Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Five9, Inc.FIVN · Entity 4346 | EVP, Telco Services & GM EMEA | June 06, 2022 | June 08, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Five9, Inc.
Report date June 06, 2022 · Filed June 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,887 |
Ending reported balance
After 2022-06-06 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2022-06-06 · Sale · Disposed 402 · Balance 34,161 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.02 to $99.62, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 2 · 2022-06-06 · Sale · Disposed 500 · Balance 33,661 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.23 to $99.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 3 · 2022-06-06 · Sale · Disposed 1,228 · Balance 32,433 F1: The reported sales were to cover taxes upon the vesting of restricted stock units. F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.28 to $100.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 4 · 2022-06-06 · Sale · Disposed 572 · Balance 31,861 F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.12 to $100.23, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 5 · 2022-06-06 · Sale · Disposed 974 · Balance 30,887 F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.38 to $101.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 4,500 |
Reported balance
Holding disclosure · report date 2022-06-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,500 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sales were to cover taxes upon the vesting of restricted stock units.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.02 to $99.62, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.23 to $99.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.28 to $100.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.12 to $100.23, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.38 to $101.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2019 Filed Dec 6, 2019 17:08 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,244 | $67.25 | $218,159.00 |
DisclosureSEC source: 0001288847-19-000146 · wf-form4_157567006558132.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,041 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.03 to $67.42, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 100 | $62.15 | $6,215.00 |
DisclosureSEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 8 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,285 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2019. Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,357 | $61.27 | $205,683.39 |
DisclosureSEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 7 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,385 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.91 to $61.59, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 3,042 | $60.32 | $183,493.44 |
DisclosureSEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 6 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,742 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.85 to $60.85, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,701 | $0.00 Strike: $29.89 | $0.00 |
DisclosureSEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · derivative · entry 12 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,007 Underlying: Common Stock · 3,701 shares Expires 2028-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,094 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · derivative · entry 11 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,566 Underlying: Common Stock · 3,094 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,235 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · derivative · entry 10 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,469 Underlying: Common Stock · 4,235 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 6,318 | $62.06 | $392,095.08 |
DisclosureSEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 5 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,784 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2019. F3 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.69 to $62.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 11,030 | $62.06 | $684,521.80 |
DisclosureSEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,102 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.71 to $62.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 3,701 | $29.89 | $110,622.89 |
DisclosureSEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 3 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 3,094 | $16.25 | $50,277.50 |
DisclosureSEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 18:40 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 4,235 | $8.13 | $34,430.55 |
DisclosureSEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 17:23 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,503 | $0.00 Strike: $29.89 | $0.00 |
DisclosureSEC source: 0001288847-19-000107 · wf-form4_156478097731901.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,708 Underlying: Common Stock · 18,503 shares Expires 2028-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 17:23 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 18,503 | $60.00 | $1,110,180.00 |
DisclosureSEC source: 0001288847-19-000107 · wf-form4_156478097731901.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,102 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 17:23 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 18,503 | $29.89 | $553,054.67 |
DisclosureSEC source: 0001288847-19-000107 · wf-form4_156478097731901.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2019 Filed Jun 7, 2019 17:22 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,031 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-19-000087 · wf-form4_155994256386380.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,660 Underlying: Common Stock · 1,031 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| June 07, 2019 Filed Jun 7, 2019 17:22 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 5,500 | $50.00 | $275,000.00 |
DisclosureSEC source: 0001288847-19-000087 · wf-form4_155994256386380.xml · nonDerivative · entry 3 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,825 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. Read SEC document |
| June 07, 2019 Filed Jun 7, 2019 17:22 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,031 | $50.00 | $51,550.00 |
DisclosureSEC source: 0001288847-19-000087 · wf-form4_155994256386380.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,102 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. Read SEC document |
| June 07, 2019 Filed Jun 7, 2019 17:22 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,031 | $16.25 | $16,753.75 |
DisclosureSEC source: 0001288847-19-000087 · wf-form4_155994256386380.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 17:07 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 6,415 | $48.17 | $309,010.55 |
DisclosureSEC source: 0001288847-19-000085 · wf-form4_155985523097111.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,102 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.64 to $48.59, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 17:07 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 6,400 | $46.60 | $298,240.00 |
DisclosureSEC source: 0001288847-19-000085 · wf-form4_155985523097111.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,517 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.17 to $47.26, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 20, 2019 Filed May 20, 2019 20:27 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,411 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-19-000071 · wf-form4_155839845657226.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,704 Underlying: Common Stock · 1,411 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| May 20, 2019 Filed May 20, 2019 20:27 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,411 | $49.42 | $69,731.62 |
DisclosureSEC source: 0001288847-19-000071 · wf-form4_155839845657226.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,917 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.93 to $49.80 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 20, 2019 Filed May 20, 2019 20:27 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,411 | $8.13 | $11,471.43 |
DisclosureSEC source: 0001288847-19-000071 · wf-form4_155839845657226.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 18:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,032 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-19-000056 · wf-form4_155614470737453.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,691 Underlying: Common Stock · 1,032 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 18:25 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,032 | $51.16 | $52,797.12 |
DisclosureSEC source: 0001288847-19-000056 · wf-form4_155614470737453.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,917 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.60 to $51.50, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 18:25 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,032 | $16.25 | $16,770.00 |
DisclosureSEC source: 0001288847-19-000056 · wf-form4_155614470737453.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2019 Filed Apr 18, 2019 18:55 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,412 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-19-000055 · wf-form4_155562810848324.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,115 Underlying: Common Stock · 1,412 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| April 18, 2019 Filed Apr 18, 2019 18:55 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,412 | $49.07 | $69,286.84 |
DisclosureSEC source: 0001288847-19-000055 · wf-form4_155562810848324.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,917 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $49.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 18, 2019 Filed Apr 18, 2019 18:55 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,412 | $8.13 | $11,479.56 |
DisclosureSEC source: 0001288847-19-000055 · wf-form4_155562810848324.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 16:01 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,031 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-19-000044 · wf-form4_155371687625393.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,723 Underlying: Common Stock · 1,031 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 16:01 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,031 | $53.11 | $54,756.41 |
DisclosureSEC source: 0001288847-19-000044 · wf-form4_155371687625393.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,917 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.55 to $53.55, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 16:01 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,031 | $16.25 | $16,753.75 |
DisclosureSEC source: 0001288847-19-000044 · wf-form4_155371687625393.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 19:22 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,411 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-19-000040 · wf-form4_155303772454193.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,527 Underlying: Common Stock · 1,411 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 19:22 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,411 | $55.09 | $77,731.99 |
DisclosureSEC source: 0001288847-19-000040 · wf-form4_155303772454193.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,917 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.59 to $55.93, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 19:22 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,411 | $8.13 | $11,471.43 |
DisclosureSEC source: 0001288847-19-000040 · wf-form4_155303772454193.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 5, 2019 18:58 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,203 | $51.57 | $371,458.71 |
DisclosureSEC source: 0001288847-19-000036 · wf-form4_155183031986472.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,917 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.15 to $52.48, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 18:58 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 4,148 | $51.86 | $215,115.28 |
DisclosureSEC source: 0001288847-19-000036 · wf-form4_155183031986472.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,120 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.61 to $54.86, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,031 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-19-000030 · wf-form4_155122396706487.xml · derivative · entry 6 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,754 Underlying: Common Stock · 1,031 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,031 | $53.30 | $54,952.30 |
DisclosureSEC source: 0001288847-19-000030 · wf-form4_155122396706487.xml · nonDerivative · entry 3 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,268 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.95 to $53.71, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,031 | $16.25 | $16,753.75 |
DisclosureSEC source: 0001288847-19-000030 · wf-form4_155122396706487.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | GrantEmployee Stock Option (right to buy) · Derivative | 16,990 | $0.00 Strike: $53.00 | $0.00 |
DisclosureSEC source: 0001288847-19-000030 · wf-form4_155122396706487.xml · derivative · entry 5 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,990 Underlying: Common Stock · 16,990 shares Expires 2029-02-22 F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:33 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 23,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-19-000030 · wf-form4_155122396706487.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,268 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 16:49 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,411 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-19-000015 · wf-form4_155078577484342.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,938 Underlying: Common Stock · 1,411 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 16:49 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,411 | $54.41 | $76,772.51 |
DisclosureSEC source: 0001288847-19-000015 · wf-form4_155078577484342.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,799 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.18 to $54.70, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 16:49 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,411 | $8.13 | $11,471.43 |
DisclosureSEC source: 0001288847-19-000015 · wf-form4_155078577484342.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 16:34 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,032 | $0.00 Strike: $16.25 | $0.00 |
DisclosureSEC source: 0001288847-19-000007 · wf-form4_154836564382224.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,785 Underlying: Common Stock · 1,032 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 16:34 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 1,032 | $46.17 | $47,647.44 |
DisclosureSEC source: 0001288847-19-000007 · wf-form4_154836564382224.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,799 F1 · shares: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 28, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.35 to $47.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 16:34 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 1,032 | $16.25 | $16,770.00 |
DisclosureSEC source: 0001288847-19-000007 · wf-form4_154836564382224.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 18:38 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,412 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001288847-19-000005 · wf-form4_154828671514858.xml · derivative · entry 4 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,349 Underlying: Common Stock · 1,412 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.