Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | January 26, 2011 | January 28, 2011 |
| Walmart Inc.WMT · Entity 783 | Director | September 04, 2013 | September 06, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date January 26, 2011 · Filed January 28, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,977 |
Reported balance
After 2011-01-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2011-01-26 · Grant · Acquired 1,977 · Balance 1,977 F1: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.
Walmart Inc.
Report date September 04, 2013 · Filed September 06, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 109,312.8907 |
Ending reported balance
After 2013-09-04 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2013-09-04 · Gift · Disposed 308,162 · Balance 417,473.8907 F1: A total of 616,323 shares was transferred as a gift from the Reporting Person in equal parts to the Reporting Person's revocable trust and the Reporting Person's wife's revocable trust. The Reporting Person remained the indirect beneficial owner of the shares following the transfers. Row 3 · 2013-09-04 · Gift · Disposed 308,161 · Balance 109,312.8907 F1: A total of 616,323 shares was transferred as a gift from the Reporting Person in equal parts to the Reporting Person's revocable trust and the Reporting Person's wife's revocable trust. The Reporting Person remained the indirect beneficial owner of the shares following the transfers. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Reporting Person | 308,162 |
Reported balance
After 2013-09-04 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2013-09-04 · Gift · Acquired 308,162 · Balance 308,162 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Wife of Reporting Person | 308,161 |
Reported balance
After 2013-09-04 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2013-09-04 · Gift · Acquired 308,161 · Balance 308,161 |
| Common StockSEC Table I · non-derivative | IndirectBy Wife's IRA | 3,148 |
Reported balance
Holding disclosure · report date 2013-09-04 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,148 |
Filing footnotes · ownership attribution and instrument terms
F1: A total of 616,323 shares was transferred as a gift from the Reporting Person in equal parts to the Reporting Person's revocable trust and the Reporting Person's wife's revocable trust. The Reporting Person remained the indirect beneficial owner of the shares following the transfers.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2008 Filed Jan 16, 2008 23:34 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 12,877 | $19.97 | $257,138.24 |
DisclosureSEC source: 0001127602-08-000239 · form4.xml · nonDerivative · entry 4 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154,011.997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2008 Filed Jan 16, 2008 23:34 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 8,646 | $47.67 | $412,154.82 |
DisclosureSEC source: 0001127602-08-000239 · form4.xml · nonDerivative · entry 3 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,141,134.997 F1 · kind: Includes shares that were withheld to pay taxes upon the exercise of stock options, and shares that were delivered to pay the option exercise price. Read SEC document |
| January 14, 2008 Filed Jan 16, 2008 23:34 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 33,741 | $47.67 | $1,608,433.47 |
DisclosureSEC source: 0001127602-08-000239 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,149,780.997 F1 · kind: Includes shares that were withheld to pay taxes upon the exercise of stock options, and shares that were delivered to pay the option exercise price. Read SEC document |
| January 14, 2008 Filed Jan 16, 2008 23:34 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 52,699 | $19.97 | $1,052,335.79 |
DisclosureSEC source: 0001127602-08-000239 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183,521.997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2008 Filed Jan 11, 2008 22:51 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 454 | $46.90 | $21,292.60 |
DisclosureSEC source: 0001127602-08-000224 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,130,822.997 F2 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. Read SEC document |
| January 09, 2008 Filed Jan 11, 2008 22:51 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 30,845 | $46.90 | $1,446,630.50 |
DisclosureSEC source: 0001127602-08-000224 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131,276.997 F1 · kind: Restricted Stock grant vested on January 9, 2008 and was deferred in cash under an election made in a previous year. Read SEC document |
| January 03, 2008 Filed Jan 8, 2008 00:35 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 567 | $46.38 | $26,297.46 |
DisclosureSEC source: 0001127602-08-000165 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162,121.997 F2 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. Read SEC document |
| January 03, 2008 Filed Jan 8, 2008 00:35 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 29,072 | $46.38 | $1,348,359.36 |
DisclosureSEC source: 0001127602-08-000165 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162,688.997 F1 · kind: Restricted stock grant vested on January 3, 2008 and was deferred in cash under an election made in a previous year. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 20:41 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 4,293 | $0.00 Strike: $19.97 | $0.00 |
DisclosureSEC source: 0001127602-07-004492 · form4.xml · derivative · entry 8 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,877 Underlying: Common Stock · 4,293 shares Expires 2008-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option was exercisable in seven equal annual installments beginning on August 1, 1999. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 20:41 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 4,449 | $0.00 Strike: $19.97 | $0.00 |
DisclosureSEC source: 0001127602-07-004492 · form4.xml · derivative · entry 7 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,699 Underlying: Common Stock · 4,449 shares Expires 2008-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was exercisable in seven equal annual installments beginning on January 15, 1999. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 20:41 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 998 | $42.90 | $42,814.20 |
DisclosureSEC source: 0001127602-07-004492 · form4.xml · nonDerivative · entry 4 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,191,760.997 F2 · kind: These shares were withheld to pay taxes upon the exercise of stock options. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 20:41 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 1,034 | $42.90 | $44,358.60 |
DisclosureSEC source: 0001127602-07-004492 · form4.xml · nonDerivative · entry 3 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,758.997 F2 · kind: These shares were withheld to pay taxes upon the exercise of stock options. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 20:41 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 4,293 | $19.97 | $85,726.06 |
DisclosureSEC source: 0001127602-07-004492 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,193,792.997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 20:41 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 4,449 | $19.97 | $88,841.19 |
DisclosureSEC source: 0001127602-07-004492 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,189,499.997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan. Read SEC document |
| March 07, 2007 Filed Mar 9, 2007 23:13 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 459,348 | $47.93 | $22,016,549.64 |
DisclosureSEC source: 0001127602-07-001031 · form4.xml · nonDerivative · entry 3 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,185,001.612 F4 · shares: On March 7, 2007 the Compensation, Nominating and Governance Committee certified the achievement of the revenue growth performance goal for the performance-based restricted shares awarded January 5, 2006. The shares will vest 50% three years from date of grant and 50% five years from date of grant. Read SEC document |
| March 07, 2007 Filed Mar 9, 2007 23:13 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 390 | $47.93 | $18,692.70 |
DisclosureSEC source: 0001127602-07-001031 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,653.612 F3 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. Read SEC document |
| March 07, 2007 Filed Mar 9, 2007 23:13 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 26,492 | $47.93 | $1,269,761.56 |
DisclosureSEC source: 0001127602-07-001031 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,043.612 F1 · kind: Restricted stock grant vested on March 7, 2007, and was deferred in cash under an election made in a previous year. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 21:01 UTC | Walmart Inc. WMT · Entity 783 | GrantStock Options · Derivative | 396,143 | $0.00 Strike: $47.96 | $0.00 |
DisclosureSEC source: 0001127602-07-000288 · form4.xml · derivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,143 Underlying: Common Stock · 396,143 shares Expires 2017-01-21 F1 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on January 22, 2008. Read SEC document |
| January 05, 2007 Filed Jan 9, 2007 19:16 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 31,544 | $47.39 | $1,494,870.16 |
DisclosureSEC source: 0001127602-07-000185 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,533.276 F3 · shares: Restricted stock grant vested on January 5, 2007 and was deferred in cash under an election made in a previous year. Read SEC document |
| January 05, 2007 Filed Jan 9, 2007 19:16 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 594 | $47.39 | $28,149.66 |
DisclosureSEC source: 0001127602-07-000185 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,077.276 F1 · shares: These shares were withheld to pay taxes upon the vesting of restricted stock. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 20, 2006 Filed Mar 22, 2006 23:41 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionPerformance Shares · Derivative | 92,108 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000597 · form4.xml · derivative · entry 5 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 92,108 shares Expires 2006-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded January 3, 2005. The performance shares were paid out in cash through an election made by the reporting individual in a previous year. F1 · derivative.exercise_date: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded January 3, 2005. The performance shares were paid out in cash through an election made by the reporting individual in a previous year. Read SEC document |
| March 20, 2006 Filed Mar 22, 2006 23:41 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 92,108 | $47.76 | $4,399,078.08 |
DisclosureSEC source: 0001127602-06-000597 · form4.xml · nonDerivative · entry 2 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,607.99 F1 · kind: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded January 3, 2005. The performance shares were paid out in cash through an election made by the reporting individual in a previous year. Read SEC document |
| March 20, 2006 Filed Mar 22, 2006 23:41 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 92,108 | $47.76 | $4,399,078.08 |
DisclosureSEC source: 0001127602-06-000597 · form4.xml · nonDerivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,715.99 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded January 3, 2005. The performance shares were paid out in cash through an election made by the reporting individual in a previous year. Read SEC document |
| March 08, 2006 Filed Mar 9, 2006 17:37 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 358 | $45.27 | $16,206.66 |
DisclosureSEC source: 0001252670-06-000047 · doc4.xml · nonDerivative · entry 2 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,607.99 F3 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. Read SEC document |
| March 08, 2006 Filed Mar 9, 2006 17:37 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 24,297 | $45.27 | $1,099,925.19 |
DisclosureSEC source: 0001252670-06-000047 · doc4.xml · nonDerivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,965.99 F1 · kind: Restricted stock grant vested on 03/08/2006 and was deferred in cash under an election made in a previous year. F2 · balance_after: Includes 8.765 shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase since the last filing. Read SEC document |
| March 01, 2006 Filed Mar 3, 2006 23:37 UTC | Walmart Inc. WMT · Entity 783 | GrantPerformance Shares · Derivative | 92,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-06-001574 · edgar123.xml · derivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,108 Underlying: Common Stock · 92,108 shares Expires not disclosed F1 · derivative.exercise_price: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded on January 3, 2005. The pay out of the performance shares will occur on or after March 20, 2006 and may be taken in shares of common stock, cash, or a combination of the two, which will be reported on a Form 4. F1 · derivative.exercise_date: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded on January 3, 2005. The pay out of the performance shares will occur on or after March 20, 2006 and may be taken in shares of common stock, cash, or a combination of the two, which will be reported on a Form 4. F1 · derivative.expiration_date: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded on January 3, 2005. The pay out of the performance shares will occur on or after March 20, 2006 and may be taken in shares of common stock, cash, or a combination of the two, which will be reported on a Form 4. Read SEC document |
| January 09, 2006 Filed Jan 11, 2006 21:14 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 454 | $45.71 | $20,752.34 |
DisclosureSEC source: 0001252670-06-000033 · doc4.xml · nonDerivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809,254.23 F1 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. Read SEC document |
| January 05, 2006 Filed Jan 9, 2006 22:04 UTC | Walmart Inc. WMT · Entity 783 | GrantStock Option · Derivative | 415,627 | $0.00 Strike: $45.69 | $0.00 |
DisclosureSEC source: 0001252670-06-000023 · doc4.xml · derivative · entry 4 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,627 Underlying: Common Stock · 415,627 shares Expires 2016-01-04 F3 · derivative.exercise_date: This option vests in 5 equal installments beginning on January 5, 2007. Read SEC document |
| December 28, 2005 Filed Jan 9, 2006 22:04 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001252670-06-000023 · doc4.xml · nonDerivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809,708.23 F1 · balance_after: Includes 46.438 shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase program since the last filing. Read SEC document |
| August 12, 2005 Filed Aug 16, 2005 20:28 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 227 | $48.70 | $11,054.90 |
DisclosureSEC source: 0001252670-05-000098 · doc4.xml · nonDerivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,661.79 F1 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. F2 · balance_after: Includes 1,622.174 shares aquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan which were not previously repor ted. Read SEC document |
| March 07, 2005 Filed Mar 9, 2005 20:55 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 390 | $52.78 | $20,584.20 |
DisclosureSEC source: 0001252670-05-000039 · doc4.xml · nonDerivative · entry 2 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,266.62 F2 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. Read SEC document |
| March 07, 2005 Filed Mar 9, 2005 20:55 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 26,492 | $52.78 | $1,398,247.76 |
DisclosureSEC source: 0001252670-05-000039 · doc4.xml · nonDerivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,656.62 F1 · kind: Restricted stock grant vested on 03/07/2005 and was deferred in cash under an election made in a previous year. Read SEC document |
| March 01, 2005 Filed Mar 3, 2005 20:54 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 450 | $52.04 | $23,418.00 |
DisclosureSEC source: 0001252670-05-000032 · doc4.xml · nonDerivative · entry 2 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,148.62 F3 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. Read SEC document |
| March 01, 2005 Filed Mar 3, 2005 20:54 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 30,564 | $52.04 | $1,590,550.56 |
DisclosureSEC source: 0001252670-05-000032 · doc4.xml · nonDerivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,598.62 F1 · kind: Restricted stock grant vested on 03/01/2005 and was deferred in cash under an election made in a previous year. F2 · balance_after: This reporting person's beneficial ownership has been increased by 5.615 shares since his most recent filing to reflect his parti cipation in the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:52 UTC | Walmart Inc. WMT · Entity 783 | GrantStock Option · Derivative | 339,001 | $53.35 Strike: $53.35 | $18,085,703.35 |
DisclosureSEC source: 0001252670-05-000011 · doc4.xml · derivative · entry 4 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,001 Underlying: Common Stock · 339,001 shares Expires 2015-01-02 F1 · balance_after: This option to purchase shares of Wal-Mart common stock was granted under the Wal-Mart Stock Incentive Plan of 1998 in a transaction exempt under Rule 16b-3. This option becomes exercisable in 1/5 increments each year after the grant date and includes a tandem tax withholding right. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:52 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 118,557 | $53.35 | $6,325,015.95 |
DisclosureSEC source: 0001252670-05-000011 · doc4.xml · nonDerivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,157 Read SEC document |
| December 29, 2004 Filed Dec 30, 2004 13:49 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 10,000 | $53.35 | $533,500.00 |
DisclosureSEC source: 0001252670-04-000223 · doc4.xml · nonDerivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,600 Read SEC document |
| March 08, 2004 Filed Mar 10, 2004 21:04 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 24,655 | $60.46 | $1,490,641.30 |
DisclosureSEC source: 0001252671-04-000097 · doc4.xml · nonDerivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,600 F1 · kind: Restricted stock grant vested on 03/08/04 and was deferred in cash. Read SEC document |
| February 23, 2004 Filed Feb 25, 2004 23:24 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 41,666 | $60.05 | $2,502,043.30 |
DisclosureSEC source: 0001252671-04-000078 · doc4.xml · nonDerivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,255 F1 · kind: Restricted stock grant vested on 02/21/04 and was deferred in cash. Read SEC document |
| January 15, 2004 Filed Jan 16, 2004 21:47 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 34,826 | $12.00 Strike: $12.00 | $417,912.00 |
DisclosureSEC source: 0001252671-04-000054 · doc4.xml · derivative · entry 11 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,826 shares Expires 2007-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2004 Filed Jan 16, 2004 21:47 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 6,416 | $12.63 Strike: $12.63 | $81,002.00 |
DisclosureSEC source: 0001252671-04-000054 · doc4.xml · derivative · entry 10 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,416 shares Expires 2004-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2004 Filed Jan 16, 2004 21:47 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 17,150 | $11.75 Strike: $11.75 | $201,512.50 |
DisclosureSEC source: 0001252671-04-000054 · doc4.xml · derivative · entry 9 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,150 shares Expires 2005-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2004 Filed Jan 16, 2004 21:47 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 11,868 | $11.38 Strike: $11.38 | $134,998.50 |
DisclosureSEC source: 0001252671-04-000054 · doc4.xml · derivative · entry 8 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,868 shares Expires 2004-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2004 Filed Jan 16, 2004 21:47 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 18,279 | $53.49 | $977,743.71 |
DisclosureSEC source: 0001252671-04-000054 · doc4.xml · nonDerivative · entry 5 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,849 Read SEC document |
| January 15, 2004 Filed Jan 16, 2004 21:47 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 6,416 | $12.63 | $81,002.00 |
DisclosureSEC source: 0001252671-04-000054 · doc4.xml · nonDerivative · entry 4 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2004 Filed Jan 16, 2004 21:47 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 34,826 | $12.00 | $417,912.00 |
DisclosureSEC source: 0001252671-04-000054 · doc4.xml · nonDerivative · entry 3 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2004 Filed Jan 16, 2004 21:47 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 17,150 | $11.75 | $201,512.50 |
DisclosureSEC source: 0001252671-04-000054 · doc4.xml · nonDerivative · entry 2 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2004 Filed Jan 16, 2004 21:47 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 11,868 | $11.38 | $134,998.50 |
DisclosureSEC source: 0001252671-04-000054 · doc4.xml · nonDerivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2004 Filed Jan 8, 2004 00:53 UTC | Walmart Inc. WMT · Entity 783 | OtherCommon Stock | 46 | $0.00 | $0.00 |
DisclosureSEC source: 0001252671-04-000023 · doc4.xml · nonDerivative · entry 2 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 25,382 F1 · kind: Due to stock price fluctations, and changes in the percentage of Plan assets, total shares credited may have decreased. The info rmation reported is based on a Plan statement dated Oct 31, 2003. Read SEC document |
| January 05, 2004 Filed Jan 8, 2004 00:53 UTC | Walmart Inc. WMT · Entity 783 | GrantStock Option · Derivative | 630,413 | $52.12 Strike: $52.12 | $32,857,125.56 |
DisclosureSEC source: 0001252671-04-000023 · doc4.xml · derivative · entry 4 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,413 Underlying: Common Stock · 630,413 shares Expires 2014-01-04 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.