Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLA CORPKLAC · Entity 2838 | Director | November 27, 2013 | December 02, 2013 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Director | May 20, 2010 | May 24, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLA CORP
Report date November 27, 2013 · Filed December 02, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,539 |
Ending reported balance
After 2013-11-27 transaction · row 12
12 source rows · reconciled sequenceRow 1 · 2013-11-27 · Exercise / conversion · Acquired 2,500 · Balance 6,039 Row 2 · 2013-11-27 · Sale · Disposed 2,500 · Balance 3,539 F1: This transaction was executed in multiple trades at prices ranging from $63.88 to $63.94. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2013-11-27 · Exercise / conversion · Acquired 2,500 · Balance 6,039 Row 4 · 2013-11-27 · Sale · Disposed 2,500 · Balance 3,539 F2: This transaction was executed in multiple trades at prices ranging from $63.88 to $63.91. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Row 5 · 2013-11-27 · Exercise / conversion · Acquired 2,500 · Balance 6,039 Row 6 · 2013-11-27 · Sale · Disposed 2,500 · Balance 3,539 F3: This transaction was executed in multiple trades at prices ranging from $63.87 to $63.90. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Row 7 · 2013-11-27 · Exercise / conversion · Acquired 1,250 · Balance 4,789 Row 8 · 2013-11-27 · Sale · Disposed 1,250 · Balance 3,539 F4: This transaction was executed in multiple trades at prices ranging from $63.87 to $63.88. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Row 9 · 2013-11-27 · Exercise / conversion · Acquired 1,250 · Balance 4,789 Row 10 · 2013-11-27 · Sale · Disposed 1,250 · Balance 3,539 F5: This transaction was executed in multiple trades at prices ranging from $63.84 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Row 11 · 2013-11-27 · Exercise / conversion · Acquired 1,250 · Balance 4,789 Row 12 · 2013-11-27 · Sale · Disposed 1,250 · Balance 3,539 F6: This transaction was executed in multiple trades at prices ranging from $63.86 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.68 · Expires 2014-10-18 | Direct | 0 |
Reported balance
After 2013-11-27 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2013-11-27 · Exercise / conversion · Disposed 2,500 · Balance 0 F9: Represents a stock option granted on October 18, 2004, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 18, 2004. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.76 · Expires 2015-01-25 | Direct | 0 |
Reported balance
After 2013-11-27 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2013-11-27 · Exercise / conversion · Disposed 2,500 · Balance 0 F10: Represents a stock option granted on January 25, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 25, 2005. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.24 · Expires 2015-05-11 | Direct | 0 |
Reported balance
After 2013-11-27 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2013-11-27 · Exercise / conversion · Disposed 2,500 · Balance 0 F11: Represents a stock option granted on May 11, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 11, 2005. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.88 · Expires 2014-05-01 | Direct | 0 |
Reported balance
After 2013-11-27 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2013-11-27 · Exercise / conversion · Disposed 1,250 · Balance 0 F12: Represents a stock option granted on May 1, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 1, 2007. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.79 · Expires 2014-07-31 | Direct | 0 |
Reported balance
After 2013-11-27 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2013-11-27 · Exercise / conversion · Disposed 1,250 · Balance 0 F13: Represents a stock option granted on July 31, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on July 31, 2007. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.84 · Expires 2014-10-30 | Direct | 0 |
Reported balance
After 2013-11-27 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2013-11-27 · Exercise / conversion · Disposed 1,250 · Balance 0 F14: Represents a stock option granted on October 30, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 30, 2007. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 17,782 |
Reported balance
Holding disclosure · report date 2013-11-27 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 17,782 F7: By The Stephen P. Kaufman Trust UAD 5/24/2002, of which the Reporting Person is a trustee and beneficiary. |
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 1,856 |
Reported balance
Holding disclosure · report date 2013-11-27 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 1,856 F8: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $63.88 to $63.94. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $63.88 to $63.91. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $63.87 to $63.90. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $63.87 to $63.88. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $63.84 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $63.86 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F7: By The Stephen P. Kaufman Trust UAD 5/24/2002, of which the Reporting Person is a trustee and beneficiary.
F8: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
F9: Represents a stock option granted on October 18, 2004, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 18, 2004.
F10: Represents a stock option granted on January 25, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 25, 2005.
F11: Represents a stock option granted on May 11, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 11, 2005.
F12: Represents a stock option granted on May 1, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 1, 2007.
F13: Represents a stock option granted on July 31, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on July 31, 2007.
F14: Represents a stock option granted on October 30, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 30, 2007.
THERMO FISHER SCIENTIFIC INC.
Report date May 20, 2010 · Filed May 24, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,192 |
Reported balance
After 2010-05-20 transaction · row 1
1 source rowRow 1 · 2010-05-20 · Grant · Acquired 2,509 · Balance 9,192 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2008 Filed Nov 14, 2008 00:44 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 5,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-061560 · rrd223052.xml · nonDerivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,304 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| May 20, 2008 Filed May 22, 2008 18:37 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 2,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-009189 · doc4.xml · nonDerivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,143 Read SEC document |
| November 15, 2007 Filed Nov 19, 2007 22:33 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 2,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-070548 · rrd179198.xml · nonDerivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,971 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| October 30, 2007 Filed Nov 1, 2007 22:48 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $52.84 | $0.00 |
DisclosureSEC source: 0001181431-07-065569 · rrd176576.xml · derivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-10-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| September 10, 2007 Filed Sep 11, 2007 20:57 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | PurchaseCommon Stock | 1,000 | $53.55 | $53,550.00 |
DisclosureSEC source: 0000097745-07-000174 · kau541.xml · nonDerivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 19:07 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-049251 · rrd167852.xml · derivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2017-07-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| July 31, 2007 Filed Nov 1, 2007 22:30 UTC Amendment | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-065545 · rrd176743.xml · derivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-07-31 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| July 12, 2007 Filed Jul 16, 2007 18:38 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0000097745-07-000095 · kau491.xml · derivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2014-07-12 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on July 12, 2008. Read SEC document |
| May 01, 2007 Filed May 3, 2007 21:55 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $55.88 | $0.00 |
DisclosureSEC source: 0000319201-07-000063 · edgardoc.xml · derivative · entry 3 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2017-04-30 F2 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| May 01, 2007 Filed Nov 1, 2007 22:41 UTC Amendment | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $55.88 | $0.00 |
DisclosureSEC source: 0001181431-07-065560 · rrd176727.xml · derivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-05-01 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| March 29, 2007 Filed Mar 30, 2007 21:59 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock-Restricted Stock Units | 935 | $0.00 | $0.00 |
DisclosureSEC source: 0000319201-07-000037 · edgardoc.xml · nonDerivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,935 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units will fully vest one year from date of grant and will not be deliverable until three years from the date of grant. Read SEC document |
| February 14, 2007 Filed Feb 16, 2007 00:16 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $50.39 | $0.00 |
DisclosureSEC source: 0000319201-07-000024 · edgardoc.xml · derivative · entry 4 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires 2014-02-14 Read SEC document |
| February 14, 2007 Filed Feb 16, 2007 00:16 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $50.39 | $0.00 |
DisclosureSEC source: 0000319201-07-000024 · edgardoc.xml · derivative · entry 3 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-02-14 Read SEC document |
| August 01, 2006 Filed Aug 1, 2006 23:59 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $41.45 | $0.00 |
DisclosureSEC source: 0000319201-06-000059 · edgardoc.xml · derivative · entry 3 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2013-08-01 Read SEC document |
| May 02, 2006 Filed May 2, 2006 23:53 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $47.86 | $0.00 |
DisclosureSEC source: 0000319201-06-000039 · edgardoc.xml · derivative · entry 3 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2013-05-02 Read SEC document |
| January 31, 2006 Filed Feb 2, 2006 00:19 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $51.98 | $0.00 |
DisclosureSEC source: 0000319201-06-000013 · edgardoc.xml · derivative · entry 3 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2013-01-31 Read SEC document |
| November 04, 2005 Filed Nov 8, 2005 00:05 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $49.99 | $0.00 |
DisclosureSEC source: 0000319201-05-000155 · edgardoc.xml · derivative · entry 3 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2012-11-04 Read SEC document |
| November 04, 2005 Filed Nov 8, 2005 00:05 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock-Restricted Stock Units | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000319201-05-000155 · edgardoc.xml · nonDerivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units will fully vest one year from date of grant and will not be deliverable until three years from the date of grant. Read SEC document |
| August 02, 2005 Filed Aug 3, 2005 23:47 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $51.35 | $0.00 |
DisclosureSEC source: 0000319201-05-000074 · edgardoc.xml · derivative · entry 2 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2015-08-02 Read SEC document |
| August 02, 2005 Filed Aug 15, 2005 18:40 UTC Amendment | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $51.35 | $0.00 |
DisclosureSEC source: 0000319201-05-000100 · edgardoc.xml · derivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2012-08-02 F1 · derivative.expiration_date: Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| May 11, 2005 Filed May 12, 2005 00:49 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $40.24 | $0.00 |
DisclosureSEC source: 0000319201-05-000040 · edgardoc.xml · derivative · entry 2 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2015-05-11 Read SEC document |
| January 25, 2005 Filed Jan 27, 2005 00:28 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $44.76 | $0.00 |
DisclosureSEC source: 0000319201-05-000013 · edgardoc.xml · derivative · entry 2 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2015-01-25 Read SEC document |
| October 18, 2004 Filed Oct 18, 2004 23:44 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $40.68 | $0.00 |
DisclosureSEC source: 0000319201-04-000148 · edgardoc.xml · derivative · entry 2 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2014-10-18 Read SEC document |
| November 05, 2003 Filed Nov 6, 2003 20:33 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $59.44 Strike: $59.44 | $297,200.00 |
DisclosureSEC source: 0000319201-03-000152 · edgardoc.xml · derivative · entry 3 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires 2013-11-05 Read SEC document |
| November 05, 2003 Filed Nov 6, 2003 20:33 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $59.44 Strike: $59.44 | $297,200.00 |
DisclosureSEC source: 0000319201-03-000152 · edgardoc.xml · derivative · entry 2 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2013-11-05 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.