Allen Jimmy E.

SEC source: 0001649749-22-000118 · wf-form4_165343582512251.xml · nonDerivative · entry 1

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,175

F1 · security: Reflects an award of Restricted Stock Units (RSUs) granted pursuant to the issuer's Non-Employee Director Compensation Policy. The RSUs vest on April 30, 2023.

SEC source: 0001649749-21-000113 · wf-form4_162195363051666.xml · nonDerivative · entry 1

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,893

F1 · security: Reflects an award of Restricted Stock Units (RSUs) granted pursuant to the issuer's Non-Employee Director Compensation Policy. The RSUs vest on April 30, 2022.

SEC source: 0001649749-20-000158 · wf-form4_159779768607368.xml · nonDerivative · entry 2

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,779

F3 · security: Reflects an award of RSUs granted pursuant to the FB Financial Corporation Non-Employee Director Compensation Policy. The RSUs vest on April 30, 2021.

F3 · kind: Reflects an award of RSUs granted pursuant to the FB Financial Corporation Non-Employee Director Compensation Policy. The RSUs vest on April 30, 2021.

SEC source: 0001649749-20-000158 · wf-form4_159779768607368.xml · nonDerivative · entry 1

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,875

F1 · price: Pursuant to the Agreement and Plan of Merger (the "merger agreement") by and between the Issuer and Franklin Financial Network, Inc. ("Franklin"), the holders of Franklin common stock received, without interest, $2.00 in cash (the "cash consideration") and 0.9650 shares of Issuer common stock (the "exchange ratio" and such shares together with the cash consideration, the "merger consideration") for each share of Franklin common stock owned. Pursuant to the merger agreement, each restricted stock award ("RSA") and each restricted stock unit award ("RSU") in respect of Franklin common stock that was outstanding on December 31, 2019 and was outstanding at the effective time, automatically became fully vested and was cancelled and converted into the right to receive the merger consideration in respect of each share of Franklin common stock underlying such award.

F2 · price: Pursuant to the merger agreement, each outstanding option to purchase Franklin common stock, whether vested or unvested, automatically converted into the right to receive the merger consideration in respect of each net share underlying such option. The merger agreement defines "net shares" as the number of shares determined by dividing (1) the excess of the per share cash equivalent consideration, if any, over the per share exercise price of the option multiplied by the number of shares of Franklin common stock subject to the option, by (2) the per share cash equivalent consideration. The merger agreement defines the "per share cash equivalent consideration" as the sum of (1) $2.00 plus (2) 0.9650 multiplied by the average of the closing-sale prices of Issuer common stock on the NYSE as reported by the Wall Street Journal for the five trading days ending on the trading day preceding the closing date.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 16

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,447 shares

Expires 2029-04-15

F16 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in three equal annual installments beginning on April 15, 2020, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F16 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in three equal annual installments beginning on April 15, 2020, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 15

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2029-01-15

F15 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in three equal annual installments beginning on January 15, 2020, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F15 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in three equal annual installments beginning on January 15, 2020, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 14

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2028-10-15

F14 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in three equal annual installments beginning on October 15, 2019, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F14 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in three equal annual installments beginning on October 15, 2019, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 13

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2028-07-16

F13 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in three equal annual installments beginning on July 16, 2019, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F13 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in three equal annual installments beginning on July 16, 2019, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 12

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2028-04-16

F12 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in three equal annual installments beginning on April 16, 2019, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F12 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in three equal annual installments beginning on April 16, 2019, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 11

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2028-01-15

F11 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on January 15, 2019, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F11 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on January 15, 2019, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 10

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2027-10-15

F10 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on October 15, 2018, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F10 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on October 15, 2018, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 9

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2027-07-15

F9 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on July 15, 2018, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F9 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on July 15, 2018, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 8

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2027-04-15

F8 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on April 15, 2018, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F8 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on April 15, 2018, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 7

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2027-01-01

F7 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on January 1, 2018, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F7 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on January 1, 2018, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 6

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2026-10-01

F6 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on October 1, 2017, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on October 1, 2017, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 5

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2026-07-01

F5 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on July 1, 2017, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on July 1, 2017, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 4

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2026-04-01

F4 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on April 1, 2017, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on April 1, 2017, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 3

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2026-01-01

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on January 1, 2017, was converted into the right to receive the Merger Consideration in respect of each Net Share.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on January 1, 2017, was converted into the right to receive the Merger Consideration in respect of each Net Share.

SEC source: 0000899243-20-022817 · doc4.xml · derivative · entry 2

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2025-10-01

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on October 1, 2016, was converted into the right to receive the Merger Consideration in respect of each "Net Share," defined as the number of shares determined by dividing (a) the product of (1) the excess, if any, of $30.13 over the per share exercise price of the option multiplied by (2) the number of shares underlying the option, by (b) $30.13.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, the option, which provided for vesting in five equal annual installments beginning on October 1, 2016, was converted into the right to receive the Merger Consideration in respect of each "Net Share," defined as the number of shares determined by dividing (a) the product of (1) the excess, if any, of $30.13 over the per share exercise price of the option multiplied by (2) the number of shares underlying the option, by (b) $30.13.

SEC source: 0000899243-20-022817 · doc4.xml · nonDerivative · entry 1

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), among the Issuer, FB Financial Corporation ("FB Financial"), and Paisley Acquisition Corporation, in exchange for the right to receive for each share of common stock, restricted stock, or restricted stock unit (1) 0.9650 shares of common stock, par value $1.00 per share, of FB Financial, having a market value of $29.52 per share as of the close of trading on August 14, 2020, the last trading day prior to the effective time of the merger (the "Effective Time"), and (2) $2.00 in cash (collectively, the "Merger Consideration").

SEC source: 0000899243-20-022911 · doc4a.xml · nonDerivative · entry 2

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), among the Issuer, FB Financial Corporation ("FB Financial"), and Paisley Acquisition Corporation, in exchange for the right to receive for each share of common stock, restricted stock, or restricted stock unit (1) 0.9650 shares of common stock, par value $1.00 per share, of FB Financial, having a market value of $29.52 per share as of the close of trading on August 14, 2020, the last trading day prior to the effective time of the merger (the "Effective Time"), and (2) $2.00 in cash (collectively, the "Merger Consideration").

SEC source: 0001649749-21-000015 · wf-form4a_161349415650823.xml · nonDerivative · entry 2

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,954

F4 · security: Reflects an award of RSUs granted pursuant to the FB Financial Corporation Non-Employee Director Compensation Policy. The RSUs vest on April 30, 2021.

F4 · kind: Reflects an award of RSUs granted pursuant to the FB Financial Corporation Non-Employee Director Compensation Policy. The RSUs vest on April 30, 2021.

SEC source: 0001649749-21-000015 · wf-form4a_161349415650823.xml · nonDerivative · entry 1

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,050

F1 · security: Due to an administrative error, the reporting person inadvertently over reported the shares beneficially owned by 4,825 shares in his Form 4 filed on August 18, 2020. Accordingly, this amended Form 4 is being filed to correct the number of shares beneficially owned.

F2 · price: Pursuant to the Agreement and Plan of Merger (the "merger agreement") by and between the Issuer and Franklin Financial Network, Inc. ("Franklin"), the holders of Franklin common stock received, without interest, $2.00 in cash (the "cash consideration") and 0.9650 shares of Issuer common stock (the "exchange ratio" and such shares together with the cash consideration, the "merger consideration") for each share of Franklin common stock owned. Pursuant to the merger agreement, each restricted stock award ("RSA") and each restricted stock unit award ("RSU") in respect of Franklin common stock that was outstanding on December 31, 2019 and was outstanding at the effective time, automatically became fully vested and was cancelled and converted into the right to receive the merger consideration in respect of each share of Franklin common stock underlying such award.

F3 · price: Pursuant to the merger agreement, each outstanding option to purchase Franklin common stock, whether vested or unvested, automatically converted into the right to receive the merger consideration in respect of each net share underlying such option. The merger agreement defines "net shares" as the number of shares determined by dividing (1) the excess of the per share cash equivalent consideration, if any, over the per share exercise price of the option multiplied by the number of shares of Franklin common stock subject to the option, by (2) the per share cash equivalent consideration. The merger agreement defines the "per share cash equivalent consideration" as the sum of (1) $2.00 plus (2) 0.9650 multiplied by the average of the closing-sale prices of Issuer common stock on the NYSE as reported by the Wall Street Journal for the five trading days ending on the trading day preceding the closing date.

SEC source: 0001437749-20-018189 · rdgdoc.xml · derivative · entry 14

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,447

Underlying: Common stock · 1,724 shares

Expires 2029-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option became exercisable as to 1,724 shares on April 15, 2020; and becomes exercisable as to 1,724 shares on April 15, 2021; and 1,723 shares on April 15, 2022.

SEC source: 0001437749-20-018189 · rdgdoc.xml · derivative · entry 13

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common stock · 1,000 shares

Expires 2029-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable as to 1,000 shares on January 15, 2020; and becomes exercisable as to 1,000 shares on January 15, 2021; and 1,000 shares on January 15, 2022.

SEC source: 0001437749-20-018189 · rdgdoc.xml · derivative · entry 12

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common stock · 2,000 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable as to 500 shares on April 1, 2017; 500 shares on April 1, 2018; 500 shares on April 1, 2019; 500 shares on April 1, 2020; and becomes exercisable as to 500 shares on April 1, 2021.

SEC source: 0001437749-20-018189 · rdgdoc.xml · derivative · entry 11

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common stock · 800 shares

Expires 2025-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable as to 400 shares on October 1, 2016; 400 shares on October 1, 2017; 400 shares on October 1, 2018, and 400 shares on October 1, 2019; and becomes exercisable as to 400 shares on October 1, 2020.

SEC source: 0001437749-20-018189 · rdgdoc.xml · derivative · entry 10

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 800 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable as to 400 shares on July 1, 2016; 400 shares on July 1, 2017; 400 shares on July 1, 2018; 400 shares on July 1, 2019; and 400 shares on July 1, 2020.

SEC source: 0001437749-20-018189 · rdgdoc.xml · derivative · entry 9

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,600 shares

Expires 2025-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable as to 1,800 shares on April 30, 2016; 1,800 shares on April 30, 2017; 1,800 shares on April 30, 2018; 1,800 shares on April 30, 2019; and 1,800 shares on April 30, 2020.

SEC source: 0001437749-20-018189 · rdgdoc.xml · derivative · entry 8

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 6,389 shares

Expires 2024-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-20-018189 · rdgdoc.xml · nonDerivative · entry 7

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-20-018189 · rdgdoc.xml · nonDerivative · entry 6

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-20-018189 · rdgdoc.xml · nonDerivative · entry 5

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-20-018189 · rdgdoc.xml · nonDerivative · entry 4

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-20-018189 · rdgdoc.xml · nonDerivative · entry 3

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-20-018189 · rdgdoc.xml · nonDerivative · entry 2

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-20-018189 · rdgdoc.xml · nonDerivative · entry 1

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-022911 · doc4a.xml · nonDerivative · entry 1

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: The number of securities reported in Table I, Column 5 is as of the date of this amended Form 4.

SEC source: 0001437749-19-007474 · rdgdoc.xml · derivative · entry 2

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,171

Underlying: Common Stock · 5,171 shares

Expires 2029-04-15

F1 · derivative.exercise_date: The option vests in three annual installments beginning on April 15, 2020.

SEC source: 0001437749-19-007474 · rdgdoc.xml · nonDerivative · entry 1

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,667

SEC source: 0001437749-19-018404 · rdgdoc.xml · derivative · entry 2

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,171

Underlying: Common stock · 5,171 shares

Expires 2029-04-15

F3 · derivative.exercise_date: The option vests in three annual installments beginning on April 15, 2020.

SEC source: 0001437749-19-018404 · rdgdoc.xml · nonDerivative · entry 1

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,667

F1 · security: The reporting person's Form 4 filed on April 17, 2019 omitted the Power of Attorney. This amendment is being filed for the purpose of adding the Power of Attorney.

F2 · shares: The shares reported represent an unfunded promise to deliver common stock to the reporting person. The shares reported are subject to time-based vesting conditions and will vest in equal, one-third increments on April 15, 2020, April 15, 2021, and April 15, 2022.

SEC source: 0001437749-19-000982 · rdgdoc.xml · derivative · entry 1

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2029-01-15

F1 · derivative.exercise_date: The option vests in three equal installments beginning January 15, 2020.

SEC source: 0001437749-19-000172 · rdgdoc.xml · derivative · entry 6

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: common stock · 800 shares

Expires 2025-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable as to 400 shares on October 1, 2016; 400 shares on October 1, 2017;400 shares on October 1, 2018; 400 shares on October 1, 2019; and 400 shares on October 1, 2020.

SEC source: 0001437749-19-000172 · rdgdoc.xml · derivative · entry 5

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: common stock · 1,200 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable as to 400 shares on July 1, 2016; 400 shares on July 1, 2017; 400 shares on July 1, 2018; 400 shares on July 1, 2019; and 400 shares on July 1, 2020.

SEC source: 0001437749-19-000172 · rdgdoc.xml · derivative · entry 4

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: common stock · 5,400 shares

Expires 2025-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable as to 1800 shares on April 30, 2016; 1800 shares on April 30, 2017; 1800 shares on April 30, 2018; 1800 shares on April 30, 2019; and 1800 shares on April 30, 2020.

SEC source: 0001437749-19-000172 · rdgdoc.xml · nonDerivative · entry 3

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-000172 · rdgdoc.xml · nonDerivative · entry 2

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-19-000172 · rdgdoc.xml · nonDerivative · entry 1

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-026905 · doc4.xml · derivative · entry 1

Allen Jimmy E. · CIK 0001637481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2028-10-15

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on October 15, 2019.