Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | January 26, 2011 | January 28, 2011 |
| Walmart Inc.WMT · Entity 783 | Director | September 04, 2013 | September 06, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date January 26, 2011 · Filed January 28, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,977 |
Reported balance
After 2011-01-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2011-01-26 · Grant · Acquired 1,977 · Balance 1,977 F1: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.
Walmart Inc.
Report date September 04, 2013 · Filed September 06, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 109,312.8907 |
Ending reported balance
After 2013-09-04 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2013-09-04 · Gift · Disposed 308,162 · Balance 417,473.8907 F1: A total of 616,323 shares was transferred as a gift from the Reporting Person in equal parts to the Reporting Person's revocable trust and the Reporting Person's wife's revocable trust. The Reporting Person remained the indirect beneficial owner of the shares following the transfers. Row 3 · 2013-09-04 · Gift · Disposed 308,161 · Balance 109,312.8907 F1: A total of 616,323 shares was transferred as a gift from the Reporting Person in equal parts to the Reporting Person's revocable trust and the Reporting Person's wife's revocable trust. The Reporting Person remained the indirect beneficial owner of the shares following the transfers. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Reporting Person | 308,162 |
Reported balance
After 2013-09-04 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2013-09-04 · Gift · Acquired 308,162 · Balance 308,162 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Wife of Reporting Person | 308,161 |
Reported balance
After 2013-09-04 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2013-09-04 · Gift · Acquired 308,161 · Balance 308,161 |
| Common StockSEC Table I · non-derivative | IndirectBy Wife's IRA | 3,148 |
Reported balance
Holding disclosure · report date 2013-09-04 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,148 |
Filing footnotes · ownership attribution and instrument terms
F1: A total of 616,323 shares was transferred as a gift from the Reporting Person in equal parts to the Reporting Person's revocable trust and the Reporting Person's wife's revocable trust. The Reporting Person remained the indirect beneficial owner of the shares following the transfers.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2004 Filed Jan 8, 2004 00:53 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 128,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001252671-04-000023 · doc4.xml · nonDerivative · entry 1 SCOTT L LEE JR · CIK 0001194711 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,868 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.