Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | GM, Sr. VP Platform Business | June 01, 2022 | June 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date June 01, 2022 · Filed June 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 75,784 |
Ending reported balance
After 2022-06-03 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-06-01 · Exercise / conversion · Acquired 4,849 · Balance 80,633 Row 2 · 2022-06-02 · Sale · Disposed 1,957 · Balance 78,676 F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Row 3 · 2022-06-03 · Sale · Disposed 2,892 · Balance 75,784 F2: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,849 |
Reported balance
After 2022-06-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-06-01 · Exercise / conversion · Disposed 4,849 · Balance 4,849 F3: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021. |
| Class A Common StockSEC Table I · non-derivative | IndirectRosenberg 2021 Gift Trust | 26,253 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 26,253 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
F2: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.
F3: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 200 | $465.85 | $93,170.00 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 19 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,511 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 600 | $464.83 | $278,898.00 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 18 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,711 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,250 | $463.68 | $579,593.75 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 17 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,311 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $463.32 to $464.21 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 7,751 | $478.15 | $3,706,173.98 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 16 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,561 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $477.85 to $478.48 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,222 | $477.01 | $582,912.21 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 15 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,312 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $476.78 to $477.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,700 | $475.91 | $809,052.61 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 14 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,534 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $475.63 to $476.62 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 500 | $474.60 | $237,300.00 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 13 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,234 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 400 | $473.07 | $189,229.00 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 12 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,734 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $473.01 to $473.26 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,000 | $471.79 | $471,787.20 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 11 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,134 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $471.32 to $472.04 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 400 | $469.15 | $187,660.00 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 10 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,134 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $468.97 to $469.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 200 | $467.86 | $93,571.00 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 9 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,534 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $467.71 to $468.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 300 | $465.85 | $139,755.00 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 8 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,734 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,952 | $464.34 | $906,392.27 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 7 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,034 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $463.95 to $464.83 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 400 | $459.94 | $183,976.00 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 6 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,986 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,336 | $458.21 | $612,173.77 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,386 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $458.16 to $458.28 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 1,515 | $5.64 | $8,544.60 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 7,396 | $5.64 | $41,713.44 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 7,500 | $5.64 | $42,300.00 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2021 Filed Feb 25, 2021 01:40 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 7,333 | $5.64 | $41,358.12 |
DisclosureSEC source: 0001716837-21-000015 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 00:46 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 3,463 | $5.64 Strike: $5.64 | $19,531.32 |
DisclosureSEC source: 0001716837-20-000225 · edgar.xml · derivative · entry 8 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2025-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 00:46 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 3,463 | $5.64 Strike: $5.64 | $19,531.32 |
DisclosureSEC source: 0001716837-20-000225 · edgar.xml · derivative · entry 7 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,463 Underlying: Class A Common Stock · 3,463 shares Expires 2025-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 00:46 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,463 | $5.64 Strike: $5.64 | $19,531.32 |
DisclosureSEC source: 0001716837-20-000225 · edgar.xml · derivative · entry 6 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,953 Underlying: Class B Common Stock · 3,463 shares Expires 2025-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 00:46 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 5,247 | $4.86 Strike: $4.86 | $25,500.42 |
DisclosureSEC source: 0001716837-20-000225 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 00:46 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 5,247 | $4.86 Strike: $4.86 | $25,500.42 |
DisclosureSEC source: 0001716837-20-000225 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,247 Underlying: Class A Common Stock · 5,247 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 00:46 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,247 | $4.86 Strike: $4.86 | $25,500.42 |
DisclosureSEC source: 0001716837-20-000225 · edgar.xml · derivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 5,247 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 00:46 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 3,463 | $5.64 | $19,531.32 |
DisclosureSEC source: 0001716837-20-000225 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 00:46 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 5,247 | $4.86 | $25,500.42 |
DisclosureSEC source: 0001716837-20-000225 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 6,190 | $4.86 Strike: $4.86 | $30,083.40 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · derivative · entry 15 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,190 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 6,190 | $4.86 Strike: $4.86 | $30,083.40 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · derivative · entry 14 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,190 Underlying: Class A Common Stock · 6,190 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,190 | $4.86 Strike: $4.86 | $30,083.40 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · derivative · entry 13 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 6,190 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 5,700 | $5.64 Strike: $5.64 | $32,148.00 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · derivative · entry 12 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,700 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 5,700 | $5.64 Strike: $5.64 | $32,148.00 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · derivative · entry 11 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,700 Underlying: Class A Common Stock · 5,700 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,700 | $5.64 Strike: $5.64 | $32,148.00 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · derivative · entry 10 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,966 Underlying: Class B Common Stock · 5,700 shares Expires 2026-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 100 | $274.99 | $27,499.00 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · nonDerivative · entry 9 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,268 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,401 | $274.22 | $384,186.84 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · nonDerivative · entry 8 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,368 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $273.97 to $274.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,755 | $273.59 | $480,146.06 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · nonDerivative · entry 7 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,769 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.87 to $273.85 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,384 | $272.36 | $649,309.10 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · nonDerivative · entry 6 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,524 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.87 to $272.82 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,110 | $271.44 | $844,189.29 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · nonDerivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,908 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $270.87 to $271.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,640 | $270.22 | $713,377.63 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · nonDerivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,018 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.87 to $270.80 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 500 | $269.24 | $134,618.75 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,658 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.84 to $269.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 6,190 | $4.86 | $30,083.40 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:12 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 5,700 | $5.64 | $32,148.00 |
DisclosureSEC source: 0001716837-20-000204 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 02:41 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 150 | $238.84 | $35,826.63 |
DisclosureSEC source: 0001716837-20-000197 · edgar.xml · nonDerivative · entry 9 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,268 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.79 to $239.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 02:41 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 600 | $238.25 | $142,951.56 |
DisclosureSEC source: 0001716837-20-000197 · edgar.xml · nonDerivative · entry 8 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,418 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.76 to $238.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 02:41 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,300 | $237.10 | $308,230.26 |
DisclosureSEC source: 0001716837-20-000197 · edgar.xml · nonDerivative · entry 7 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,018 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.55 to $237.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 02:41 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 482 | $235.74 | $113,626.15 |
DisclosureSEC source: 0001716837-20-000197 · edgar.xml · nonDerivative · entry 6 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,318 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $235.41 to $236.40 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 02:41 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,150 | $234.86 | $270,084.52 |
DisclosureSEC source: 0001716837-20-000197 · edgar.xml · nonDerivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,800 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.40 to $235.27 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 02:41 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 886 | $233.90 | $207,238.15 |
DisclosureSEC source: 0001716837-20-000197 · edgar.xml · nonDerivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,950 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.39 to $234.34 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 02:41 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 120 | $233.04 | $27,964.60 |
DisclosureSEC source: 0001716837-20-000197 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,836 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.38 to $233.37 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 02:41 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,731 | $237.81 | $1,125,063.02 |
DisclosureSEC source: 0001716837-20-000197 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,956 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.