Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | GM, Sr. VP Platform Business | June 01, 2022 | June 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date June 01, 2022 · Filed June 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 75,784 |
Ending reported balance
After 2022-06-03 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-06-01 · Exercise / conversion · Acquired 4,849 · Balance 80,633 Row 2 · 2022-06-02 · Sale · Disposed 1,957 · Balance 78,676 F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Row 3 · 2022-06-03 · Sale · Disposed 2,892 · Balance 75,784 F2: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,849 |
Reported balance
After 2022-06-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-06-01 · Exercise / conversion · Disposed 4,849 · Balance 4,849 F3: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021. |
| Class A Common StockSEC Table I · non-derivative | IndirectRosenberg 2021 Gift Trust | 26,253 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 26,253 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
F2: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.
F3: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2020 Filed Nov 19, 2020 02:41 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 6,063 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000197 · edgar.xml · derivative · entry 11 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,191 Underlying: Class A Common Stock · 6,063 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.expiration_date: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2020. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 02:41 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 3,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000197 · edgar.xml · derivative · entry 10 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,068 Underlying: Class A Common Stock · 3,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.expiration_date: This RSU vests ratably in 12 quarterly installments. The first installment vested on November 15, 2018. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 02:41 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 9,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000197 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2020 Filed Sep 3, 2020 23:09 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,682 | $172.78 | $290,615.96 |
DisclosureSEC source: 0001716837-20-000171 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,268 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 23:09 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,674 | $177.38 | $296,932.11 |
DisclosureSEC source: 0001716837-20-000171 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,950 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 23:09 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 3,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000171 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,424 Underlying: Class A Common Stock · 3,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on November 15, 2018. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 23:09 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 3,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000171 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 22:32 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 2,400 | $4.86 Strike: $4.86 | $11,664.00 |
DisclosureSEC source: 0001716837-20-000162 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,400 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 22:32 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 2,400 | $4.86 Strike: $4.86 | $11,664.00 |
DisclosureSEC source: 0001716837-20-000162 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Class A Common Stock · 2,400 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 22:32 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,400 | $4.86 Strike: $4.86 | $11,664.00 |
DisclosureSEC source: 0001716837-20-000162 · edgar.xml · derivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,190 Underlying: Class B Common Stock · 2,400 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 22:32 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,400 | $149.50 | $358,800.00 |
DisclosureSEC source: 0001716837-20-000162 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,268 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 22:32 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 2,400 | $4.86 | $11,664.00 |
DisclosureSEC source: 0001716837-20-000162 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:33 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 80,624 | $0.00 Strike: $145.71 | $0.00 |
DisclosureSEC source: 0001716837-20-000157 · edgar.xml · derivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,624 Underlying: Class A Common Stock · 80,624 shares Expires 2030-08-16 F1 · derivative.exercise_date: This Option vests in 12 equal monthly installments beginning on the vesting commencement date of 11/4/2022. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 00:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,678 | $111.00 | $186,258.00 |
DisclosureSEC source: 0001716837-20-000110 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,268 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 00:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,678 | $111.33 | $186,805.70 |
DisclosureSEC source: 0001716837-20-000110 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,946 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 00:40 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 3,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000110 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,780 Underlying: Class A Common Stock · 3,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on November 15, 2018. Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 00:40 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 3,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000110 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2020 Filed May 27, 2020 21:49 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 400 | $111.99 | $44,797.00 |
DisclosureSEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 7 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,268 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.59 to $112.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 22, 2020 Filed May 27, 2020 21:49 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 900 | $110.64 | $99,573.48 |
DisclosureSEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 6 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,668 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.34 to $111.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 22, 2020 Filed May 27, 2020 21:49 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,610 | $109.89 | $286,801.94 |
DisclosureSEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,568 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.32 to $110.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 22, 2020 Filed May 27, 2020 21:49 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,304 | $112.18 | $146,284.81 |
DisclosureSEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,178 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.59 to $112.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 22, 2020 Filed May 27, 2020 21:49 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 5,228 | $110.54 | $577,894.23 |
DisclosureSEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,482 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.32 to $111.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 22, 2020 Filed May 27, 2020 21:49 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 10,768 | $109.82 | $1,182,549.30 |
DisclosureSEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,710 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.31 to $110.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 19, 2020 Filed May 27, 2020 21:49 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 2,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,478 Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 00:03 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,669 | $110.01 | $183,606.69 |
DisclosureSEC source: 0001716837-20-000022 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,205 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 00:03 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,687 | $112.39 | $189,607.16 |
DisclosureSEC source: 0001716837-20-000022 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,874 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:03 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 3,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000022 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,136 Underlying: Class A Common Stock · 3,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on November 15, 2018. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 00:03 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 3,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000022 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 23:30 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 1,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000014 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,205 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 23:30 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 13,000 | $8.82 Strike: $8.82 | $114,660.00 |
DisclosureSEC source: 0001716837-20-000014 · edgar.xml · derivative · entry 6 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 23:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 13,000 | $8.82 Strike: $8.82 | $114,660.00 |
DisclosureSEC source: 0001716837-20-000014 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Class A Common Stock · 13,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 23:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,000 | $8.82 Strike: $8.82 | $114,660.00 |
DisclosureSEC source: 0001716837-20-000014 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,666 Underlying: Class B Common Stock · 13,000 shares Expires 2027-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vests in 48 equal monthly installments. The first installment vested on 9/15/2017. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 23:30 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 13,000 | $122.95 | $1,598,350.00 |
DisclosureSEC source: 0001716837-20-000014 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,717 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 23:30 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 13,000 | $8.82 | $114,660.00 |
DisclosureSEC source: 0001716837-20-000014 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 1,478 | $2.94 Strike: $2.94 | $4,345.32 |
DisclosureSEC source: 0001716837-19-000209 · edgar.xml · derivative · entry 8 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2023-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 1,478 | $6.12 Strike: $2.94 | $9,045.36 |
DisclosureSEC source: 0001716837-19-000209 · edgar.xml · derivative · entry 7 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478 Underlying: Class A Common Stock · 1,478 shares Expires 2023-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,478 | $6.12 Strike: $2.94 | $9,045.36 |
DisclosureSEC source: 0001716837-19-000209 · edgar.xml · derivative · entry 6 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 1,478 shares Expires 2023-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 15,329 | $4.86 Strike: $4.86 | $74,498.94 |
DisclosureSEC source: 0001716837-19-000209 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 15,329 | $6.12 Strike: $4.86 | $93,813.48 |
DisclosureSEC source: 0001716837-19-000209 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,329 Underlying: Class A Common Stock · 15,329 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,329 | $4.86 Strike: $4.86 | $74,498.94 |
DisclosureSEC source: 0001716837-19-000209 · edgar.xml · derivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,247 Underlying: Class B Common Stock · 15,329 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 1,478 | $2.94 | $4,345.32 |
DisclosureSEC source: 0001716837-19-000209 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 15,329 | $4.86 | $74,498.94 |
DisclosureSEC source: 0001716837-19-000209 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 21:30 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 13,000 | $6.12 Strike: $6.12 | $79,560.00 |
DisclosureSEC source: 0001716837-19-000206 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 21:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 13,000 | $6.12 Strike: $6.12 | $79,560.00 |
DisclosureSEC source: 0001716837-19-000206 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Class A Common Stock · 13,000 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 21:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,000 | $6.12 Strike: $6.12 | $79,560.00 |
DisclosureSEC source: 0001716837-19-000206 · edgar.xml · derivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,998 Underlying: Class B Common Stock · 13,000 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vests in 48 equal monthly installments. The first installment vested on 6/16/2017 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 21:30 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 13,000 | $148.60 | $1,931,800.00 |
DisclosureSEC source: 0001716837-19-000206 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,910 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 21:30 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 13,000 | $6.12 | $79,560.00 |
DisclosureSEC source: 0001716837-19-000206 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2019 Filed Nov 19, 2019 23:27 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,692 | $153.45 | $259,637.40 |
DisclosureSEC source: 0001716837-19-000199 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,910 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 23:27 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,664 | $159.55 | $265,483.71 |
DisclosureSEC source: 0001716837-19-000199 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,602 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 23:27 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 3,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000199 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,492 Underlying: Class A Common Stock · 3,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU vests ratably in 12 quarterly installments with the first vest occurring on November 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.