Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Five9, Inc.FIVN · Entity 4346 | EVP, Telco Services & GM EMEA | June 06, 2022 | June 08, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Five9, Inc.
Report date June 06, 2022 · Filed June 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,887 |
Ending reported balance
After 2022-06-06 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2022-06-06 · Sale · Disposed 402 · Balance 34,161 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.02 to $99.62, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 2 · 2022-06-06 · Sale · Disposed 500 · Balance 33,661 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.23 to $99.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 3 · 2022-06-06 · Sale · Disposed 1,228 · Balance 32,433 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.28 to $100.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 4 · 2022-06-06 · Sale · Disposed 572 · Balance 31,861 F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.12 to $100.23, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 5 · 2022-06-06 · Sale · Disposed 974 · Balance 30,887 F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.38 to $101.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 4,500 |
Reported balance
Holding disclosure · report date 2022-06-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,500 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sales were to cover taxes upon the vesting of restricted stock units.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.02 to $99.62, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.23 to $99.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.28 to $100.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.12 to $100.23, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.38 to $101.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2017 Filed Dec 5, 2017 20:08 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 6,674 | $23.83 | $159,041.42 |
DisclosureSEC source: 0001288847-17-000148 · wf-form4_151252250927448.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,484 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.67 to $24.29, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 15:23 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionStock Option (right to buy) · Derivative | 39,989 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0001288847-17-000141 · wf-form4_151155498275571.xml · derivative · entry 6 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,511 Underlying: Common Stock · 39,989 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option one year after March 3, 2014, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 15:23 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 39,989 | $24.55 | $981,729.95 |
DisclosureSEC source: 0001288847-17-000141 · wf-form4_151155498275571.xml · nonDerivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,158 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.69, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 15:23 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 39,989 | $12.24 | $489,465.36 |
DisclosureSEC source: 0001288847-17-000141 · wf-form4_151155498275571.xml · nonDerivative · entry 3 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 15:23 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0001288847-17-000141 · wf-form4_151155498275571.xml · derivative · entry 5 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,500 Underlying: Common Stock · 50,000 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option one year after March 3, 2014, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 15:23 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 50,000 | $24.75 | $1,237,500.00 |
DisclosureSEC source: 0001288847-17-000141 · wf-form4_151155498275571.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,158 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.60 to $25.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 15:23 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 50,000 | $12.24 | $612,000.00 |
DisclosureSEC source: 0001288847-17-000141 · wf-form4_151155498275571.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 16:06 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,875 | $25.39 | $47,606.25 |
DisclosureSEC source: 0001288847-17-000135 · wf-form4_151095279962194.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,158 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.32 to $25.45, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 16:06 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 2,027 | $25.21 | $51,100.67 |
DisclosureSEC source: 0001288847-17-000135 · wf-form4_151095279962194.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,033 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.12 to $25.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 17:41 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,289 | $21.41 | $113,237.49 |
DisclosureSEC source: 0001288847-17-000120 · wf-form4_150482047569667.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,060 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 to $21.41, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 17:41 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 6,589 | $21.14 | $139,291.46 |
DisclosureSEC source: 0001288847-17-000120 · wf-form4_150482047569667.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,349 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.93 to $21.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 19:24 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,861 | $20.78 | $38,671.58 |
DisclosureSEC source: 0001288847-17-000114 · wf-form4_150301223992666.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,938 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.65 to $20.94, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 19:24 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 2,042 | $20.97 | $42,820.74 |
DisclosureSEC source: 0001288847-17-000114 · wf-form4_150301223992666.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,799 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.96 to $20.98, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 17:17 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 784 | $20.99 | $16,456.16 |
DisclosureSEC source: 0001288847-17-000110 · wf-form4_150239982821851.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,841 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.98 to $20.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 18:16 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,186 | $24.03 | $124,619.58 |
DisclosureSEC source: 0001288847-17-000096 · wf-form4_149678737437877.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,625 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.98 to $24.08, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 18:16 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,908 | $23.89 | $141,142.12 |
DisclosureSEC source: 0001288847-17-000096 · wf-form4_149678737437877.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,811 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.78 to $24.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 23, 2017 Filed May 23, 2017 19:26 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 306 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · derivative · entry 8 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,500 Underlying: Common Stock · 306 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| May 23, 2017 Filed May 23, 2017 19:26 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 306 | $21.86 | $6,689.16 |
DisclosureSEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · nonDerivative · entry 5 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,719 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. Read SEC document |
| May 23, 2017 Filed May 23, 2017 19:26 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 306 | $4.25 | $1,300.50 |
DisclosureSEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · nonDerivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 19:26 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,171 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · derivative · entry 7 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,579 Underlying: Common Stock · 21,171 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of March 9, 2016. Read SEC document |
| May 22, 2017 Filed May 23, 2017 19:26 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,194 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · derivative · entry 6 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,806 Underlying: Common Stock · 24,194 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| May 22, 2017 Filed May 23, 2017 19:26 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 45,365 | $21.61 | $980,337.65 |
DisclosureSEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · nonDerivative · entry 3 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,719 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.37 to $21.85, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 22, 2017 Filed May 23, 2017 19:26 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 21,171 | $8.13 | $172,120.23 |
DisclosureSEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 19:26 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 24,194 | $4.25 | $102,824.50 |
DisclosureSEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 16, 2017 19:16 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,902 | $21.82 | $85,141.64 |
DisclosureSEC source: 0001288847-17-000079 · wf-form4_149497656965873.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,719 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.67 to $21.91, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 21:01 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,609 | $16.34 | $58,971.06 |
DisclosureSEC source: 0001288847-17-000058 · wf-form4_148945326328291.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,621 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.24 to $16.43, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 19:22 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 9,062 | $16.36 | $148,254.32 |
DisclosureSEC source: 0001288847-17-000047 · wf-form4_148901893084588.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,230 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.22 to $16.48, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:24 UTC | Five9, Inc. FIVN · Entity 4346 | GrantEmployee Stock Option (right to buy) · Derivative | 49,507 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-17-000034 · wf-form4_148824866430125.xml · derivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,507 Underlying: Common Stock · 49,507 shares Expires 2027-02-23 F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:24 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-17-000034 · wf-form4_148824866430125.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,292 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 20:38 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,902 | $16.55 | $64,578.10 |
DisclosureSEC source: 0001288847-17-000020 · wf-form4_148781388435412.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,292 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.49 to $16.65, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 06, 2016 Filed Dec 6, 2016 20:27 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,385 | $13.93 | $61,083.05 |
DisclosureSEC source: 0001288847-16-000158 · wf-form4_148107402019504.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,920 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.67 to $14.08, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 20:27 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,048 | $14.28 | $14,965.44 |
DisclosureSEC source: 0001288847-16-000158 · wf-form4_148107402019504.xml · nonDerivative · entry 5 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,194 F4 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.27 to $14.28, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 20:27 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,226 | $14.26 | $46,002.76 |
DisclosureSEC source: 0001288847-16-000158 · wf-form4_148107402019504.xml · nonDerivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,242 F4 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.25 to $14.27, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 20:27 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,452 | $14.26 | $20,705.52 |
DisclosureSEC source: 0001288847-16-000158 · wf-form4_148107402019504.xml · nonDerivative · entry 3 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,468 F4 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.26 to $14.27, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 20:27 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 2,813 | $14.29 | $40,197.77 |
DisclosureSEC source: 0001288847-16-000158 · wf-form4_148107402019504.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,305 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.12 to $14.40, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:07 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 2,039 | $15.25 | $31,094.75 |
DisclosureSEC source: 0001288847-16-000150 · wf-form4_147950321906553.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,118 F3 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:07 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,767 | $15.09 | $87,024.03 |
DisclosureSEC source: 0001288847-16-000150 · wf-form4_147950321906553.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,157 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.98 to $15.31, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 16:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 2,812 | $15.91 | $44,738.92 |
DisclosureSEC source: 0001288847-16-000122 · wf-form4_147328080757686.xml · nonDerivative · entry 5 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,924 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.71 to $16.16, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 16:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 17,240 | $15.60 | $268,944.00 |
DisclosureSEC source: 0001288847-16-000122 · wf-form4_147328080757686.xml · nonDerivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,736 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.54 to $15.68, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 16:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 764 | $15.92 | $12,162.88 |
DisclosureSEC source: 0001288847-16-000122 · wf-form4_147328080757686.xml · nonDerivative · entry 3 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,976 F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 16:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 9,507 | $15.72 | $149,450.04 |
DisclosureSEC source: 0001288847-16-000122 · wf-form4_147328080757686.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,740 F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.71 to $15.74, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 16:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,065 | $15.80 | $16,827.00 |
DisclosureSEC source: 0001288847-16-000122 · wf-form4_147328080757686.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,247 F1 · kind: The reported sales were to cover taxes upon the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.