 |
DisclosureSEC source: 0001127602-18-014445 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,628 Read SEC document |
| March 06, 2018 Filed Mar 13, 2018 15:01 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 2,200 | $54.25 | $119,350.00 |
DisclosureSEC source: 0001127602-18-011320 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,677 Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 13:54 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001127602-18-002410 · form4.xml · derivative · entry 3 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 1,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is currently exercisable for all 8,500 shares. The options vested in five annual installments of 2,000 shares annually on December 15 of each year, beginning on December 15, 2010 and fully vesting on December 15, 2014. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 13:54 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 1,000 | $16.80 | $16,800.00 |
DisclosureSEC source: 0001127602-18-002410 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 22:32 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 75 | $57.75 | $4,331.25 |
DisclosureSEC source: 0001127602-17-034713 · form4.xml · nonDerivative · entry 2 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,877 Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 22:32 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 648 | $57.75 | $37,422.00 |
DisclosureSEC source: 0001127602-17-034713 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,952 Read SEC document |
| May 16, 2017 Filed May 18, 2017 19:46 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantStock Option (Right to Buy) · Derivative | 54,000 | $48.85 Strike: $48.85 | $2,637,900.00 |
DisclosureSEC source: 0001127602-17-018630 · form4.xml · derivative · entry 3 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,000 Underlying: Common Stock · 54,000 shares Expires 2027-05-16 F1 · derivative.exercise_date: The 54,000 nonqualified options granted will vest in five annual installments of 10,800 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vests on May 16, 2022. Read SEC document |
| May 16, 2017 Filed May 18, 2017 19:32 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 500 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001127602-17-018623 · form4.xml · derivative · entry 7 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Underlying: Common Stock · 500 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is currently exercisable for all 9,500 shares. The options vested in five annual installments of 2,000 shares annually on December 15 of each year, beginning on December 15, 2010 and fully vesting on December 15, 2014. Read SEC document |
| May 16, 2017 Filed May 18, 2017 19:32 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,025 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018623 · form4.xml · derivative · entry 6 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,025 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of May 16, 2017 all stock options awarded on 02/02/09 have been fully exercised. Read SEC document |
| May 16, 2017 Filed May 18, 2017 19:32 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 500 | $16.80 | $8,400.00 |
DisclosureSEC source: 0001127602-17-018623 · form4.xml · nonDerivative · entry 3 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 18, 2017 19:32 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 1,025 | $16.00 | $16,400.00 |
DisclosureSEC source: 0001127602-17-018623 · form4.xml · nonDerivative · entry 2 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 5, 2017 21:03 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 605 | $50.89 | $30,790.87 |
DisclosureSEC source: 0001127602-17-017117 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,904 Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 20:19 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 53 | $47.75 | $2,530.75 |
DisclosureSEC source: 0001127602-17-014671 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,509 Read SEC document |
| March 01, 2017 Filed May 18, 2017 19:32 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,875 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018623 · form4.xml · derivative · entry 5 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025 Underlying: Common Stock · 6,875 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of May 16, 2017 all stock options awarded on 02/02/09 have been fully exercised. Read SEC document |
| March 01, 2017 Filed May 18, 2017 19:32 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 6,875 | $16.00 | $110,000.00 |
DisclosureSEC source: 0001127602-17-018623 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 19:34 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 2,307 | $49.29 | $113,712.03 |
DisclosureSEC source: 0001127602-17-008148 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,562 Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 15:00 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 400 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001806 · form4.xml · derivative · entry 3 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,900 Underlying: Common Stock · 400 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The remaining 7,900 unexercised stock options are currently exercisable. The 20,000 options granted vested in five annual installments of 4,000 shares annually on February 2 of each year, beginning on February 2, 2009 and fully vesting on February 2, 2014. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 15:00 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 400 | $16.00 | $6,400.00 |
DisclosureSEC source: 0001127602-17-001806 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: An adjustment of 90 shares omitted from the reporting person's original Form 3 filed on February 24, 2016. These shares were also omitted from four Form 4's filed by the reporting person after the original Form 3 was filed. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:16 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,065 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001127602-16-067461 · form4.xml · derivative · entry 4 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,935 Underlying: Common Stock · 1,065 shares Expires 2022-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is currently exercisable as to 1,435 shares. The options vest in ten annual installments of 500 shares annually on April 10 of each year, beginning on April 10, 2012 and fully vesting on April 10, 2021. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:16 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 406 | $43.25 | $17,559.50 |
DisclosureSEC source: 0001127602-16-067461 · form4.xml · nonDerivative · entry 2 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,559 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:16 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 1,065 | $16.50 | $17,572.50 |
DisclosureSEC source: 0001127602-16-067461 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 19:46 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 583 | $38.76 | $22,597.08 |
DisclosureSEC source: 0001127602-16-065643 · form4.xml · nonDerivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,900 Read SEC document |
| September 20, 2016 Filed Dec 27, 2016 21:12 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $37.18 Strike: $37.18 | $371,800.00 |
DisclosureSEC source: 0001127602-16-070935 · form4.xml · derivative · entry 1 Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2026-09-20 F1 · derivative.exercise_date: The nonqualified options vest in five annual installments of 2,000 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vest on September 20, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.