Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | June 21, 2013 | June 21, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date June 21, 2013 · Filed June 21, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,008 |
Reported balance
After 2013-06-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-06-21 · Exercise / conversion · Acquired 28,414 · Balance 64,008 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 49,543 |
Reported balance
After 2013-06-21 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2013-06-21 · Tax withholding · Disposed 14,465 · Balance 49,543 F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 75,000 |
Reported balance
After 2013-06-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2013-06-21 · Exercise / conversion · Disposed 28,414 · Balance 75,000 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3: This award was granted on November 2, 2011, and a portion of the award was subsequently modified on May 24, 2012. The modified portion of the award, which represents 75,000 of the 150,000 restricted stock units subject to the original grant, vested daily over the period from March 24, 2012 to June 21, 2013. This transaction represents the settlement, pursuant to the terms of the modified award, of the portion of the award that vested during the period from January 1, 2013 through June 21, 2013. The remaining 75,000 restricted stock units subject to the original grant are scheduled to vest on March 21, 2016, assuming continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F3: This award was granted on November 2, 2011, and a portion of the award was subsequently modified on May 24, 2012. The modified portion of the award, which represents 75,000 of the 150,000 restricted stock units subject to the original grant, vested daily over the period from March 24, 2012 to June 21, 2013. This transaction represents the settlement, pursuant to the terms of the modified award, of the portion of the award that vested during the period from January 1, 2013 through June 21, 2013. The remaining 75,000 restricted stock units subject to the original grant are scheduled to vest on March 21, 2016, assuming continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 29, 2008 Filed Sep 3, 2008 23:48 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-051426 · rrd217516.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 23:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionEmployee Stock Option · Derivative | 22,500 | $0.00 Strike: $10.90 | $0.00 |
DisclosureSEC source: 0001181431-08-046050 · rrd214636.xml · derivative · entry 3 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,500 shares Expires 2011-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This employee stock option vested over a four-year period commencing on February 4, 2004. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 23:07 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 22,500 | $161.06 | $3,623,850.00 |
DisclosureSEC source: 0001181431-08-046050 · rrd214636.xml · nonDerivative · entry 2 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014 F2 · price: This transaction was executed in multiple trades at prices ranging from $161.00 to $161.27; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 23:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 22,500 | $10.90 | $245,137.50 |
DisclosureSEC source: 0001181431-08-046050 · rrd214636.xml · nonDerivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2008 Filed May 31, 2008 00:03 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-035741 · rrd208976.xml · derivative · entry 1 MANSFIELD ROBERT J · CIK 0001423812 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2010-03-24 F1 · derivative.exercise_price: Upon vesting, Mr. Mansfield is entitled to receive one share of common stock for each restricted stock unit. F2 · derivative.exercise_date: 100% of the restricted stock units are scheduled to vest on March 24, 2010, assuming continued employment. F2 · derivative.expiration_date: 100% of the restricted stock units are scheduled to vest on March 24, 2010, assuming continued employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.