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WILLIAMS CHRISTOPHER J

Disclosed activity across 5 companies

Tapewire entity
12616
SEC CIK
0001269949

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERIPRISE FINANCIAL INCAMP · Entity 3035DirectorJuly 28, 2026July 30, 2026
CAESARS HOLDINGS, INC.CZR · Entity 11848DirectorMay 30, 2018June 01, 2018
CLOROX CO /DE/CLX · Entity 3474DirectorSeptember 30, 2026October 03, 2026
UNION PACIFIC CORPUNP · Entity 2854DirectorOctober 01, 2026October 02, 2026
Walmart Inc.WMT · Entity 783DirectorMarch 31, 2014April 02, 2014

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERIPRISE FINANCIAL INC

Report date July 28, 2026 · Filed July 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock (Retainer Deferral)SEC Table II · derivative / convertible securityDirect3,927.3767 Reported balance After 2026-07-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-28 · Grant · Acquired 37.7318 · Balance 3,927.3767

F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors.

CAESARS HOLDINGS, INC.

Report date May 30, 2018 · Filed June 01, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,067 Reported balance After 2018-05-30 transaction · row 1
1 source row

Row 1 · 2018-05-30 · Grant · Acquired 12,551 · Balance 40,067

CLOROX CO /DE/

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect22,935.9886 Reported balance After 2026-08-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-28 · Grant · Acquired 276.2573 · Balance 22,935.9886

F1: 1-for-1

F2: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect23,275.4528 Reported balance After 2026-09-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-30 · Grant · Acquired 339.4642 · Balance 23,275.4528

F1: 1-for-1

F4: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Common StockSEC Table I · non-derivativeDirect849 Reported balance Holding disclosure · report date 2026-09-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 849

Filing footnotes · ownership attribution and instrument terms

F1: 1-for-1

F2: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F4: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

UNION PACIFIC CORP

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct6,576 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 194 · Balance 6,576

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Walmart Inc.

Report date March 31, 2014 · Filed April 02, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,377.7208 Reported balance After 2014-03-31 transaction · row 1
1 source row

Row 1 · 2014-03-31 · Grant · Acquired 376 · Balance 48,377.7208

F1: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2017 Filed Jan 3, 2018 23:11 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 21.7454 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000451 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,518.6202

Underlying: Common Stock · 21.7454 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
October 27, 2017 Filed Nov 13, 2017 22:02 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 125.2957 $160.62 $20,125.00
Disclosure

SEC source: 0001179110-17-014044 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590.2176

Underlying: Common Stock · 125.2957 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
October 06, 2017 Filed Apr 4, 2018 21:35 UTC CAESARS HOLDINGS, INC. CZR · Entity 11848 Disposition to issuerCommon Stock 9,687 $12.80 $123,993.60
Disclosure

SEC source: 0000858339-18-000140 · wf-form4_152289210967985.xml · nonDerivative · entry 6

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,928

F1 · shares: Represents a disposition of 50% of the shares underlying restricted stock units that vested on 5/7/2016, 1/2/2017, 3/1/2017, 3/23/2017, 5/7/2017, and 10/6/2018, respectively, to the Issuer for cash.

F2 · price: Fair Market Value for one share on the date of vesting.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:27 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 189.5232 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015769 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,496.8748

Underlying: Common Stock · 189.5232 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
August 04, 2017 Filed Oct 3, 2017 20:27 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 20.5289 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015769 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307.3516

Underlying: Common Stock · 20.5289 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 22:20 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 139.3216 $144.45 $20,125.01
Disclosure

SEC source: 0001179110-17-010910 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462.1583

Underlying: Common Stock · 139.3216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:49 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 187.6313 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012274 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,286.8227

Underlying: Common Stock · 187.6313 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
May 07, 2017 Filed Apr 4, 2018 21:35 UTC CAESARS HOLDINGS, INC. CZR · Entity 11848 Disposition to issuerCommon Stock 534 $11.05 $5,900.70
Disclosure

SEC source: 0000858339-18-000140 · wf-form4_152289210967985.xml · nonDerivative · entry 5

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,615

F1 · shares: Represents a disposition of 50% of the shares underlying restricted stock units that vested on 5/7/2016, 1/2/2017, 3/1/2017, 3/23/2017, 5/7/2017, and 10/6/2018, respectively, to the Issuer for cash.

F2 · price: Fair Market Value for one share on the date of vesting.

Read SEC document
May 05, 2017 Filed Jul 5, 2017 21:49 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 18.5455 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012274 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099.1913

Underlying: Common Stock · 18.5455 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:14 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 156.6636 $128.46 $20,125.01
Disclosure

SEC source: 0001179110-17-006259 · edgar.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320.7211

Underlying: Common Stock · 156.6636 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F3 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:14 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Annual) · Derivative 1,162.7907 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006259 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064.2239

Underlying: Common Stock · 1,162.7907 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:38 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 185.4187 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007482 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,080.6458

Underlying: Common Stock · 185.4187 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
March 23, 2017 Filed Apr 4, 2018 21:35 UTC CAESARS HOLDINGS, INC. CZR · Entity 11848 Disposition to issuerCommon Stock 2,840 $9.45 $26,838.00
Disclosure

SEC source: 0000858339-18-000140 · wf-form4_152289210967985.xml · nonDerivative · entry 4

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,149

F1 · shares: Represents a disposition of 50% of the shares underlying restricted stock units that vested on 5/7/2016, 1/2/2017, 3/1/2017, 3/23/2017, 5/7/2017, and 10/6/2018, respectively, to the Issuer for cash.

F2 · price: Fair Market Value for one share on the date of vesting.

Read SEC document
March 01, 2017 Filed Apr 4, 2018 21:35 UTC CAESARS HOLDINGS, INC. CZR · Entity 11848 Disposition to issuerCommon Stock 1,734 $9.70 $16,819.80
Disclosure

SEC source: 0000858339-18-000140 · wf-form4_152289210967985.xml · nonDerivative · entry 3

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,989

F1 · shares: Represents a disposition of 50% of the shares underlying restricted stock units that vested on 5/7/2016, 1/2/2017, 3/1/2017, 3/23/2017, 5/7/2017, and 10/6/2018, respectively, to the Issuer for cash.

F2 · price: Fair Market Value for one share on the date of vesting.

Read SEC document
February 10, 2017 Filed Apr 4, 2017 21:38 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 18.1192 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007482 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,895.2271

Underlying: Common Stock · 18.1192 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:53 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 163.1272 $123.37 $20,125.00
Disclosure

SEC source: 0001179110-17-001984 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163.1272

Underlying: Common Stock · 163.1272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
January 02, 2017 Filed Apr 4, 2018 21:35 UTC CAESARS HOLDINGS, INC. CZR · Entity 11848 Disposition to issuerCommon Stock 625 $8.50 $5,312.50
Disclosure

SEC source: 0000858339-18-000140 · wf-form4_152289210967985.xml · nonDerivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,723

F1 · shares: Represents a disposition of 50% of the shares underlying restricted stock units that vested on 5/7/2016, 1/2/2017, 3/1/2017, 3/23/2017, 5/7/2017, and 10/6/2018, respectively, to the Issuer for cash.

F2 · price: Fair Market Value for one share on the date of vesting.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:26 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 208.2986 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000362 · doc4.xml · derivative · entry 3

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,877.1079

Underlying: Common Stock · 208.2986 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F5 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:26 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 1,136.5522 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000362 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,668.8093

Underlying: Common Stock · 1,136.5522 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Annual award of Deferred Stock Units pursuant to the 2005 Stock Incentive Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
November 14, 2016 Filed Jan 4, 2017 21:26 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 10.7583 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000362 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532.257

Underlying: Common Stock · 10.7583 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 22:06 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Annual) · Derivative 890.4186 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-031051 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890.4186

Underlying: Common Stock · 890.4186 shares

Expires not disclosed

F1 · security: The grant is a pro rata annual equity grant made as a result of the reporting person becoming a director effective as of September 6, 2016.

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F3 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 21:23 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 199.7124 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040111 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,521.4987

Underlying: Common Stock · 199.7124 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
August 12, 2016 Filed Oct 4, 2016 21:23 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 7.8783 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040111 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321.7863

Underlying: Common Stock · 7.8783 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

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May 07, 2016 Filed Apr 4, 2018 21:35 UTC CAESARS HOLDINGS, INC. CZR · Entity 11848 SaleCommon Stock 534 $6.77 $3,615.18
Disclosure

SEC source: 0000858339-18-000140 · wf-form4_152289210967985.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,348

F1 · shares: Represents a disposition of 50% of the shares underlying restricted stock units that vested on 5/7/2016, 1/2/2017, 3/1/2017, 3/23/2017, 5/7/2017, and 10/6/2018, respectively, to the Issuer for cash.

F2 · price: Fair Market Value for one share on the date of vesting.

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March 31, 2014 Filed Apr 2, 2014 21:19 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 376 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-013702 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,377.7208

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant.

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December 31, 2013 Filed Jan 3, 2014 22:19 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 1,636 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-000927 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,001.7208

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant.

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September 30, 2013 Filed Oct 2, 2013 22:45 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-028652 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,365.7208

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant.

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June 30, 2013 Filed Jul 2, 2013 21:07 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 349 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-022090 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,976.7208

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined using the closing price of the Issuer's common stock on the last trading day prior to the date of grant.

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June 07, 2013 Filed Jun 11, 2013 23:45 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 2,293 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-020125 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,627.7208

F1 · shares: Represents annual equity grant as part of the Reporting Person's non-management director compensation.

F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock.

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March 31, 2013 Filed Apr 2, 2013 22:11 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 334 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-013051 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,070.9294

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined using the closing price of the Issuer's common stock on the last trading day prior to the date of grant.

F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred shares.

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December 31, 2012 Filed Jan 3, 2013 23:15 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 1,612 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-000885 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,376.1826

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant.

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September 30, 2012 Filed Oct 2, 2012 22:58 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 339 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-028016 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,764.1826

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the last trading day prior to the date of grant.

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June 30, 2012 Filed Jul 3, 2012 21:27 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 416 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-021659 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,425.1826

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the last trading day prior to the date of grant.

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June 01, 2012 Filed Jun 5, 2012 22:12 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 2,670 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-019400 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,009.1826

F1 · price: Represents annual equity grant as part of the Reporting Person's non-management director compensation.

F2 · balance_after: Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock.

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March 31, 2012 Filed Apr 3, 2012 23:05 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 408 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-013082 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,203.0327

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the last trading day prior to the date of grant.

F2 · balance_after: Balance adjusted to reflect shares acquired through dividend reinvestment.

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December 31, 2011 Filed Jan 4, 2012 23:22 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-000850 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,389.6398

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the last trading day prior to the date of grant.

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September 30, 2011 Filed Oct 4, 2011 21:37 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 482 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-026832 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,971.6398

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant.

Read SEC document
June 30, 2011 Filed Jul 5, 2011 22:19 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-020797 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,489.6398

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant.

Read SEC document
June 03, 2011 Filed Jun 7, 2011 22:28 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 3,261 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-018817 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,019.6398

F1 · price: Represents annual equity grant as part of the Reporting Person's non-management director compensation.

F2 · balance_after: Balance adjusted to reflect shares acquired through dividend reinvestment.

Read SEC document
March 31, 2011 Filed Apr 4, 2011 21:40 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 480 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-012117 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,392.6698

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant.

Read SEC document
December 31, 2010 Filed Jan 4, 2011 23:18 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-000855 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,912.6698

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant.

Read SEC document
September 30, 2010 Filed Oct 4, 2010 22:04 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 467 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-024668 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,374.6698

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 20:45 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-018644 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,907.6698

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant.

Read SEC document
June 04, 2010 Filed Jun 8, 2010 22:28 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 3,175 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-016754 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,387.6698

F1 · price: Represents annual equity grant as part of the Reporting Person's non-management director compensation.

F2 · balance_after: Balance adjusted to reflect shares acquired through dividend reinvestment.

Read SEC document
March 31, 2010 Filed Apr 2, 2010 21:38 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 449.6403 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-010337 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,988.2195

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant.

F2 · balance_after: Balance adjusted to reflect shares acquired through dividend reinvestment.

Read SEC document
December 31, 2009 Filed Jan 5, 2010 22:59 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 467.7268 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-000649 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,442.7093

F1 · shares: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 21:41 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 509.2687 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-020264 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,974.9825

F1 · shares: Represents quarterly director compensation, which the reporting person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant.

F2 · balance_after: Balance adjusted to reflect shares acquired through dividend reinvestment.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 20:33 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 516.1024 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-015025 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,268.0863

F1 · shares: Represents quarterly director compensation, which the reporting person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant.

Read SEC document
June 05, 2009 Filed Jun 9, 2009 22:43 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 3,132.9548 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-013663 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,751.9839

F1 · price: Represents annual equity grant as part of the Reporting Person's non-management director compensation.

F2 · balance_after: Balance adjusted to reflect shares acquired through dividend reinvestment.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 23:56 UTC Walmart Inc. WMT · Entity 783 GrantCommon Stock 479.8465 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-008574 · form4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,557.7226

F1 · shares: Represents quarterly director compensation, which the reporting person elected to receive in the form of stock. The number of shares was determined using the closing price of the Issuer's common stock on the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.