Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Five9, Inc.FIVN · Entity 4346 | EVP, Telco Services & GM EMEA | June 06, 2022 | June 08, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Five9, Inc.
Report date June 06, 2022 · Filed June 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,887 |
Ending reported balance
After 2022-06-06 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2022-06-06 · Sale · Disposed 402 · Balance 34,161 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.02 to $99.62, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 2 · 2022-06-06 · Sale · Disposed 500 · Balance 33,661 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.23 to $99.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 3 · 2022-06-06 · Sale · Disposed 1,228 · Balance 32,433 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.28 to $100.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 4 · 2022-06-06 · Sale · Disposed 572 · Balance 31,861 F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.12 to $100.23, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 5 · 2022-06-06 · Sale · Disposed 974 · Balance 30,887 F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.38 to $101.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 4,500 |
Reported balance
Holding disclosure · report date 2022-06-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,500 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sales were to cover taxes upon the vesting of restricted stock units.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.02 to $99.62, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.23 to $99.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.28 to $100.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.12 to $100.23, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.38 to $101.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2018 Filed Jul 24, 2018 17:04 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,031 | $16.25 | $16,753.75 |
DisclosureSEC source: 0001288847-18-000117 · wf-form4_153246628236550.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 16:27 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,412 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-18-000115 · wf-form4_153211843408420.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,818 Underlying: Common Stock · 1,412 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 16:27 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,412 | $35.29 | $49,829.48 |
DisclosureSEC source: 0001288847-18-000115 · wf-form4_153211843408420.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,123 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.97 to $35.55, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 16:27 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,412 | $8.13 | $11,479.56 |
DisclosureSEC source: 0001288847-18-000115 · wf-form4_153211843408420.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 17:39 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000111 · wf-form4_153117233491069.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 1,750 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 17:39 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,750 | $35.14 | $61,495.00 |
DisclosureSEC source: 0001288847-18-000111 · wf-form4_153117233491069.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,123 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.97 to $35.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 17:39 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,750 | $4.25 | $7,437.50 |
DisclosureSEC source: 0001288847-18-000111 · wf-form4_153117233491069.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 17:09 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,032 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000105 · wf-form4_153004735879329.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,005 Underlying: Common Stock · 1,032 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 17:09 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,032 | $34.37 | $35,469.84 |
DisclosureSEC source: 0001288847-18-000105 · wf-form4_153004735879329.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,123 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.11 to $35.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 17:09 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,032 | $16.25 | $16,770.00 |
DisclosureSEC source: 0001288847-18-000105 · wf-form4_153004735879329.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 17:49 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,411 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-18-000102 · wf-form4_152944496645001.xml · derivative · entry 5 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,230 Underlying: Common Stock · 1,411 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 17:49 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,411 | $38.45 | $54,252.95 |
DisclosureSEC source: 0001288847-18-000102 · wf-form4_152944496645001.xml · nonDerivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,123 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.97 to $38.88, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 17:49 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,411 | $8.13 | $11,471.43 |
DisclosureSEC source: 0001288847-18-000102 · wf-form4_152944496645001.xml · nonDerivative · entry 3 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 17:49 UTC | Five9, Inc. FIVN · Entity 4346 | GiftCommon Stock | 11,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-18-000102 · wf-form4_152944496645001.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,325 F1 · shares: Shares gifted by the reporting person on June 14, 2018 to a revocable trust. F1 · balance_after: Shares gifted by the reporting person on June 14, 2018 to a revocable trust. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 17:49 UTC | Five9, Inc. FIVN · Entity 4346 | GiftCommon Stock | 11,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-18-000102 · wf-form4_152944496645001.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,123 F1 · shares: Shares gifted by the reporting person on June 14, 2018 to a revocable trust. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 17:29 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · derivative · entry 12 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 Underlying: Common Stock · 7,000 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 17:29 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,310 | $37.35 | $273,028.50 |
DisclosureSEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 8 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,448 F6 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $37.08, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $38.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 17:29 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,000 | $37.45 | $262,150.00 |
DisclosureSEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 7 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,758 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $38.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 17:29 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 7,000 | $4.25 | $29,750.00 |
DisclosureSEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 6 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:29 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,094 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · derivative · entry 11 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,037 Underlying: Common Stock · 3,094 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:29 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,234 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · derivative · entry 10 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,641 Underlying: Common Stock · 4,234 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:29 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionStock Option (right to buy) · Derivative | 3,907 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · derivative · entry 9 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,907 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option dated March 6,2014 is fully vested. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:29 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 11,235 | $36.94 | $415,020.90 |
DisclosureSEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 5 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,758 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.83 to $37.91, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:29 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 3,094 | $16.25 | $50,277.50 |
DisclosureSEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:29 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 4,234 | $8.13 | $34,422.42 |
DisclosureSEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 3 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:29 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 3,907 | $12.24 | $47,821.68 |
DisclosureSEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:29 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 6,852 | $36.56 | $250,509.12 |
DisclosureSEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,758 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.28 to $36.80, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 19:23 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,499 | $30.76 | $169,149.24 |
DisclosureSEC source: 0001288847-18-000037 · wf-form4_152046861594568.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,610 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.49 to $31.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 19:23 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 6,351 | $30.91 | $196,309.41 |
DisclosureSEC source: 0001288847-18-000037 · wf-form4_152046861594568.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,109 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.57 to $31.16, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,376 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · derivative · entry 17 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,131 Underlying: Common Stock · 12,376 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionStock Option (right to buy) · Derivative | 32,058 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · derivative · entry 16 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,907 Underlying: Common Stock · 32,058 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Option began vesting with respect to 25% of shares subject to the option one year after March 3, 2014, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 12,376 | $29.56 | $365,834.56 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 11 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,460 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.28 to $29.76, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 12,376 | $16.25 | $201,110.00 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 10 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 32,058 | $29.56 | $947,634.48 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 9 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,460 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.28 to $29.76, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 32,058 | $12.24 | $392,389.92 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 8 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | GrantEmployee Stock Option (right to buy) · Derivative | 42,874 | $0.00 Strike: $25.90 | $0.00 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · derivative · entry 15 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,874 Underlying: Common Stock · 42,874 shares Expires 2028-02-26 F6 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionStock Option (right to buy) · Derivative | 61,546 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · derivative · entry 14 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,965 Underlying: Common Stock · 61,546 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Option began vesting with respect to 25% of shares subject to the option one year after March 3, 2014, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,704 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · derivative · entry 13 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,875 Underlying: Common Stock · 12,704 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option began vesting in 48 equal monthly installments on the one-month anniversary of February 18, 2016. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,750 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · derivative · entry 12 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 15,750 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option began vesting in 48 equal monthly installments on the one-month anniversary of November 5, 2014. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 25,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 7 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,460 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 61,546 | $29.55 | $1,818,684.30 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 6 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,363 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.95 to $29.94, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 61,546 | $12.24 | $753,323.04 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 5 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 12,704 | $29.55 | $375,403.20 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,363 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.95 to $29.94, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 12,704 | $8.13 | $103,283.52 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 3 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 15,750 | $29.55 | $465,412.50 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,363 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.95 to $29.94, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 15,750 | $4.25 | $66,937.50 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Apr 2, 2018 20:36 UTC Amendment | Five9, Inc. FIVN · Entity 4346 | GrantEmployee Stock Option (right to buy) · Derivative | 59,211 | $0.00 Strike: $29.89 | $0.00 |
DisclosureSEC source: 0001288847-18-000051 · wf-form4a_152271575356666.xml · derivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,211 Underlying: Common Stock · 59,211 shares Expires 2028-02-26 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price and number of shares for the employee stock option granted to the Reporting Person on February 26, 2018, which was incorrectly listed in the original report. F1 · shares: This amendment is being filed to correct the exercise price and number of shares for the employee stock option granted to the Reporting Person on February 26, 2018, which was incorrectly listed in the original report. F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018. Read SEC document |
| February 16, 2018 Filed Feb 16, 2018 16:15 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 2,351 | $27.21 | $63,970.71 |
DisclosureSEC source: 0001288847-18-000009 · wf-form4_151881569063429.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,363 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.99 to $27.41, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 16, 2018 Filed Feb 16, 2018 16:15 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,552 | $27.01 | $41,919.52 |
DisclosureSEC source: 0001288847-18-000009 · wf-form4_151881569063429.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,714 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.65 to $27.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 20:08 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,218 | $23.27 | $121,422.86 |
DisclosureSEC source: 0001288847-17-000148 · wf-form4_151252250927448.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,266 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.42, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.