Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDFMO · Entity 145571 | Director · Trustee | December 26, 2019 | December 26, 2019 |
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF · Entity 4471 | Director · Trustee | November 13, 2019 | November 15, 2019 |
| Guggenheim Active Allocation FundGUG · Entity 5458 | Director · TRUSTEE | June 09, 2022 | June 09, 2022 |
| Guggenheim Credit Allocation FundGGM · Entity 144888 | Director · Trustee | November 13, 2019 | November 15, 2019 |
| Guggenheim Energy & Income FundXGEIX · Entity 153755 | Director · Trustee | November 13, 2019 | November 15, 2019 |
| Guggenheim Enhanced Equity Income FundGPM · Entity 143309 | Director · Trustee | November 13, 2019 | November 15, 2019 |
| Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustGBAB · Entity 5709 | Director · Trustee | November 13, 2019 | November 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND
Report date December 26, 2019 · Filed December 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,200 |
Reported balance
After 2019-12-26 transaction · row 1
1 source rowRow 1 · 2019-12-26 · Purchase · Acquired 1,200 · Balance 1,200 |
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Report date November 13, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Active Allocation Fund
Report date June 09, 2022 · Filed June 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2022-06-09 transaction · row 1
1 source rowRow 1 · 2022-06-09 · Purchase · Acquired 1,000 · Balance 1,000 |
Guggenheim Credit Allocation Fund
Report date November 13, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Energy & Income Fund
Report date November 13, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Enhanced Equity Income Fund
Report date November 13, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
Report date November 13, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2022 Filed Jun 9, 2022 18:07 UTC | Guggenheim Active Allocation Fund GUG · Entity 5458 | PurchaseCommon Stock | 1,000 | $15.04 | $15,040.00 |
DisclosureSEC source: 0001415889-22-006351 · form4-06092022_110616.xml · nonDerivative · entry 1 SPONEM SANDRA G · CIK 0001271855 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 26, 2019 Filed Dec 26, 2019 15:27 UTC | FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND FMO · Entity 145571 | PurchaseCommon Stock | 1,200 | $8.24 | $9,888.72 |
DisclosureSEC source: 0001179110-19-013150 · edgar.xml · nonDerivative · entry 1 SPONEM SANDRA G · CIK 0001271855 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.