Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EBAY INCEBAY · Entity 3045 | Director | August 25, 2021 | August 27, 2021 |
| GoPro, Inc.GPRO · Entity 6232 | Director | December 06, 2017 | December 08, 2017 |
| MICROSOFT CORPMSFT · Entity 1016 | EVP, Bus Dev/Evangelism | February 18, 2014 | February 19, 2014 |
| Okta, Inc.OKTA · Entity 3154 | Director | June 17, 2026 | June 22, 2026 |
| Virgin Galactic Holdings, IncIPOA · Entity 5565 | Director | September 13, 2017 | September 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EBAY INC
Report date August 25, 2021 · Filed August 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,360 |
Reported balance
After 2021-08-25 transaction · row 1
1 source rowRow 1 · 2021-08-25 · Sale · Disposed 19,060 · Balance 20,360 F1: Represents the weighted average price of shares sold at prices that ranged from $74.04 to $74.25. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 140 |
Reported balance
Holding disclosure · report date 2021-08-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 140 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average price of shares sold at prices that ranged from $74.04 to $74.25. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
GoPro, Inc.
Report date December 06, 2017 · Filed December 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 99,459 |
Reported balance
After 2017-12-06 transaction · row 1
1 source rowRow 1 · 2017-12-06 · Sale · Disposed 17,023 · Balance 99,459 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at sales prices ranging from $7.90 to $8.155, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at sales prices ranging from $7.90 to $8.155, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
MICROSOFT CORP
Report date February 18, 2014 · Filed February 19, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 601,777 |
Ending reported balance
After 2014-02-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2014-02-18 · Exercise / conversion · Acquired 14,000 · Balance 615,777 F1: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. Row 2 · 2014-02-18 · Sale · Disposed 14,000 · Balance 601,777 F1: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. F2: This transaction was executed in multiple trades at prices ranging from $37.41 to $37.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person.
F2: This transaction was executed in multiple trades at prices ranging from $37.41 to $37.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Okta, Inc.
Report date June 17, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 6,553 |
Ending reported balance
After 2026-06-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-17 · Exercise / conversion · Acquired 2,487 · Balance 4,520 Row 2 · 2026-06-21 · Exercise / conversion · Acquired 2,033 · Balance 6,553 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-17 · Exercise / conversion · Disposed 2,487 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2: The RSUs vested in full on June 17, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,080 |
Reported balance
After 2026-06-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-18 · Grant · Acquired 2,080 · Balance 2,080 F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F3: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,033 |
Reported balance
After 2026-06-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-06-21 · Exercise / conversion · Disposed 2,033 · Balance 2,033 F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F4: 33-1/3% of the shares underlying the RSU vested on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2: The RSUs vested in full on June 17, 2026.
F3: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.
F4: 33-1/3% of the shares underlying the RSU vested on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.
Virgin Galactic Holdings, Inc
Report date September 13, 2017 · Filed September 14, 2017
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
VMWARE LLC
Report date November 22, 2023 · Filed November 22, 2023
Section 16 reporting ended · disclosed 2023-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-11-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-22 · Disposition to issuer · Disposed 19,036 · Balance 1,482 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent. F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration"). Row 2 · 2023-11-22 · Disposition to issuer · Disposed 1,482 · Balance 0 F3: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent.
F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration").
F3: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2017 Filed Jan 5, 2017 01:09 UTC | GoPro, Inc. GPRO · Entity 6232 | ConversionClass A Common Stock | 38,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001583 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares initially subject to the restricted stock unit awards granted to the Reporting Person on February 9, 2015 and May 4, 2016, which were vested as of December 31, 2016 or continue to vest pursuant to the original vesting schedule of such awards, pursuant to the terms of the Separation Agreement (as defined below). The remaining shares subject to such awards were forfeited. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 01:09 UTC | GoPro, Inc. GPRO · Entity 6232 | Exercise / conversionClass B Common Stock · Derivative | 62,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001583 · doc4.xml · derivative · entry 4 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,187 Underlying: Class A Common Stock · 62,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 01:09 UTC | GoPro, Inc. GPRO · Entity 6232 | Exercise / conversionRestricted Stock Unit · Derivative | 62,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001583 · doc4.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,094 Underlying: Class B Common Stock · 62,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B Common Stock. F4 · shares: Pursuant to the Separation Agreement and Release of Claims entered into by and between the Issuer and the Reporting Person dated as of December 15, 2016 (the "Separation Agreement"), 25% of the shares initially subject to the restricted stock unit award granted to the Reporting Person on June 25, 2014 (the "June 2014 Award") vested as of December 31, 2016, and an additional 25% of the shares initially subject to the June 2014 Award will continue to vest pursuant to its original vesting schedule if, and so long as, the Reporting Person continues to serve on the Issuer's Board of Directors. F4 · derivative.exercise_date: Pursuant to the Separation Agreement and Release of Claims entered into by and between the Issuer and the Reporting Person dated as of December 15, 2016 (the "Separation Agreement"), 25% of the shares initially subject to the restricted stock unit award granted to the Reporting Person on June 25, 2014 (the "June 2014 Award") vested as of December 31, 2016, and an additional 25% of the shares initially subject to the June 2014 Award will continue to vest pursuant to its original vesting schedule if, and so long as, the Reporting Person continues to serve on the Issuer's Board of Directors. F4 · derivative.expiration_date: Pursuant to the Separation Agreement and Release of Claims entered into by and between the Issuer and the Reporting Person dated as of December 15, 2016 (the "Separation Agreement"), 25% of the shares initially subject to the restricted stock unit award granted to the Reporting Person on June 25, 2014 (the "June 2014 Award") vested as of December 31, 2016, and an additional 25% of the shares initially subject to the June 2014 Award will continue to vest pursuant to its original vesting schedule if, and so long as, the Reporting Person continues to serve on the Issuer's Board of Directors. F5 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 22:44 UTC | GoPro, Inc. GPRO · Entity 6232 | SaleClass A Common Stock | 23,598 | $9.62 | $227,012.76 |
DisclosureSEC source: 0001209191-16-154228 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,272 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at sales prices ranging from $9.34 to $9.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 01:36 UTC | GoPro, Inc. GPRO · Entity 6232 | SaleClass A Common Stock | 7,434 | $9.68 | $71,961.12 |
DisclosureSEC source: 0001209191-16-153774 · doc4.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,870 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at sales prices ranging from $9.61 to $9.765, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:36 UTC | GoPro, Inc. GPRO · Entity 6232 | ConversionClass B Common Stock · Derivative | 7,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153774 · doc4.xml · derivative · entry 6 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:36 UTC | GoPro, Inc. GPRO · Entity 6232 | Tax withholdingClass B Common Stock · Derivative | 8,113 | $9.70 | $78,696.10 |
DisclosureSEC source: 0001209191-16-153774 · doc4.xml · derivative · entry 5 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,434 Underlying: Class A Common Stock · 8,113 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F6 · kind: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of on this line item were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:36 UTC | GoPro, Inc. GPRO · Entity 6232 | Exercise / conversionClass B Common Stock · Derivative | 15,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153774 · doc4.xml · derivative · entry 4 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,547 Underlying: Class A Common Stock · 15,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:36 UTC | GoPro, Inc. GPRO · Entity 6232 | Exercise / conversionRestricted Stock Unit · Derivative | 15,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153774 · doc4.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,281 Underlying: Class B Common Stock · 15,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B Common Stock. F4 · derivative.exercise_date: 6.25% of the underlying shares vested on September 2, 2014, and 6.25% of the underlying shares vest on each three month anniversary thereafter, subject to the Reporting Person's continuous service. F4 · derivative.expiration_date: 6.25% of the underlying shares vested on September 2, 2014, and 6.25% of the underlying shares vest on each three month anniversary thereafter, subject to the Reporting Person's continuous service. F5 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:36 UTC | GoPro, Inc. GPRO · Entity 6232 | ConversionClass A Common Stock | 7,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153774 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 23:58 UTC | GoPro, Inc. GPRO · Entity 6232 | Tax withholdingClass A Common Stock | 12,563 | $10.14 | $127,388.82 |
DisclosureSEC source: 0001209191-16-150697 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,870 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 00:31 UTC | GoPro, Inc. GPRO · Entity 6232 | SaleClass A Common Stock | 9,704 | $14.16 | $137,389.23 |
DisclosureSEC source: 0001209191-16-140472 · doc4.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,433 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at sales prices ranging from $13.69 to $14.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 02, 2016 Filed Sep 8, 2016 00:31 UTC | GoPro, Inc. GPRO · Entity 6232 | ConversionClass B Common Stock · Derivative | 9,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-140472 · doc4.xml · derivative · entry 6 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,704 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| September 02, 2016 Filed Sep 8, 2016 00:31 UTC | GoPro, Inc. GPRO · Entity 6232 | Tax withholdingClass B Common Stock · Derivative | 5,843 | $14.13 | $82,561.59 |
DisclosureSEC source: 0001209191-16-140472 · doc4.xml · derivative · entry 5 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,704 Underlying: Class A Common Stock · 5,843 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F6 · kind: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| September 02, 2016 Filed Sep 8, 2016 00:31 UTC | GoPro, Inc. GPRO · Entity 6232 | Exercise / conversionClass B Common Stock · Derivative | 15,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-140472 · doc4.xml · derivative · entry 4 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,547 Underlying: Class A Common Stock · 15,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| September 02, 2016 Filed Sep 8, 2016 00:31 UTC | GoPro, Inc. GPRO · Entity 6232 | Exercise / conversionRestricted Stock Unit · Derivative | 15,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-140472 · doc4.xml · derivative · entry 3 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,828 Underlying: Class B Common Stock · 15,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B Common Stock. F4 · derivative.exercise_date: 6.25% of the underlying shares vested on September 2, 2014, and 6.25% of the underlying shares vest on each three month anniversary thereafter, subject to the Reporting Person's continuous service. F4 · derivative.expiration_date: 6.25% of the underlying shares vested on September 2, 2014, and 6.25% of the underlying shares vest on each three month anniversary thereafter, subject to the Reporting Person's continuous service. F5 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock is also convertible into Class A Common Stock on the same basis upon any transfer, whether or not for value, except for "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon the date when the outstanding shares of Class B Common Stock represent less than 10% of the aggregate number of shares of Common Stock then outstanding. Read SEC document |
| September 02, 2016 Filed Sep 8, 2016 00:31 UTC | GoPro, Inc. GPRO · Entity 6232 | ConversionClass A Common Stock | 9,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-140472 · doc4.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2014 Filed Feb 19, 2014 22:56 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 14,000 | $37.52 | $525,308.00 |
DisclosureSEC source: 0001582737-14-000017 · edgar.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,777 F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $37.41 to $37.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 18, 2014 Filed Feb 19, 2014 22:56 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 14,000 | $10.66 | $149,240.00 |
DisclosureSEC source: 0001582737-14-000017 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. Read SEC document |
| February 05, 2014 Filed Feb 6, 2014 23:21 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 14,000 | $36.03 | $504,369.60 |
DisclosureSEC source: 0001582737-14-000014 · edgar.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,777 F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $35.81 to $36.41. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 05, 2014 Filed Feb 6, 2014 23:21 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 14,000 | $10.66 | $149,240.00 |
DisclosureSEC source: 0001582737-14-000014 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 23:01 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 14,000 | $36.29 | $508,047.40 |
DisclosureSEC source: 0001582737-14-000003 · edgar.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,777 F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $36.08 to $36.74. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 23:01 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 14,000 | $10.66 | $149,240.00 |
DisclosureSEC source: 0001582737-14-000003 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. Read SEC document |
| January 10, 2014 Filed Jan 13, 2014 23:05 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 14,000 | $35.94 | $503,160.00 |
DisclosureSEC source: 0001582737-14-000002 · edgar.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,777 F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $35.765 to $36.12. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: Includes 54 shares acquired on December 31, 2013 under the Microsoft employee stock purchase plan. Read SEC document |
| January 10, 2014 Filed Jan 13, 2014 23:05 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 14,000 | $10.66 | $149,240.00 |
DisclosureSEC source: 0001582737-14-000002 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. Read SEC document |
| December 26, 2013 Filed Dec 27, 2013 23:01 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 14,000 | $37.41 | $523,807.20 |
DisclosureSEC source: 0001582737-13-000009 · edgar.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,723 F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $37.29 to 37.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 26, 2013 Filed Dec 27, 2013 23:01 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 14,000 | $10.66 | $149,240.00 |
DisclosureSEC source: 0001582737-13-000009 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. Read SEC document |
| December 10, 2013 Filed Dec 11, 2013 23:11 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 14,000 | $38.23 | $535,168.20 |
DisclosureSEC source: 0001582737-13-000003 · edgar.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,723 F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $38.03 to 38.83. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 10, 2013 Filed Dec 11, 2013 23:11 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 14,000 | $10.66 | $149,240.00 |
DisclosureSEC source: 0001582737-13-000003 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. Read SEC document |
| November 29, 2013 Filed Dec 2, 2013 23:33 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 14,000 | $38.18 | $534,532.60 |
DisclosureSEC source: 0000902015-13-000060 · edgar.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,723 F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $37.90 to 38.28. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 29, 2013 Filed Dec 2, 2013 23:33 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 14,000 | $10.66 | $149,240.00 |
DisclosureSEC source: 0000902015-13-000060 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. Read SEC document |
| November 14, 2013 Filed Nov 15, 2013 23:11 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 14,000 | $37.91 | $530,745.60 |
DisclosureSEC source: 0000902015-13-000050 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,723 F1 · shares: The sale was made under a 10b5-1 plan previously adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $37.735 to 38.125. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 14, 2013 Filed Dec 2, 2013 23:32 UTC Amendment | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 14,000 | $37.91 | $530,745.60 |
DisclosureSEC source: 0000902015-13-000059 · edgar.xml · nonDerivative · entry 2 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,723 F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $37.735 to 38.125. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 14, 2013 Filed Dec 2, 2013 23:32 UTC Amendment | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionCommon Stock | 14,000 | $10.66 | $149,240.00 |
DisclosureSEC source: 0000902015-13-000059 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. Read SEC document |
| October 31, 2013 Filed Nov 1, 2013 22:34 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 43,985 | $35.56 | $1,563,943.86 |
DisclosureSEC source: 0000902015-13-000043 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,723 F1 · shares: The sale was made under a 10b5-1 plan previously adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $35.36 to $35.665. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 17, 2013 Filed Oct 18, 2013 22:18 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 43,984 | $34.88 | $1,533,955.20 |
DisclosureSEC source: 0000902015-13-000039 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,708 F1 · shares: The sale was made under a 10b5-1 plan previously adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $34.45 to $34.985. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 14, 2013 Filed Oct 15, 2013 22:33 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 95,990 | $34.13 | $3,276,138.70 |
DisclosureSEC source: 0000902015-13-000038 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689,692 F1 · balance_after: Includes 535 shares acquired on September 30, 2013 under the Microsoft employee stock purchase plan. Read SEC document |
| September 19, 2013 Filed Sep 23, 2013 22:02 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 224,551 | $0.00 | $0.00 |
DisclosureSEC source: 0000902015-13-000028 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,147 F1 · shares: Represents stock award under fiscal year 2014 Executive Officer Incentive Plan that will vest over 4 years at the rate of 25% starting on August 29, 2014, and then at the rate of 25% on each August 29 thereafter, subject to continued employment. Read SEC document |
| September 03, 2013 Filed Sep 4, 2013 22:09 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 55,237 | $33.40 | $1,844,915.80 |
DisclosureSEC source: 0000902015-13-000014 · edgar.xml · nonDerivative · entry 1 Bates Anthony John · CIK 0001580378 · EVP, Bus Dev/Evangelism 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,596 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.