Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EBAY INCEBAY · Entity 3045 | Director | August 25, 2021 | August 27, 2021 |
| GoPro, Inc.GPRO · Entity 6232 | Director | December 06, 2017 | December 08, 2017 |
| MICROSOFT CORPMSFT · Entity 1016 | EVP, Bus Dev/Evangelism | February 18, 2014 | February 19, 2014 |
| Okta, Inc.OKTA · Entity 3154 | Director | June 17, 2026 | June 22, 2026 |
| Virgin Galactic Holdings, IncIPOA · Entity 5565 | Director | September 13, 2017 | September 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EBAY INC
Report date August 25, 2021 · Filed August 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,360 |
Reported balance
After 2021-08-25 transaction · row 1
1 source rowRow 1 · 2021-08-25 · Sale · Disposed 19,060 · Balance 20,360 F1: Represents the weighted average price of shares sold at prices that ranged from $74.04 to $74.25. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 140 |
Reported balance
Holding disclosure · report date 2021-08-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 140 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average price of shares sold at prices that ranged from $74.04 to $74.25. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
GoPro, Inc.
Report date December 06, 2017 · Filed December 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 99,459 |
Reported balance
After 2017-12-06 transaction · row 1
1 source rowRow 1 · 2017-12-06 · Sale · Disposed 17,023 · Balance 99,459 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at sales prices ranging from $7.90 to $8.155, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at sales prices ranging from $7.90 to $8.155, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
MICROSOFT CORP
Report date February 18, 2014 · Filed February 19, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 601,777 |
Ending reported balance
After 2014-02-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2014-02-18 · Exercise / conversion · Acquired 14,000 · Balance 615,777 F1: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. Row 2 · 2014-02-18 · Sale · Disposed 14,000 · Balance 601,777 F1: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. F2: This transaction was executed in multiple trades at prices ranging from $37.41 to $37.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person.
F2: This transaction was executed in multiple trades at prices ranging from $37.41 to $37.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Okta, Inc.
Report date June 17, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 6,553 |
Ending reported balance
After 2026-06-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-17 · Exercise / conversion · Acquired 2,487 · Balance 4,520 Row 2 · 2026-06-21 · Exercise / conversion · Acquired 2,033 · Balance 6,553 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-17 · Exercise / conversion · Disposed 2,487 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2: The RSUs vested in full on June 17, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,080 |
Reported balance
After 2026-06-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-18 · Grant · Acquired 2,080 · Balance 2,080 F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F3: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,033 |
Reported balance
After 2026-06-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-06-21 · Exercise / conversion · Disposed 2,033 · Balance 2,033 F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F4: 33-1/3% of the shares underlying the RSU vested on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2: The RSUs vested in full on June 17, 2026.
F3: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.
F4: 33-1/3% of the shares underlying the RSU vested on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.
Virgin Galactic Holdings, Inc
Report date September 13, 2017 · Filed September 14, 2017
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
VMWARE LLC
Report date November 22, 2023 · Filed November 22, 2023
Section 16 reporting ended · disclosed 2023-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-11-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-22 · Disposition to issuer · Disposed 19,036 · Balance 1,482 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent. F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration"). Row 2 · 2023-11-22 · Disposition to issuer · Disposed 1,482 · Balance 0 F3: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent.
F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration").
F3: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2026 Filed Jun 22, 2026 22:06 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-26-000001 · wk-form4_1782165959.xml · derivative · entry 5 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,033 Underlying: Class A Common Stock · 2,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: 33-1/3% of the shares underlying the RSU vested on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. F4 · derivative.expiration_date: 33-1/3% of the shares underlying the RSU vested on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. Read SEC document |
| June 21, 2026 Filed Jun 22, 2026 22:06 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-26-000001 · wk-form4_1782165959.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2026 Filed Jun 22, 2026 22:06 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 2,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-26-000001 · wk-form4_1782165959.xml · derivative · entry 4 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,080 Underlying: Class A Common Stock · 2,080 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. F3 · derivative.expiration_date: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 22:06 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-26-000001 · wk-form4_1782165959.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vested in full on June 17, 2026. F2 · derivative.expiration_date: The RSUs vested in full on June 17, 2026. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 22:06 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-26-000001 · wk-form4_1782165959.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2025 Filed Jun 24, 2025 23:37 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 2,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-25-000110 · wk-form4_1750808237.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,487 Underlying: Class A Common Stock · 2,487 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest in full on the earlier of June 24, 2026 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. F3 · derivative.expiration_date: The RSUs vest in full on the earlier of June 24, 2026 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 21, 2025 Filed Jun 24, 2025 23:37 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-25-000110 · wk-form4_1750808237.xml · derivative · entry 2 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,066 Underlying: Class A Common Stock · 2,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: 33-1/3% of the shares underlying the RSU vested on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. F2 · derivative.expiration_date: 33-1/3% of the shares underlying the RSU vested on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. Read SEC document |
| June 21, 2025 Filed Jun 24, 2025 23:37 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-25-000110 · wk-form4_1750808237.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 22:07 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 6,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-24-000113 · wk-form4_1719353248.xml · derivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,099 Underlying: Class A Common Stock · 6,099 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: 33-1/3% of the shares underlying the RSU shall vest on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. F2 · derivative.expiration_date: 33-1/3% of the shares underlying the RSU shall vest on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. Read SEC document |
| November 22, 2023 Filed Nov 22, 2023 14:22 UTC | VMWARE LLC VMW · Entity 11690 | Disposition to issuerClass A Common Stock | 1,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-020467 · doc4.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · shares: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration. F3 · price: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration. Read SEC document |
| November 22, 2023 Filed Nov 22, 2023 14:22 UTC | VMWARE LLC VMW · Entity 11690 | Disposition to issuerClass A Common Stock | 19,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-020467 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,482 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent. F2 · shares: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration"). F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent. F2 · price: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration"). Read SEC document |
| July 13, 2023 Filed Jul 14, 2023 20:13 UTC Amendment | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 1,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042330 · doc4a.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,518 F1 · shares: This amendment is being filed to correctly report the reporting person's July 14, 2023 Form 4 in its entirety. The earlier-filed July 14, 2023 Form 4 inadvertently re-reported information from the reporting person's prior-year Form 4 filing. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 19:26 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 2,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042186 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,542 F1 · balance_after: Reflects equitable adjustment to the number of unvested RSUs as of November 1, 2021 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2191. Read SEC document |
| July 12, 2022 Filed Jul 14, 2023 19:17 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 2,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042313 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,542 F1 · balance_after: Reflects equitable adjustment to the number of unvested RSUs as of November 1, 2021 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2191. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 21:50 UTC | EBAY INC EBAY · Entity 3045 | SaleCommon Stock | 19,060 | $74.12 | $1,412,738.64 |
DisclosureSEC source: 0001580378-21-000005 · edgardoc.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,360 F1 · price: Represents the weighted average price of shares sold at prices that ranged from $74.04 to $74.25. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 19:36 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-048237 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 22:06 UTC | EBAY INC EBAY · Entity 3045 | GrantRestricted Stock Units -2 · Derivative | 3,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-21-000002 · edgardoc.xml · derivative · entry 4 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,791 Underlying: Common Stock · 3,791 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 22:06 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionRestricted Stock Units -1 · Derivative | 4,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-21-000002 · edgardoc.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 22:06 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionCommon Stock | 4,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-21-000002 · edgardoc.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 19:40 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 1,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042998 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,380 Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 20:12 UTC | EBAY INC EBAY · Entity 3045 | GrantRestricted Stock Units -1 · Derivative | 4,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-20-000002 · edgardoc.xml · derivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,873 Underlying: Common Stock · 4,873 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 20:34 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionRestricted Stock Units -1 · Derivative | 6,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001211665-20-000006 · edgardoc.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 20:34 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionCommon Stock | 6,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001211665-20-000006 · edgardoc.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 19:22 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 1,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039374 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,540 F1 · balance_after: Reflects equitable adjustment to the number of unvested RSUs as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2038. F2 · balance_after: Includes ten shares previously owned and inadvertently omitted from the Form 3 filed by the reporting person on February 17, 2016. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:30 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionRestricted Stock Units -3 · Derivative | 6,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-19-000001 · edgardoc.xml · derivative · entry 4 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:30 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionRestricted Stock Units -1 · Derivative | 6,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-19-000001 · edgardoc.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,872 Underlying: Common Stock · 6,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:30 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionCommon Stock | 6,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-19-000001 · edgardoc.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 20:05 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 1,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043660 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,911 Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 23:41 UTC | EBAY INC EBAY · Entity 3045 | GrantRestricted Stock Units -3 · Derivative | 6,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001065088-18-000023 · edgardoc.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,606 Underlying: Common Stock · 6,606 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 18, 2018 Filed May 22, 2018 22:09 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionRestricted Stock Units -2 · Derivative | 6,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001065088-18-000021 · edgardoc.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $220,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 18, 2018 Filed May 22, 2018 22:09 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionCommon Stock | 6,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001065088-18-000021 · edgardoc.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 00:03 UTC | GoPro, Inc. GPRO · Entity 6232 | SaleClass A Common Stock | 17,023 | $7.98 | $135,775.45 |
DisclosureSEC source: 0001209191-17-064552 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,459 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at sales prices ranging from $7.90 to $8.155, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 16:57 UTC | GoPro, Inc. GPRO · Entity 6232 | SaleClass A Common Stock | 25,529 | $10.17 | $259,502.29 |
DisclosureSEC source: 0001209191-17-052005 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,482 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at sales prices ranging from $9.98 to $10.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 18:56 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 2,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039280 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,087 Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 22:45 UTC | GoPro, Inc. GPRO · Entity 6232 | SaleClass A Common Stock | 41,076 | $8.49 | $348,899.54 |
DisclosureSEC source: 0001209191-17-038650 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,011 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at sales prices ranging from $8.39 to $8.605, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:07 UTC | GoPro, Inc. GPRO · Entity 6232 | ConversionClass B Common Stock · Derivative | 15,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038215 · doc4.xml · derivative · entry 4 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:07 UTC | GoPro, Inc. GPRO · Entity 6232 | Exercise / conversionClass B Common Stock · Derivative | 15,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038215 · doc4.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,547 Underlying: Class A Common Stock · 15,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:07 UTC | GoPro, Inc. GPRO · Entity 6232 | Exercise / conversionRestricted Stock Unit · Derivative | 15,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038215 · doc4.xml · derivative · entry 2 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 15,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B Common Stock. F2 · derivative.exercise_date: Pursuant to the Separation Agreement and Release of Claims entered into by and between the Issuer and the Reporting Person dated as of December 15, 2016 (the "Separation Agreement"), 25% of the shares initially subject to the restricted stock unit award granted to the Reporting Person on June 25, 2014 (the "June 2014 Award") vested as of December 31, 2016, and an additional 25% of the shares initially subject to the June 2014 Award will continue to vest pursuant to its original vesting schedule if, and so long as, the Reporting Person continues to serve on the Issuer's Board of Directors. F2 · derivative.expiration_date: Pursuant to the Separation Agreement and Release of Claims entered into by and between the Issuer and the Reporting Person dated as of December 15, 2016 (the "Separation Agreement"), 25% of the shares initially subject to the restricted stock unit award granted to the Reporting Person on June 25, 2014 (the "June 2014 Award") vested as of December 31, 2016, and an additional 25% of the shares initially subject to the June 2014 Award will continue to vest pursuant to its original vesting schedule if, and so long as, the Reporting Person continues to serve on the Issuer's Board of Directors. F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:07 UTC | GoPro, Inc. GPRO · Entity 6232 | ConversionClass A Common Stock | 15,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038215 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 22, 2017 23:22 UTC | EBAY INC EBAY · Entity 3045 | GrantRestricted Stock Units -2 · Derivative | 6,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-17-000004 · edgardoc.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,523 Underlying: Common Stock · 6,523 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $220,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 27, 2017 Filed May 1, 2017 21:07 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionRestricted Stock Units -1 · Derivative | 8,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-17-000003 · edgardoc.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $220,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 27, 2017 Filed May 1, 2017 21:07 UTC | EBAY INC EBAY · Entity 3045 | Exercise / conversionCommon Stock | 8,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001580378-17-000003 · edgardoc.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 01:51 UTC | GoPro, Inc. GPRO · Entity 6232 | SaleClass A Common Stock | 41,077 | $8.19 | $336,338.48 |
DisclosureSEC source: 0001209191-17-018531 · doc4.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,540 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at sales prices ranging from $7.97 to $8.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 01:51 UTC | GoPro, Inc. GPRO · Entity 6232 | ConversionClass B Common Stock · Derivative | 15,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018531 · doc4.xml · derivative · entry 5 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 01:51 UTC | GoPro, Inc. GPRO · Entity 6232 | Exercise / conversionClass B Common Stock · Derivative | 15,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018531 · doc4.xml · derivative · entry 4 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,547 Underlying: Class A Common Stock · 15,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 01:51 UTC | GoPro, Inc. GPRO · Entity 6232 | Exercise / conversionRestricted Stock Unit · Derivative | 15,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018531 · doc4.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,547 Underlying: Class B Common Stock · 15,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B Common Stock. F4 · derivative.exercise_date: Pursuant to the Separation Agreement and Release of Claims entered into by and between the Issuer and the Reporting Person dated as of December 15, 2016 (the "Separation Agreement"), 25% of the shares initially subject to the restricted stock unit award granted to the Reporting Person on June 25, 2014 (the "June 2014 Award") vested as of December 31, 2016, and an additional 25% of the shares initially subject to the June 2014 Award will continue to vest pursuant to its original vesting schedule if, and so long as, the Reporting Person continues to serve on the Issuer's Board of Directors. F4 · derivative.expiration_date: Pursuant to the Separation Agreement and Release of Claims entered into by and between the Issuer and the Reporting Person dated as of December 15, 2016 (the "Separation Agreement"), 25% of the shares initially subject to the restricted stock unit award granted to the Reporting Person on June 25, 2014 (the "June 2014 Award") vested as of December 31, 2016, and an additional 25% of the shares initially subject to the June 2014 Award will continue to vest pursuant to its original vesting schedule if, and so long as, the Reporting Person continues to serve on the Issuer's Board of Directors. F5 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 01:51 UTC | GoPro, Inc. GPRO · Entity 6232 | ConversionClass A Common Stock | 15,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018531 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 01:09 UTC | GoPro, Inc. GPRO · Entity 6232 | ConversionClass B Common Stock · Derivative | 38,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001583 · doc4.xml · derivative · entry 6 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 38,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 01:09 UTC | GoPro, Inc. GPRO · Entity 6232 | Tax withholdingClass B Common Stock · Derivative | 24,178 | $8.77 | $212,041.06 |
DisclosureSEC source: 0001209191-17-001583 · doc4.xml · derivative · entry 5 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,009 Underlying: Class A Common Stock · 24,178 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 01:09 UTC | GoPro, Inc. GPRO · Entity 6232 | Tax withholdingClass A Common Stock | 43,611 | $8.77 | $382,468.47 |
DisclosureSEC source: 0001209191-17-001583 · doc4.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,070 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.