Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | January 26, 2011 | January 28, 2011 |
| Walmart Inc.WMT · Entity 783 | Director | September 04, 2013 | September 06, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date January 26, 2011 · Filed January 28, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,977 |
Reported balance
After 2011-01-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2011-01-26 · Grant · Acquired 1,977 · Balance 1,977 F1: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.
Walmart Inc.
Report date September 04, 2013 · Filed September 06, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 109,312.8907 |
Ending reported balance
After 2013-09-04 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2013-09-04 · Gift · Disposed 308,162 · Balance 417,473.8907 F1: A total of 616,323 shares was transferred as a gift from the Reporting Person in equal parts to the Reporting Person's revocable trust and the Reporting Person's wife's revocable trust. The Reporting Person remained the indirect beneficial owner of the shares following the transfers. Row 3 · 2013-09-04 · Gift · Disposed 308,161 · Balance 109,312.8907 F1: A total of 616,323 shares was transferred as a gift from the Reporting Person in equal parts to the Reporting Person's revocable trust and the Reporting Person's wife's revocable trust. The Reporting Person remained the indirect beneficial owner of the shares following the transfers. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Reporting Person | 308,162 |
Reported balance
After 2013-09-04 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2013-09-04 · Gift · Acquired 308,162 · Balance 308,162 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Wife of Reporting Person | 308,161 |
Reported balance
After 2013-09-04 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2013-09-04 · Gift · Acquired 308,161 · Balance 308,161 |
| Common StockSEC Table I · non-derivative | IndirectBy Wife's IRA | 3,148 |
Reported balance
Holding disclosure · report date 2013-09-04 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,148 |
Filing footnotes · ownership attribution and instrument terms
F1: A total of 616,323 shares was transferred as a gift from the Reporting Person in equal parts to the Reporting Person's revocable trust and the Reporting Person's wife's revocable trust. The Reporting Person remained the indirect beneficial owner of the shares following the transfers.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2013 Filed Sep 6, 2013 22:02 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 308,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-026771 · form4.xml · nonDerivative · entry 4 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Wife of Reporting Person Disclosed balance after: 308,161 Read SEC document |
| September 04, 2013 Filed Sep 6, 2013 22:02 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 308,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-026771 · form4.xml · nonDerivative · entry 3 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,312.8907 F1 · shares: A total of 616,323 shares was transferred as a gift from the Reporting Person in equal parts to the Reporting Person's revocable trust and the Reporting Person's wife's revocable trust. The Reporting Person remained the indirect beneficial owner of the shares following the transfers. Read SEC document |
| September 04, 2013 Filed Sep 6, 2013 22:02 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 308,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-026771 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Reporting Person Disclosed balance after: 308,162 Read SEC document |
| September 04, 2013 Filed Sep 6, 2013 22:02 UTC | Walmart Inc. WMT · Entity 783 | GiftCommon Stock | 308,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-026771 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,473.8907 F1 · shares: A total of 616,323 shares was transferred as a gift from the Reporting Person in equal parts to the Reporting Person's revocable trust and the Reporting Person's wife's revocable trust. The Reporting Person remained the indirect beneficial owner of the shares following the transfers. Read SEC document |
| June 07, 2013 Filed Jun 11, 2013 23:21 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 2,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-020119 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,635.8907 F1 · shares: Represents annual equity grant as part of the Reporting Person's non-management director compensation. The receipt of these shares was deferred to a future date under an election made in a prior year. F2 · balance_after: Balance adjusted to reflect shares acquired through dividend reinvestment and phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
| June 01, 2012 Filed Jun 5, 2012 22:43 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 2,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-019411 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723,179.154 F1 · price: Represents annual equity grant as part of the Reporting Person's non-managment director compensation. The receipt of these shares was deferred to a future date under an election made in a prior year. F2 · balance_after: Balance adjusted to reflect shares acquired through dividend reinvestment and phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
| March 27, 2012 Filed Mar 29, 2012 21:34 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 100,000 | $61.22 | $6,122,490.00 |
DisclosureSEC source: 0001127602-12-012135 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720,461.3781 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.17 to $61.31, inclusive. The reporting person undertakes to provide to Wal-Mart Stores, Inc., any security holder of Wal-Mart Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 02, 2012 Filed Mar 7, 2012 00:21 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 316,916 | $0.00 Strike: $47.96 | $0.00 |
DisclosureSEC source: 0001127602-12-009837 · form4.xml · derivative · entry 6 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 316,916 shares Expires 2017-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options were exercisable in five annual installments beginning on January 22, 2008. Read SEC document |
| March 02, 2012 Filed Mar 7, 2012 00:21 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 415,627 | $0.00 Strike: $45.69 | $0.00 |
DisclosureSEC source: 0001127602-12-009837 · form4.xml · derivative · entry 5 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 415,627 shares Expires 2016-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were exercisable in five annual installments beginning on January 5, 2007. Read SEC document |
| March 02, 2012 Filed Mar 7, 2012 00:21 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 635,220 | $59.01 | $37,484,332.20 |
DisclosureSEC source: 0001127602-12-009837 · form4.xml · nonDerivative · entry 3 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,461.3781 F1 · shares: Represents shares withheld to satisfy the exercise price and tax withholding obligations pertaining to the exercise of stock options. F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. Read SEC document |
| March 02, 2012 Filed Mar 7, 2012 00:21 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 316,916 | $47.96 | $15,199,291.36 |
DisclosureSEC source: 0001127602-12-009837 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,455,681.3781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2012 Filed Mar 7, 2012 00:21 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 415,627 | $45.69 | $18,989,997.63 |
DisclosureSEC source: 0001127602-12-009837 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,138,765.3781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2011 Filed Dec 22, 2011 22:18 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 339,001 | $0.00 Strike: $53.35 | $0.00 |
DisclosureSEC source: 0001127602-11-033113 · form4.xml · derivative · entry 8 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 339,001 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options were exercisable in five annual installments beginning on January 3, 2006. Read SEC document |
| December 20, 2011 Filed Dec 22, 2011 22:18 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 630,413 | $0.00 Strike: $52.12 | $0.00 |
DisclosureSEC source: 0001127602-11-033113 · form4.xml · derivative · entry 7 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 630,413 shares Expires 2014-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were exercisable in five annual installments beginning on January 5, 2005. Read SEC document |
| December 20, 2011 Filed Dec 22, 2011 22:18 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 605,327 | $0.00 Strike: $51.92 | $0.00 |
DisclosureSEC source: 0001127602-11-033113 · form4.xml · derivative · entry 6 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 605,327 shares Expires 2013-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were exercisable in five annual installments beginning on January 9, 2004. Read SEC document |
| December 20, 2011 Filed Dec 22, 2011 22:18 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 1,458,385 | $59.19 | $86,321,808.15 |
DisclosureSEC source: 0001127602-11-033113 · form4.xml · nonDerivative · entry 4 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723,095.4782 F1 · shares: Represents shares withheld to satisfy the exercise price and tax withholding obligations pertaining to the exercise of stock options. Read SEC document |
| December 20, 2011 Filed Dec 22, 2011 22:18 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 339,001 | $53.35 | $18,085,703.35 |
DisclosureSEC source: 0001127602-11-033113 · form4.xml · nonDerivative · entry 3 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,181,480.4782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2011 Filed Dec 22, 2011 22:18 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 630,413 | $52.12 | $32,857,125.56 |
DisclosureSEC source: 0001127602-11-033113 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,842,479.4782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2011 Filed Dec 22, 2011 22:18 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 605,327 | $51.92 | $31,428,577.84 |
DisclosureSEC source: 0001127602-11-033113 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,212,066.4782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2011 Filed Nov 29, 2011 23:50 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 100,000 | $57.12 | $5,711,790.00 |
DisclosureSEC source: 0001127602-11-030637 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,739.4782 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.03 to $57.19, inclusive. The reporting person undertakes to provide to Wal-Mart Stores, Inc., any security holder of Wal-Mart Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| July 31, 2011 Filed Aug 2, 2011 22:24 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 24,521 | $52.71 | $1,292,501.91 |
DisclosureSEC source: 0001127602-11-022628 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,739.4782 F1 · shares: Represents shares withheld to satisfy tax withholding obligations pertaining to the payout of previously deferred restricted stock. Read SEC document |
| June 03, 2011 Filed Jun 7, 2011 22:48 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 3,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-018824 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,260.4782 F1 · price: Represents annual equity grant as part of the Reporting Person's non-management director compensation. The receipt of these shares was deferred to a future date under an election previously made by the Reporting Person. F2 · balance_after: Includes 27,685.2282 shares previously owned indirectly through the Wal-Mart Stores, Inc. Profit Sharing and 401(k) Plan. Read SEC document |
| March 07, 2011 Filed Mar 9, 2011 22:31 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 459,284 | $0.00 Strike: $50.70 | $0.00 |
DisclosureSEC source: 0001127602-11-009686 · form4.xml · derivative · entry 5 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 459,284 shares Expires 2011-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were exercisable in five annual installments beginning on March 7, 2002 and were scheduled to expire on March 7, 2011. Read SEC document |
| March 07, 2011 Filed Mar 9, 2011 22:31 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 451,878 | $52.02 | $23,506,693.56 |
DisclosureSEC source: 0001127602-11-009686 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,314.25 F1 · shares: Represents shares withheld to satisfy the exercise price and tax withholding obligations pertaining to the exercise of stock options. Read SEC document |
| March 07, 2011 Filed Mar 9, 2011 22:31 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 459,284 | $50.70 | $23,285,698.80 |
DisclosureSEC source: 0001127602-11-009686 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,192.25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:05 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 60,582 | $51.97 | $3,148,446.54 |
DisclosureSEC source: 0001127602-11-009074 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,908.25 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:05 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 166,205 | $51.97 | $8,637,673.85 |
DisclosureSEC source: 0001127602-11-009074 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,490.25 F1 · shares: Represents the vesting of performance shares for the three-year period ending January 31, 2011, as certified by the Compensation, Nominating and Governance Committee on March 2, 2011. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 23:55 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 2,866 | $52.07 | $149,232.62 |
DisclosureSEC source: 0001127602-11-008821 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,285.25 F1 · shares: Represents shares withheld to satisfy tax withholding obligations pertaining to the payout of previously deferred restricted stock. Read SEC document |
| February 01, 2011 Filed Feb 3, 2011 22:22 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 148,644 | $56.33 | $8,373,116.52 |
DisclosureSEC source: 0001127602-11-003765 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,151.25 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 17:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 1,977 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-11-000120 · scott420110120_ex.xml · derivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,977 Underlying: Common Stock, par value $0.01 per share · 1,977 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| January 05, 2011 Filed Jan 7, 2011 23:11 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 81,928 | $54.41 | $4,457,702.48 |
DisclosureSEC source: 0001127602-11-001276 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,709.493 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance-based restricted stock. Read SEC document |
| March 15, 2010 Filed Mar 17, 2010 22:28 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 102,367 | $55.38 | $5,669,238.01 |
DisclosureSEC source: 0001127602-10-009032 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,637.493 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.37 to $55.41, inclusive. The reporting person undertakes to provide to Wal-Mart Stores, Inc., any security holder of Wal-Mart Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 03, 2010 Filed Mar 5, 2010 23:54 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 58,717 | $53.66 | $3,150,754.22 |
DisclosureSEC source: 0001127602-10-007784 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 923,004.493 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Read SEC document |
| March 03, 2010 Filed Mar 5, 2010 23:54 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 161,084 | $53.66 | $8,643,767.44 |
DisclosureSEC source: 0001127602-10-007784 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981,721.493 F1 · shares: Represents the vesting of performance shares for the three-year period ending January 31, 2010, as certified by the Compensation, Nominating and Governance Committee on March 3, 2010. Read SEC document |
| February 23, 2010 Filed Feb 25, 2010 23:06 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 70,238 | $53.78 | $3,777,680.59 |
DisclosureSEC source: 0001127602-10-006338 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,637.493 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.72 to $53.81, inclusive. The reporting person undertakes to provide to Wal-Mart Stores, Inc., any security holder of Wal-Mart Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| January 31, 2010 Filed Feb 2, 2010 23:20 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 14,584 | $53.43 | $779,223.12 |
DisclosureSEC source: 0001127602-10-003170 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,875.493 F1 · shares: Represents the shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 21, 2010 Filed Jan 26, 2010 00:49 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 12,118 | $52.92 | $641,284.56 |
DisclosureSEC source: 0001127602-10-002146 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,440.778 F1 · shares: Represents the shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 23:09 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 9,489 | $53.45 | $507,187.05 |
DisclosureSEC source: 0001127602-10-001004 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,558.778 F1 · shares: Represents the shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 22:11 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 244,414 | $53.31 | $13,029,710.34 |
DisclosureSEC source: 0001127602-09-022783 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,928.383 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $53.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set out in footnote (1) in this Form 4. Read SEC document |
| May 26, 2009 Filed May 28, 2009 22:28 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 100,000 | $50.41 | $5,040,540.00 |
DisclosureSEC source: 0001127602-09-012515 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171,342.383 Read SEC document |
| March 04, 2009 Filed Mar 6, 2009 22:04 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 105,392 | $48.49 | $5,110,458.08 |
DisclosureSEC source: 0001127602-09-006269 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271,342.383 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Read SEC document |
| March 04, 2009 Filed Mar 6, 2009 22:04 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 242,558 | $48.49 | $11,761,637.42 |
DisclosureSEC source: 0001127602-09-006269 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · Chairman of Exec. Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376,734.383 F1 · shares: Represents the vesting of performance shares for the three-year period ending January 31, 2009, as certified by the Compensation, Nominating and Governance Committee on March 4, 2009. Read SEC document |
| January 05, 2009 Filed Jan 7, 2009 22:35 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 98,924 | $56.52 | $5,591,184.48 |
DisclosureSEC source: 0001127602-09-000864 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,134,176.383 F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting of restricted stock. The remaining 131,217 shares were held by the reporting person. Read SEC document |
| January 05, 2009 Filed Jan 7, 2009 22:35 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 31,671 | $56.52 | $1,790,044.92 |
DisclosureSEC source: 0001127602-09-000864 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233,100.383 F1 · shares: Represents restricted stock that vested on January 5, 2009 and was deferred into cash under an election made by the reporting person in a prior year. Read SEC document |
| December 05, 2008 Filed Dec 9, 2008 22:20 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 70,220 | $0.00 Strike: $39.88 | $0.00 |
DisclosureSEC source: 0001127602-08-010815 · form4.xml · derivative · entry 5 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,220 shares Expires 2009-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in 7 equal installments beginning on January 14, 2000. Read SEC document |
| December 05, 2008 Filed Dec 9, 2008 22:20 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 59,337 | $55.30 | $3,281,336.10 |
DisclosureSEC source: 0001127602-08-010815 · form4.xml · nonDerivative · entry 2 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264,771.378 F1 · shares: Represents the shares sold to pay the exercise price and satisfy tax withholding obligations upon the exercise of options to purchase 70,220 shares. The remaining shares were held by the reporting person, resulting in a net increase in the reporting person's holdings of 10,883 shares. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan. Read SEC document |
| December 05, 2008 Filed Dec 9, 2008 22:20 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 70,220 | $39.88 | $2,800,022.50 |
DisclosureSEC source: 0001127602-08-010815 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,324,108.378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2008 Filed Jan 22, 2008 12:13 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 99,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-000303 · form4.xml · nonDerivative · entry 1 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253,843.997 F1 · shares: Restricted Stock granted on 1/21/08 and will vest in equal installments on January 21, 2010; January 21, 2012; and January 21, 2013. Read SEC document |
| January 14, 2008 Filed Jan 16, 2008 23:34 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 12,877 | $0.00 Strike: $19.97 | $0.00 |
DisclosureSEC source: 0001127602-08-000239 · form4.xml · derivative · entry 8 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,877 shares Expires 2008-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was exercisable in seven equal annual installments beginning on August 1, 1999. Read SEC document |
| January 14, 2008 Filed Jan 16, 2008 23:34 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 52,699 | $0.00 Strike: $19.97 | $0.00 |
DisclosureSEC source: 0001127602-08-000239 · form4.xml · derivative · entry 7 Scott H Lee Jr · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,699 shares Expires 2008-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was exercisable in seven equal annual installments beginning on January 15, 1999. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.