Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GPGI, Inc.GPGI · Entity 4098 | Director · Executive Chairman | February 26, 2026 | March 02, 2026 |
| HONEYWELL INTERNATIONAL INCHON · Entity 2988 | Director | March 09, 2018 | March 12, 2018 |
| Resolute Holdings Management, Inc.RHLD · Entity 4929 | Director · Executive Chairman | February 28, 2025 | March 04, 2025 |
| Vertiv Holdings CoVRT · Entity 440 | Director · Executive Chairman | February 26, 2026 | March 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GPGI, Inc.
Report date February 26, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.12 · Expires 2036-02-26 | Direct | 1,265,032 |
Reported balance
After 2026-02-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-26 · Grant · Acquired 1,265,032 · Balance 1,265,032 F1: The Stock Options will vest in equal annual installments of 25% on each of the first, second, third and fourth anniversaries of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Options will vest in equal annual installments of 25% on each of the first, second, third and fourth anniversaries of the date of grant.
HONEYWELL INTERNATIONAL INC
Report date March 09, 2018 · Filed March 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 986,728 |
Last balance in matching sequence
After 2018-03-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-03-09 · Grant · Acquired 17,071 · Balance 995,132 F1: Represents 50% of the 2016-2017 Growth Plan award payout to Mr. Cote in Common Stock. F2: Reflects a transfer of 163,301 shares on January 19, 2018 exempt from reporting pursuant to Rule 16a-12 of the Securities Exchange Act of 1934. Row 2 · 2018-03-09 · Tax withholding · Disposed 8,404 · Balance 986,728 F2: Reflects a transfer of 163,301 shares on January 19, 2018 exempt from reporting pursuant to Rule 16a-12 of the Securities Exchange Act of 1934. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 204,866.6 |
Reported balance
Holding disclosure · report date 2018-03-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 204,866.6 F3: Held by a trust for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 402,877 |
Reported balance
Holding disclosure · report date 2018-03-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 402,877 F4: Held directly or indirectly by trusts for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as the investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectHeld in 401(k) plan | 25,507 |
Reported balance
Holding disclosure · report date 2018-03-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 25,507 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 50% of the 2016-2017 Growth Plan award payout to Mr. Cote in Common Stock.
F2: Reflects a transfer of 163,301 shares on January 19, 2018 exempt from reporting pursuant to Rule 16a-12 of the Securities Exchange Act of 1934.
F3: Held by a trust for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F4: Held directly or indirectly by trusts for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as the investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Resolute Holdings Management, Inc.
Report date February 28, 2025 · Filed March 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy spouse | 1,866 |
Reported balance
After 2025-02-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-02-28 · Grant · Acquired 1,866 · Balance 1,866 F1: This acquisition is the result of the consummation on February 28, 2025 of the distribution of 100% of the shares of common stock of Resolute Holdings Management, Inc. by CompoSecure, Inc. ("CompoSecure") to holders of Class A common stock of CompoSecure on a pro rata basis. This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9. |
Filing footnotes · ownership attribution and instrument terms
F1: This acquisition is the result of the consummation on February 28, 2025 of the distribution of 100% of the shares of common stock of Resolute Holdings Management, Inc. by CompoSecure, Inc. ("CompoSecure") to holders of Class A common stock of CompoSecure on a pro rata basis. This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9.
Vertiv Holdings Co
Report date February 26, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 22,258.03 |
Last balance in matching sequence
After 2026-02-26 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
8 source rowsRow 1 · 2026-02-26 · Sale · Disposed 2,124 · Balance 60,134.03 F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse. F2: The trade was executed in a series of transactions with a price range of $250.06 to $250.68, inclusive, with a weighted average price of $250.23. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 4 through 10, inclusive. F3: Reflects securities held directly by the Reporting Person's spouse. Row 2 · 2026-02-26 · Sale · Disposed 5,122 · Balance 55,012.03 F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse. F4: The trade was executed in a series of transactions with a price range of $251.80 to $252.76, inclusive, with a weighted average price of $252.19. F3: Reflects securities held directly by the Reporting Person's spouse. Row 3 · 2026-02-26 · Sale · Disposed 5,732 · Balance 49,280.03 F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse. F5: The trade was executed in a series of transactions with a price range of $252.80 to $253.79, inclusive, with a weighted average price of $253.38. F3: Reflects securities held directly by the Reporting Person's spouse. Row 4 · 2026-02-26 · Sale · Disposed 3,301 · Balance 45,979.03 F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse. F6: The trade was executed in a series of transactions with a price range of $253.82 to $254.81, inclusive, with a weighted average price of $254.39. F3: Reflects securities held directly by the Reporting Person's spouse. Row 5 · 2026-02-26 · Sale · Disposed 2,833 · Balance 43,146.03 F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse. F7: The trade was executed in a series of transactions with a price range of $254.85 to $255.81, inclusive, with a weighted average price of $255.33. F3: Reflects securities held directly by the Reporting Person's spouse. Row 6 · 2026-02-26 · Sale · Disposed 8,437 · Balance 34,709.03 F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse. F8: The trade was executed in a series of transactions with a price range of $255.91 to $256.89, inclusive, with a weighted average price of $256.42. F3: Reflects securities held directly by the Reporting Person's spouse. Row 7 · 2026-02-26 · Sale · Disposed 7,518 · Balance 27,191.03 F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse. F9: The trade was executed in a series of transactions with a price range of $256.96 to $257.95, inclusive, with a weighted average price of $257.45. F3: Reflects securities held directly by the Reporting Person's spouse. Row 8 · 2026-02-26 · Sale · Disposed 4,933 · Balance 22,258.03 F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse. F10: The trade was executed in a series of transactions with a price range of $257.96 to $258.93, inclusive, with a weighted average price of $258.26. F3: Reflects securities held directly by the Reporting Person's spouse. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.05 · Expires 2030-02-07 | IndirectSee Footnote | 115,942 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 115,942 F11: Consists of 115,942 stock options granted on February 7, 2020, which vested as to 28,985 on February 7, 2021, 28,986 on February 7, 2022, 28,985 on February 7, 2023, and 28,986 on February 7, 2024. F19: Reflects securities held directly by a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $20.56 · Expires 2031-02-04 | IndirectSee Footnote | 115,942 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 115,942 F12: Consists of 115,942 stock options granted on February 4, 2021, which vested as to 28,986 on each of February 4, 2022 and February 4, 2023, 28,985 on February 4, 2024, and 28,985 on February 4, 2025. F19: Reflects securities held directly by a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2032-03-03 | IndirectSee Footnote | 86,956 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 86,956 F13: Consists of 86,956 stock options granted on March 3, 2022, which vested as to 28,985 on each of March 3, 2023 and March 3, 2024, and 28,986 on March 3, 2025. F19: Reflects securities held directly by a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2032-03-03 | IndirectSee Footnote | 28,986 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 28,986 F14: Consists of 28,986 stock options granted on March 3, 2022, which will vest as to 28,986 on March 3, 2026. F20: Reflects securities held directly by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee. As of the date of this Form 4, these options have not been exercised and remain held by David M. Cote 2018 Revocable Trust. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.84 · Expires 2033-03-07 | IndirectSee Footnote | 25,000 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 25,000 F15: Consists of 25,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2024. F19: Reflects securities held directly by a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.84 · Expires 2033-03-07 | IndirectSee Footnote | 75,000 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 75,000 F16: Consists of 75,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2025, and which will vest as to 25,000 on each of March 15, 2026 and March 15, 2027. F20: Reflects securities held directly by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee. As of the date of this Form 4, these options have not been exercised and remain held by David M. Cote 2018 Revocable Trust. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $72.09 · Expires 2034-03-07 | IndirectSee Footnote | 50,000 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 50,000 F17: Consists of 50,000 stock options granted on March 7, 2024, which vested as to 12,500 on March 15, 2025, and which will vest as to 12,500 on each of March 15, 2026, March 15, 2027 and March 15, 2028. F20: Reflects securities held directly by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee. As of the date of this Form 4, these options have not been exercised and remain held by David M. Cote 2018 Revocable Trust. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $85.04 · Expires 2035-03-07 | IndirectSee Footnote | 46,012 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 46,012 F18: Consists of 46,012 stock options granted on March 7, 2025, which will vest as to 11,503 on each of March 15, 2026, March 15, 2027, March 15, 2028 and March 15, 2029. F20: Reflects securities held directly by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee. As of the date of this Form 4, these options have not been exercised and remain held by David M. Cote 2018 Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person undertook sales of the securities on behalf of the Reporting Person's spouse.
F2: The trade was executed in a series of transactions with a price range of $250.06 to $250.68, inclusive, with a weighted average price of $250.23. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 4 through 10, inclusive.
F3: Reflects securities held directly by the Reporting Person's spouse.
F4: The trade was executed in a series of transactions with a price range of $251.80 to $252.76, inclusive, with a weighted average price of $252.19.
F5: The trade was executed in a series of transactions with a price range of $252.80 to $253.79, inclusive, with a weighted average price of $253.38.
F6: The trade was executed in a series of transactions with a price range of $253.82 to $254.81, inclusive, with a weighted average price of $254.39.
F7: The trade was executed in a series of transactions with a price range of $254.85 to $255.81, inclusive, with a weighted average price of $255.33.
F8: The trade was executed in a series of transactions with a price range of $255.91 to $256.89, inclusive, with a weighted average price of $256.42.
F9: The trade was executed in a series of transactions with a price range of $256.96 to $257.95, inclusive, with a weighted average price of $257.45.
F10: The trade was executed in a series of transactions with a price range of $257.96 to $258.93, inclusive, with a weighted average price of $258.26.
F11: Consists of 115,942 stock options granted on February 7, 2020, which vested as to 28,985 on February 7, 2021, 28,986 on February 7, 2022, 28,985 on February 7, 2023, and 28,986 on February 7, 2024.
F12: Consists of 115,942 stock options granted on February 4, 2021, which vested as to 28,986 on each of February 4, 2022 and February 4, 2023, 28,985 on February 4, 2024, and 28,985 on February 4, 2025.
F13: Consists of 86,956 stock options granted on March 3, 2022, which vested as to 28,985 on each of March 3, 2023 and March 3, 2024, and 28,986 on March 3, 2025.
F14: Consists of 28,986 stock options granted on March 3, 2022, which will vest as to 28,986 on March 3, 2026.
F15: Consists of 25,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2024.
F16: Consists of 75,000 stock options granted on March 7, 2023, which vested as to 25,000 on March 15, 2025, and which will vest as to 25,000 on each of March 15, 2026 and March 15, 2027.
F17: Consists of 50,000 stock options granted on March 7, 2024, which vested as to 12,500 on March 15, 2025, and which will vest as to 12,500 on each of March 15, 2026, March 15, 2027 and March 15, 2028.
F18: Consists of 46,012 stock options granted on March 7, 2025, which will vest as to 11,503 on each of March 15, 2026, March 15, 2027, March 15, 2028 and March 15, 2029.
F19: Reflects securities held directly by a grantor retained annuity trust (the "trust"), of which the Reporting Person is the trustee and annuitant and over which securities the Reporting Person maintains indirect beneficial ownership. As of the date of this Form 4, these options have not been exercised and remain held by the trust.
F20: Reflects securities held directly by David M. Cote 2018 Revocable Trust, of which the Reporting Person is the trustee. As of the date of this Form 4, these options have not been exercised and remain held by David M. Cote 2018 Revocable Trust.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date July 18, 2013 · Filed July 25, 2013
Section 16 reporting ended · disclosed 2013-07-25. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Juniper Industrial Holdings, Inc.
Report date June 07, 2021 · Filed June 09, 2021
Section 16 reporting ended · disclosed 2021-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-06-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-06-07 · Conversion · Disposed 35,000 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock. F3: In connection with the Business Combination, the Reporting Person exchanged his Class A Shares for 35,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock"). |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-234264) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: (Continued from Footnote 1) On June 7, 2021, the issuer consummated its initial business combination (the "Business Combination") with Janus International Group, LLC, a Delaware limited liability corporation. In connection with the Business Combination, each share of Class B Stock converted into Class A Stock.
F3: In connection with the Business Combination, the Reporting Person exchanged his Class A Shares for 35,000 fully paid and non-assessable shares of common stock, par value U.S. $0.0001 per share, of Janus International Group, Inc. ("Janus Common Stock").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2018 Filed Jan 17, 2018 23:42 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionCommon Stock | 148,221 | $158.61 | $23,509,332.81 |
DisclosureSEC source: 0000950117-18-000020 · cfp_24337.xml · nonDerivative · entry 7 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 23:42 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Tax withholdingCommon Stock | 145,728 | $158.61 | $23,113,918.08 |
DisclosureSEC source: 0000950117-18-000020 · cfp_24337.xml · nonDerivative · entry 6 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,768 Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 23:42 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionCommon Stock | 317,005 | $158.61 | $50,280,163.05 |
DisclosureSEC source: 0000950117-18-000020 · cfp_24337.xml · nonDerivative · entry 5 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 23:42 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Tax withholdingCommon Stock | 3,220 | $158.61 | $510,724.20 |
DisclosureSEC source: 0000950117-18-000020 · cfp_24337.xml · nonDerivative · entry 4 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,491 Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 23:42 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionCommon Stock | 7,003 | $158.61 | $1,110,745.83 |
DisclosureSEC source: 0000950117-18-000020 · cfp_24337.xml · nonDerivative · entry 3 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 23:42 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Tax withholdingCommon Stock | 6,537 | $158.61 | $1,036,833.57 |
DisclosureSEC source: 0000950117-18-000020 · cfp_24337.xml · nonDerivative · entry 2 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,708 Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 23:42 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionCommon Stock | 14,218 | $158.61 | $2,255,116.98 |
DisclosureSEC source: 0000950117-18-000020 · cfp_24337.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionStock Option (right to buy) · Derivative | 671,462 | $0.00 Strike: $28.19 | $0.00 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · derivative · entry 15 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 671,462 shares Expires 2019-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: All options have been adjusted to increase the number of shares and reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. F8 · shares: All options have been adjusted to increase the number of shares and reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. F9 · derivative.exercise_date: The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/24/2010. Read SEC document |
| May 03, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionStock Option (right to buy) · Derivative | 653,720 | $0.00 Strike: $58.15 | $0.00 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · derivative · entry 14 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 653,720 shares Expires 2018-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: All options have been adjusted to increase the number of shares and reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. F8 · shares: All options have been adjusted to increase the number of shares and reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. F11 · derivative.exercise_date: The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/26/2009. Read SEC document |
| May 03, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | SaleCommon Stock | 70,854 | $131.27 | $9,301,004.58 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · nonDerivative · entry 10 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,027 F7 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.13 to $131.50, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 03, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | SaleCommon Stock | 898,796 | $130.74 | $117,508,589.04 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · nonDerivative · entry 9 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,881 F6 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.13 to $131.12, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 03, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionCommon Stock | 671,462 | $28.19 | $18,928,513.78 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · nonDerivative · entry 8 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,642,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionCommon Stock | 653,720 | $58.15 | $38,013,818.00 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · nonDerivative · entry 7 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 971,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · balance_after: Reflects an annuity payment from a grantor retained annuity trust, which was exempt from reporting pursuant to Rule 16a-13. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionStock Option (right to buy) · Derivative | 955,437 | $0.00 Strike: $39.95 | $0.00 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · derivative · entry 13 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 955,437 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: All options have been adjusted to increase the number of shares and reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. F8 · shares: All options have been adjusted to increase the number of shares and reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. F10 · derivative.exercise_date: The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/26/2011. F4 · ownership.nature: Held directly or indirectly by trusts for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as the investment advisor. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionStock Option (right to buy) · Derivative | 283,975 | $0.00 Strike: $28.19 | $0.00 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · derivative · entry 12 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 283,975 shares Expires 2019-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: All options have been adjusted to increase the number of shares and reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. F8 · shares: All options have been adjusted to increase the number of shares and reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. F9 · derivative.exercise_date: The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/24/2010. F2 · ownership.nature: Held by a trust for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Tax withholdingCommon Stock | 629,362 | $131.14 | $82,534,532.68 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · nonDerivative · entry 6 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 402,877 F3 · kind: Represents an exercise of employee stock options pursuant to the net settlement provision of the stock option, with shares of common stock withheld for the payment of exercise price and taxes. Following the exercise, Mr. Cote and his trusts remain in compliance with the ownership thresholds under the Stock Ownership Guidelines of the Company and are required under the Guidelines to hold the net gain shares (net of shares withheld to cover the exercise price and taxes) for at least one year. F4 · ownership.nature: Held directly or indirectly by trusts for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as the investment advisor. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionCommon Stock | 955,437 | $39.95 | $38,169,708.15 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · nonDerivative · entry 5 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,032,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: Held directly or indirectly by trusts for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as the investment advisor. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Tax withholdingCommon Stock | 174,561 | $131.14 | $22,891,929.54 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · nonDerivative · entry 4 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 204,866.6 F3 · kind: Represents an exercise of employee stock options pursuant to the net settlement provision of the stock option, with shares of common stock withheld for the payment of exercise price and taxes. Following the exercise, Mr. Cote and his trusts remain in compliance with the ownership thresholds under the Stock Ownership Guidelines of the Company and are required under the Guidelines to hold the net gain shares (net of shares withheld to cover the exercise price and taxes) for at least one year. F2 · ownership.nature: Held by a trust for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionCommon Stock | 283,975 | $28.19 | $8,005,255.25 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · nonDerivative · entry 3 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 379,427.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Held by a trust for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:12 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | GrantEmployee Stock Options · Derivative | 600,000 | $0.00 Strike: $124.99 | $0.00 |
DisclosureSEC source: 0000950117-17-000136 · cfp_24194.xml · derivative · entry 1 COTE DAVID M · CIK 0001136538 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2027-02-27 F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/28/2018. F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/28/2018. Read SEC document |
| February 10, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | GiftCommon Stock | 95,452.6 | $0.00 | $0.00 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · nonDerivative · entry 2 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 95,452.6 F1 · kind: Reflects a transfer from a terminating grantor retained annuity trust to a trust for the benefit of certain of Mr. Cote's family members. F2 · ownership.nature: Held by a trust for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 10, 2017 Filed May 4, 2017 20:32 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | GiftCommon Stock | 95,452.6 | $0.00 | $0.00 |
DisclosureSEC source: 0000930413-17-001996 · c88326_4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in a grantor retained annuity trust Disclosed balance after: 0 F1 · kind: Reflects a transfer from a terminating grantor retained annuity trust to a trust for the benefit of certain of Mr. Cote's family members. Read SEC document |
| June 30, 2013 Filed Jul 2, 2013 17:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 355.1809 | $52.79 | $18,750.00 |
DisclosureSEC source: 0001225208-13-015548 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,247.9443 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2013 Filed Apr 2, 2013 17:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 395.0695 | $47.46 | $18,750.00 |
DisclosureSEC source: 0001225208-13-009150 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,625.8517 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 17, 2013 Filed Jan 18, 2013 19:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 3,649.635 | $46.58 | $170,000.00 |
DisclosureSEC source: 0001225208-13-001706 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,977.2931 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 17:53 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 426.4271 | $43.97 | $18,750.00 |
DisclosureSEC source: 0001225208-13-000639 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,327.6581 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2012 Filed Oct 2, 2012 17:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 463.1917 | $40.48 | $18,750.00 |
DisclosureSEC source: 0001225208-12-020692 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,630.5729 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2012 Filed Jul 3, 2012 15:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 524.7691 | $35.73 | $18,750.00 |
DisclosureSEC source: 0001225208-12-015673 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,841.3526 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2012 Filed Apr 2, 2012 19:34 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 407.786 | $45.98 | $18,750.00 |
DisclosureSEC source: 0001225208-12-008748 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,072.521 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 18, 2012 Filed Jan 20, 2012 17:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 4,774.6103 | $35.61 | $170,000.00 |
DisclosureSEC source: 0001225208-12-001760 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,447.8714 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 18:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 563.9098 | $33.25 | $18,750.00 |
DisclosureSEC source: 0001225208-12-000617 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,673.2611 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 15:33 UTC | JPMORGAN CHASE & CO jpmc*011 · Entity 2795 | GrantCommon Stock | 622.5099 | $30.12 | $18,750.00 |
DisclosureSEC source: 0000019617-11-000239 · primary_doc.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,878.664 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 17:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 457.9873 | $40.94 | $18,750.00 |
DisclosureSEC source: 0001225208-11-017469 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,076.9333 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2011 Filed Apr 4, 2011 17:27 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 406.7245 | $46.10 | $18,750.00 |
DisclosureSEC source: 0001225208-11-011031 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,469.547 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 19, 2011 Filed Jan 20, 2011 18:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 3,838.7716 | $44.29 | $170,000.00 |
DisclosureSEC source: 0001225208-11-003463 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,035.623 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 16:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 442.0085 | $42.42 | $18,750.00 |
DisclosureSEC source: 0001225208-11-000601 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,196.8514 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2010 Filed Oct 4, 2010 15:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 492.6431 | $38.06 | $18,750.00 |
DisclosureSEC source: 0001225208-10-021909 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,725.1123 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 13:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 512.1551 | $36.61 | $18,750.00 |
DisclosureSEC source: 0001225208-10-016402 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,200.5395 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 13:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 418.9944 | $44.75 | $18,750.00 |
DisclosureSEC source: 0001225208-10-009564 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,663.6647 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 20, 2010 Filed Jan 27, 2010 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 3,935.6407 | $43.20 | $170,000.00 |
DisclosureSEC source: 0001225208-10-002392 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,223.8508 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2009 Filed Jan 5, 2010 16:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 449.964 | $41.67 | $18,750.00 |
DisclosureSEC source: 0001225208-10-000635 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,288.2101 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 15:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 427.8868 | $43.82 | $18,750.00 |
DisclosureSEC source: 0001225208-09-019905 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,818.4084 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 16:48 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 549.6922 | $34.11 | $18,750.00 |
DisclosureSEC source: 0001225208-09-015065 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,363.89 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2009 Filed Apr 2, 2009 14:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 705.4176 | $26.58 | $18,750.00 |
DisclosureSEC source: 0001225208-09-009525 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,784.4385 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 14:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 8,724.66 | $19.49 | $170,000.00 |
DisclosureSEC source: 0001225208-09-001734 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,986.6662 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 16:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 594.6717 | $31.53 | $18,750.00 |
DisclosureSEC source: 0001225208-09-000449 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,262.0062 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2008 Filed Oct 2, 2008 12:50 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 401.4989 | $46.70 | $18,750.00 |
DisclosureSEC source: 0001225208-08-015488 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,610.246 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2008 Filed Jul 2, 2008 16:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 546.4879 | $34.31 | $18,750.00 |
DisclosureSEC source: 0001225208-08-011358 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,142.6414 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2008 Filed Apr 2, 2008 17:40 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 431.6795 | $43.44 | $18,750.00 |
DisclosureSEC source: 0001225208-08-006055 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,549.8746 Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 4,268.1396 | $39.83 | $170,000.00 |
DisclosureSEC source: 0001225208-08-001422 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,111.38 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.