Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Five9, Inc.FIVN · Entity 4346 | EVP, Telco Services & GM EMEA | June 06, 2022 | June 08, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Five9, Inc.
Report date June 06, 2022 · Filed June 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,887 |
Ending reported balance
After 2022-06-06 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2022-06-06 · Sale · Disposed 402 · Balance 34,161 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.02 to $99.62, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 2 · 2022-06-06 · Sale · Disposed 500 · Balance 33,661 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.23 to $99.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 3 · 2022-06-06 · Sale · Disposed 1,228 · Balance 32,433 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.28 to $100.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 4 · 2022-06-06 · Sale · Disposed 572 · Balance 31,861 F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.12 to $100.23, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 5 · 2022-06-06 · Sale · Disposed 974 · Balance 30,887 F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.38 to $101.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 4,500 |
Reported balance
Holding disclosure · report date 2022-06-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,500 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sales were to cover taxes upon the vesting of restricted stock units.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.02 to $99.62, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.23 to $99.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.28 to $100.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.12 to $100.23, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.38 to $101.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2019 Filed Jan 23, 2019 18:38 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,412 | $47.65 | $67,281.80 |
DisclosureSEC source: 0001288847-19-000005 · wf-form4_154828671514858.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,799 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.92 to $48.44, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 18:38 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,412 | $8.13 | $11,479.56 |
DisclosureSEC source: 0001288847-19-000005 · wf-form4_154828671514858.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 16:12 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,031 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000175 · wf-form4_154594513560641.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,817 Underlying: Common Stock · 1,031 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 16:12 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,031 | $39.57 | $40,796.67 |
DisclosureSEC source: 0001288847-18-000175 · wf-form4_154594513560641.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,799 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.90 to $40.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 16:12 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,031 | $16.25 | $16,753.75 |
DisclosureSEC source: 0001288847-18-000175 · wf-form4_154594513560641.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 16:03 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,411 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-18-000172 · wf-form4_154525338206230.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,761 Underlying: Common Stock · 1,411 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 16:03 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,411 | $42.08 | $59,374.88 |
DisclosureSEC source: 0001288847-18-000172 · wf-form4_154525338206230.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,799 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.38 to $42.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 16:03 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,411 | $8.13 | $11,471.43 |
DisclosureSEC source: 0001288847-18-000172 · wf-form4_154525338206230.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 17:48 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 6,997 | $40.78 | $285,337.66 |
DisclosureSEC source: 0001288847-18-000171 · wf-form4_154422290286780.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,799 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 17:48 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,165 | $41.92 | $300,356.80 |
DisclosureSEC source: 0001288847-18-000171 · wf-form4_154422290286780.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,796 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.55 to $42.40, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 17:28 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,032 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000165 · wf-form4_154335766494268.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,848 Underlying: Common Stock · 1,032 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 17:28 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,032 | $37.74 | $38,947.68 |
DisclosureSEC source: 0001288847-18-000165 · wf-form4_154335766494268.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,961 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.03 to $37.95, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 17:28 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,032 | $16.25 | $16,770.00 |
DisclosureSEC source: 0001288847-18-000165 · wf-form4_154335766494268.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,412 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-18-000163 · wf-form4_154275718807166.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,172 Underlying: Common Stock · 1,412 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,412 | $39.82 | $56,225.84 |
DisclosureSEC source: 0001288847-18-000163 · wf-form4_154275718807166.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,961 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.41 to $42.70, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,412 | $8.13 | $11,479.56 |
DisclosureSEC source: 0001288847-18-000163 · wf-form4_154275718807166.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 16:22 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000160 · wf-form4_154153931931646.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,750 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 16:22 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,750 | $37.99 | $66,482.50 |
DisclosureSEC source: 0001288847-18-000160 · wf-form4_154153931931646.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,961 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.32 to $39.17, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 16:22 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,750 | $4.25 | $7,437.50 |
DisclosureSEC source: 0001288847-18-000160 · wf-form4_154153931931646.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2018 Filed Oct 23, 2018 18:30 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,031 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000150 · wf-form4_154033378786451.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,880 Underlying: Common Stock · 1,031 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| October 23, 2018 Filed Oct 23, 2018 18:30 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,031 | $37.47 | $38,631.57 |
DisclosureSEC source: 0001288847-18-000150 · wf-form4_154033378786451.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,961 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.97 to $37.89, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 23, 2018 Filed Oct 23, 2018 18:30 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,031 | $16.25 | $16,753.75 |
DisclosureSEC source: 0001288847-18-000150 · wf-form4_154033378786451.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2018 Filed Oct 22, 2018 16:02 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,411 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-18-000148 · wf-form4_154023854190613.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,584 Underlying: Common Stock · 1,411 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| October 18, 2018 Filed Oct 22, 2018 16:02 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,411 | $39.10 | $55,170.10 |
DisclosureSEC source: 0001288847-18-000148 · wf-form4_154023854190613.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,961 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.80 to $39.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 18, 2018 Filed Oct 22, 2018 16:02 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,411 | $8.13 | $11,471.43 |
DisclosureSEC source: 0001288847-18-000148 · wf-form4_154023854190613.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 16:56 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000146 · wf-form4_153911859787270.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 1,750 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 16:56 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,750 | $40.51 | $70,892.50 |
DisclosureSEC source: 0001288847-18-000146 · wf-form4_153911859787270.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,961 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.03 to $41.19, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 16:56 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,750 | $4.25 | $7,437.50 |
DisclosureSEC source: 0001288847-18-000146 · wf-form4_153911859787270.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2018 Filed Sep 24, 2018 19:01 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,031 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000143 · wf-form4_153783009762926.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,911 Underlying: Common Stock · 1,031 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| September 24, 2018 Filed Sep 24, 2018 19:01 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,031 | $43.47 | $44,817.57 |
DisclosureSEC source: 0001288847-18-000143 · wf-form4_153783009762926.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,961 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.75 to $43.96, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 24, 2018 Filed Sep 24, 2018 19:01 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,031 | $16.25 | $16,753.75 |
DisclosureSEC source: 0001288847-18-000143 · wf-form4_153783009762926.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 19:10 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,412 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-18-000141 · wf-form4_153739861274742.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,995 Underlying: Common Stock · 1,412 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 19:10 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,412 | $46.32 | $65,403.84 |
DisclosureSEC source: 0001288847-18-000141 · wf-form4_153739861274742.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,961 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.04 to $46.66, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 19:10 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,412 | $8.13 | $11,479.56 |
DisclosureSEC source: 0001288847-18-000141 · wf-form4_153739861274742.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2018 Filed Sep 5, 2018 20:48 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000140 · wf-form4_153619487533472.xml · derivative · entry 6 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 1,750 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| September 05, 2018 Filed Sep 5, 2018 20:48 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,750 | $46.71 | $81,742.50 |
DisclosureSEC source: 0001288847-18-000140 · wf-form4_153619487533472.xml · nonDerivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,961 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.83 to $48.28, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 05, 2018 Filed Sep 5, 2018 20:48 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,750 | $4.25 | $7,437.50 |
DisclosureSEC source: 0001288847-18-000140 · wf-form4_153619487533472.xml · nonDerivative · entry 3 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2018 Filed Sep 5, 2018 20:48 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,072 | $46.98 | $332,242.56 |
DisclosureSEC source: 0001288847-18-000140 · wf-form4_153619487533472.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,961 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.05 to $48.28, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 20:48 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,090 | $47.66 | $337,909.40 |
DisclosureSEC source: 0001288847-18-000140 · wf-form4_153619487533472.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,033 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $48.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 16:12 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,032 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000136 · wf-form4_153514153295140.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,942 Underlying: Common Stock · 1,032 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 16:12 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,032 | $45.97 | $47,441.04 |
DisclosureSEC source: 0001288847-18-000136 · wf-form4_153514153295140.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,123 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.42 to $46.33, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 16:12 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,032 | $16.25 | $16,770.00 |
DisclosureSEC source: 0001288847-18-000136 · wf-form4_153514153295140.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 18:29 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,411 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-18-000135 · wf-form4_153497696277315.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,407 Underlying: Common Stock · 1,411 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 18:29 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,411 | $44.19 | $62,352.09 |
DisclosureSEC source: 0001288847-18-000135 · wf-form4_153497696277315.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,123 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.93 to $44.71, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 18:29 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,411 | $8.13 | $11,471.43 |
DisclosureSEC source: 0001288847-18-000135 · wf-form4_153497696277315.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2018 Filed Aug 6, 2018 20:22 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000131 · wf-form4_153360134822052.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock · 1,750 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| August 06, 2018 Filed Aug 6, 2018 20:22 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,750 | $34.42 | $60,235.00 |
DisclosureSEC source: 0001288847-18-000131 · wf-form4_153360134822052.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,123 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.94 to $34.66, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 06, 2018 Filed Aug 6, 2018 20:22 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,750 | $4.25 | $7,437.50 |
DisclosureSEC source: 0001288847-18-000131 · wf-form4_153360134822052.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 17:04 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,031 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-18-000117 · wf-form4_153246628236550.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,974 Underlying: Common Stock · 1,031 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 17:04 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,031 | $35.94 | $37,054.14 |
DisclosureSEC source: 0001288847-18-000117 · wf-form4_153246628236550.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,123 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.14 to $36.39, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.