Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mitesco, Inc.TNTY · Entity 8540 | Director | September 04, 2019 | October 01, 2019 |
| Nauticus Robotics, Inc.CLAQU · Entity 8200 | Director | July 14, 2021 | July 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mitesco, Inc.
Report date September 04, 2019 · Filed October 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.06 per shareSEC Table I · non-derivative | Direct | 1,000,000 |
Reported balance
Holding disclosure · report date 2019-09-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,000,000 F1: These shares are issued subject to reverse vesting provisions subject to Mr. Cole's continued standing as a Board member, such that: 1/3 of the shares shall be fully vested as of July 1, 2019, 1/3 shall be fully vested as of September 30, 2019, and the remaining 1/3 shall be fully vested as of December 31, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are issued subject to reverse vesting provisions subject to Mr. Cole's continued standing as a Board member, such that: 1/3 of the shares shall be fully vested as of July 1, 2019, 1/3 shall be fully vested as of September 30, 2019, and the remaining 1/3 shall be fully vested as of December 31, 2019.
Nauticus Robotics, Inc.
Report date July 14, 2021 · Filed July 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2021-07-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,000 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN BATTERY TECHNOLOGY Co
Report date May 26, 2022 · Filed May 27, 2022
Section 16 reporting ended · disclosed 2022-05-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,047,683 |
Reported balance
Holding disclosure · report date 2022-05-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 15,047,683 F1: The Reporting Person resigned as Director on February 25th, 2022, and as of May 26th, 2022, the former director is no longer an affiliate or insider and is therefore not required to continue to file Form 4s with the SEC. As of this filing the former director owns 15,047,683 shares of common stock including shares issued prior to his resignation. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person resigned as Director on February 25th, 2022, and as of May 26th, 2022, the former director is no longer an affiliate or insider and is therefore not required to continue to file Form 4s with the SEC. As of this filing the former director owns 15,047,683 shares of common stock including shares issued prior to his resignation.
Sysorex, Inc.
Report date April 14, 2021 · Filed April 16, 2021
Section 16 reporting ended · disclosed 2021-04-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 250,000 |
Reported balance
After 2021-04-14 transaction · row 1
1 source rowRow 1 · 2021-04-14 · Grant · Acquired 250,000 · Balance 250,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2022 Filed Mar 25, 2022 19:37 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 55,000 | $1.08 | $59,191.00 |
DisclosureSEC source: 0001493152-22-007793 · ownership.xml · nonDerivative · entry 2 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,047,683 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 21, 2021. Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 19:37 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 60,000 | $1.07 | $64,044.00 |
DisclosureSEC source: 0001493152-22-007793 · ownership.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,102,683 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 21, 2021. Read SEC document |
| March 23, 2022 Filed Mar 24, 2022 06:04 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 60,000 | $1.01 | $60,474.00 |
DisclosureSEC source: 0001493152-22-007595 · ownership.xml · nonDerivative · entry 2 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,162,683 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 21, 2021. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 06:04 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 50,540 | $1.00 | $50,656.24 |
DisclosureSEC source: 0001493152-22-007595 · ownership.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,222,683 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 21, 2021. Read SEC document |
| December 30, 2021 Filed Dec 30, 2021 19:53 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-032918 · ownership.xml · nonDerivative · entry 2 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,273,223 F1 · security: In concurrence with the reporting person's 10b-5 plan adopted on April 21st, 2021, this Form 4 reports the donation of 1,000,000 shares and 1,000,000 shares, respectively, of common stock of ABML, to two separate charitable organizations for estate planning purposes. Read SEC document |
| December 30, 2021 Filed Dec 30, 2021 19:53 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-032918 · ownership.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,273,223 F1 · security: In concurrence with the reporting person's 10b-5 plan adopted on April 21st, 2021, this Form 4 reports the donation of 1,000,000 shares and 1,000,000 shares, respectively, of common stock of ABML, to two separate charitable organizations for estate planning purposes. Read SEC document |
| December 17, 2021 Filed Dec 23, 2021 13:47 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 145,347 | $1.01 | $147,221.98 |
DisclosureSEC source: 0001493152-21-032371 · ownership.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,273,223 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 06:10 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 147,210 | $1.03 | $150,919.69 |
DisclosureSEC source: 0001493152-21-031791 · ownership.xml · nonDerivative · entry 2 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,418,570 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 06:10 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 45,000 | $1.00 | $45,000.00 |
DisclosureSEC source: 0001493152-21-031791 · ownership.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,565,780 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| December 14, 2021 Filed Dec 14, 2021 19:44 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 130,829 | $1.01 | $132,281.20 |
DisclosureSEC source: 0001493152-21-031472 · ownership.xml · nonDerivative · entry 2 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,610,780 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 19:44 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 106,723 | $1.06 | $112,944.95 |
DisclosureSEC source: 0001493152-21-031472 · ownership.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,741,609 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| October 27, 2021 Filed Oct 28, 2021 17:14 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 117,473 | $1.28 | $150,600.39 |
DisclosureSEC source: 0001493152-21-026648 · ownership.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,848,332 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 15:21 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 107,361 | $1.23 | $131,731.95 |
DisclosureSEC source: 0001493152-21-026523 · ownership.xml · nonDerivative · entry 4 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,965,805 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 15:21 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 97,228 | $1.32 | $128,389.57 |
DisclosureSEC source: 0001493152-21-026523 · ownership.xml · nonDerivative · entry 3 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,073,166 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| October 22, 2021 Filed Oct 27, 2021 15:21 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 101,962 | $1.32 | $134,640.82 |
DisclosureSEC source: 0001493152-21-026523 · ownership.xml · nonDerivative · entry 2 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,170,394 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| October 21, 2021 Filed Oct 27, 2021 15:21 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 100,810 | $1.32 | $133,119.61 |
DisclosureSEC source: 0001493152-21-026523 · ownership.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,272,356 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:50 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | GrantCommon Stock | 4,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-024561 · ownership.xml · nonDerivative · entry 2 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,373,166 F1 · security: Pursuant to the employment agreement of the Reporting Person, the Company issued 8,449 shares of common stock of the Company. Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 19:17 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | GrantCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-020881 · ownership.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,364,717 F1 · security: Pursuant to the employment agreement of the Reporting Person, the Company issued 2,000,000 shares of common stock of the Company. Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
| June 30, 2021 Filed Oct 4, 2021 21:50 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | GrantCommon Stock | 3,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-024561 · ownership.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,368,358 F1 · security: Pursuant to the employment agreement of the Reporting Person, the Company issued 8,449 shares of common stock of the Company. Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 17:01 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 200,000 | $2.07 | $413,420.00 |
DisclosureSEC source: 0001078782-21-000537 · primary_doc.xml · nonDerivative · entry 2 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,364,717 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 17:01 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 200,000 | $2.15 | $429,920.00 |
DisclosureSEC source: 0001078782-21-000537 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,564,717 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 17:06 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 200,000 | $2.22 | $443,880.00 |
DisclosureSEC source: 0001078782-21-000528 · primary_doc.xml · nonDerivative · entry 2 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,764,717 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 17:06 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 150,000 | $2.28 | $341,520.00 |
DisclosureSEC source: 0001078782-21-000528 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,964,717 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2021. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 20:24 UTC | Sysorex, Inc. SYSX · Entity 130977 | GrantCommon Stock | 250,000 | $0.57 | $142,250.00 |
DisclosureSEC source: 0001213900-21-021956 · ownership.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 14:44 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | GrantCommon Stock | 4,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-21-000306 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,114,717 F1 · security: Pursuant to the director agreement of the Reporting Person, the Company issued 4,717 shares of common stock of the Company. Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 17:12 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | GrantCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-21-000212 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,110,000 F1 · security: Pursuant to the employment agreement of the Reporting Person, the Company issued one million shares of common stock of the Company. Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 19:06 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 20,000 | $1.20 | $24,046.00 |
DisclosureSEC source: 0001078782-21-000035 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,110,000 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9th, 2020. Read SEC document |
| January 07, 2021 Filed Jan 7, 2021 17:15 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 20,000 | $1.13 | $22,608.00 |
DisclosureSEC source: 0001078782-21-000015 · primary_doc.xml · nonDerivative · entry 3 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,130,000 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9th, 2020. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 17:15 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 20,000 | $0.96 | $19,288.00 |
DisclosureSEC source: 0001078782-21-000015 · primary_doc.xml · nonDerivative · entry 2 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,150,000 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9th, 2020. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 17:15 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 20,000 | $0.96 | $19,146.00 |
DisclosureSEC source: 0001078782-21-000015 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,170,000 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9th, 2020. Read SEC document |
| August 18, 2020 Filed Sep 23, 2020 20:14 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | GrantCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000716 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,190,000 F1 · security: In connection with the employment agreement of the Reporting Person, the Company issued the Reporting Person one million shares of common stock of the Company. F2 · price: Reporting Person received these shares as part of his compensation as set forth in his Employment Agreement with the Issuer. Read SEC document |
| June 05, 2020 Filed Jun 11, 2020 15:08 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | GrantCommon Stock | 10,000 | $0.10 | $970.00 |
DisclosureSEC source: 0001078782-20-000428 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,190,000 F1 · security: 10,000 shares were sold at .097 for $970.00 credit. Read SEC document |
| June 05, 2020 Filed Jun 12, 2020 16:19 UTC Amendment | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | SaleCommon Stock | 10,000 | $0.10 | $1,000.00 |
DisclosureSEC source: 0001078782-20-000433 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,190,000 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2019. F2 · security: The original Form 4 filed on June 11, 2020 is amended by this Form 4 to revise in Table 1: (a) the transaction code in box 3, (b) the securities transaction information in box 4, and (c) the information in footnote (1). Read SEC document |
| February 24, 2020 Filed Mar 2, 2020 15:54 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | GrantCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000144 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200,000 F1 · security: The Company issued two million shares to the Reporting Person pursuant to an S-8 Registration Statement, effective February 11, 2020. F1 · price: The Company issued two million shares to the Reporting Person pursuant to an S-8 Registration Statement, effective February 11, 2020. Read SEC document |
| August 20, 2019 Filed Aug 29, 2019 20:45 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | GrantCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-19-000693 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,200,000 F1 · security: In connection with the Executive Employment agreement of the Reporting Person, the Company issued the Reporting Person one million shares of common stock of the Company. F2 · price: Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
| July 03, 2019 Filed Aug 29, 2019 20:35 UTC | AMERICAN BATTERY TECHNOLOGY Co ABML · Entity 5759 | GrantCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-19-000692 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200,000 F1 · security: In connection with the consulting agreement of the Reporting Person, the Company issued the Reporting Person one million shares of common stock of the Company. F2 · price: Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
| January 11, 2019 Filed Feb 20, 2019 18:27 UTC | AMERICAN BATTERY TECHNOLOGY Co ORRP · Entity 5759 | GrantCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-19-000162 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,200,000 F1 · security: In connection with the extension of the consulting agreement of the Reporting Person, the Company issued a one-time grant of two million shares of common stock of the Company. F2 · price: Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
| October 08, 2018 Filed Oct 15, 2018 17:46 UTC | AMERICAN BATTERY TECHNOLOGY Co ORRP · Entity 5759 | GrantCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-18-001172 · primary_doc.xml · nonDerivative · entry 6 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,200,000 F2 · security: This grant of common stock was made pursuant to the executive employment agreement and/or director's consulting agreement with the Issuer. F3 · price: Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
| March 08, 2018 Filed Oct 15, 2018 17:46 UTC | AMERICAN BATTERY TECHNOLOGY Co ORRP · Entity 5759 | GrantCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-18-001172 · primary_doc.xml · nonDerivative · entry 5 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200,000 F2 · security: This grant of common stock was made pursuant to the executive employment agreement and/or director's consulting agreement with the Issuer. F3 · price: Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
| March 08, 2018 Filed Oct 15, 2018 17:46 UTC | AMERICAN BATTERY TECHNOLOGY Co ORRP · Entity 5759 | GrantCommon Stock | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-18-001172 · primary_doc.xml · nonDerivative · entry 4 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200,000 F2 · security: This grant of common stock was made pursuant to the executive employment agreement and/or director's consulting agreement with the Issuer. F3 · price: Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
| December 29, 2017 Filed Oct 15, 2018 17:46 UTC | AMERICAN BATTERY TECHNOLOGY Co ORRP · Entity 5759 | GrantCommon Stock | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-18-001172 · primary_doc.xml · nonDerivative · entry 3 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000,000 F2 · security: This grant of common stock was made pursuant to the executive employment agreement and/or director's consulting agreement with the Issuer. F3 · price: Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
| December 29, 2017 Filed Oct 15, 2018 17:46 UTC | AMERICAN BATTERY TECHNOLOGY Co ORRP · Entity 5759 | GrantCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-18-001172 · primary_doc.xml · nonDerivative · entry 2 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 F2 · security: This grant of common stock was made pursuant to the executive employment agreement and/or director's consulting agreement with the Issuer. F3 · price: Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
| December 29, 2017 Filed Oct 15, 2018 17:46 UTC | AMERICAN BATTERY TECHNOLOGY Co ORRP · Entity 5759 | GrantCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-18-001172 · primary_doc.xml · nonDerivative · entry 1 COLE DOUGLAS · CIK 0001252103 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 F1 · security: This issuance was to reissuance of a common stock certificate previously issued to Reporting Person as compensation. F3 · price: Reporting Person received these shares in exchange for services provided to Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.