TapewireFind a company

person · Reporting owner

WILLIAMS CHRISTOPHER J

Disclosed activity across 5 companies

Tapewire entity
12616
SEC CIK
0001269949

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERIPRISE FINANCIAL INCAMP · Entity 3035DirectorJuly 28, 2026July 30, 2026
CAESARS HOLDINGS, INC.CZR · Entity 11848DirectorMay 30, 2018June 01, 2018
CLOROX CO /DE/CLX · Entity 3474DirectorSeptember 30, 2026October 03, 2026
UNION PACIFIC CORPUNP · Entity 2854DirectorOctober 01, 2026October 02, 2026
Walmart Inc.WMT · Entity 783DirectorMarch 31, 2014April 02, 2014

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERIPRISE FINANCIAL INC

Report date July 28, 2026 · Filed July 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock (Retainer Deferral)SEC Table II · derivative / convertible securityDirect3,927.3767 Reported balance After 2026-07-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-28 · Grant · Acquired 37.7318 · Balance 3,927.3767

F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors.

CAESARS HOLDINGS, INC.

Report date May 30, 2018 · Filed June 01, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,067 Reported balance After 2018-05-30 transaction · row 1
1 source row

Row 1 · 2018-05-30 · Grant · Acquired 12,551 · Balance 40,067

CLOROX CO /DE/

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect22,935.9886 Reported balance After 2026-08-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-28 · Grant · Acquired 276.2573 · Balance 22,935.9886

F1: 1-for-1

F2: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect23,275.4528 Reported balance After 2026-09-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-30 · Grant · Acquired 339.4642 · Balance 23,275.4528

F1: 1-for-1

F4: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Common StockSEC Table I · non-derivativeDirect849 Reported balance Holding disclosure · report date 2026-09-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 849

Filing footnotes · ownership attribution and instrument terms

F1: 1-for-1

F2: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F4: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

UNION PACIFIC CORP

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct6,576 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 194 · Balance 6,576

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Walmart Inc.

Report date March 31, 2014 · Filed April 02, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,377.7208 Reported balance After 2014-03-31 transaction · row 1
1 source row

Row 1 · 2014-03-31 · Grant · Acquired 376 · Balance 48,377.7208

F1: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2021 Filed Apr 2, 2021 20:55 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 165.9063 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006344 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,185.8574

Underlying: Common Stock · 165.9063 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
February 12, 2021 Filed Apr 2, 2021 20:55 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 59.4513 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006344 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,019.9512

Underlying: Common Stock · 59.4513 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:31 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 200.84 $200.84 $40,336.71
Disclosure

SEC source: 0001179110-21-001270 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,870.9931

Underlying: Common Stock · 87.134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:40 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 364 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000020 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,786

Underlying: Common Stock · 364 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:22 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 158.4786 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000257 · doc4.xml · derivative · entry 3

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960.4999

Underlying: Common Stock · 158.4786 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F5 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:22 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 777.268 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000257 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,802.0213

Underlying: Common Stock · 777.268 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Annual award of Deferred Stock Units pursuant to the 2005 Stock Incentive Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
November 20, 2020 Filed Jan 5, 2021 21:22 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 49.0608 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000257 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,024.748

Underlying: Common Stock · 49.0608 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:16 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 106.4153 $164.45 $17,500.00
Disclosure

SEC source: 0001179110-20-010814 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773.6003

Underlying: Common Stock · 106.4153 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 22:12 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000284 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422

Underlying: Common Stock · 350 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:34 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 152.2577 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012088 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,975.6865

Underlying: Common Stock · 152.2577 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
August 14, 2020 Filed Oct 2, 2020 21:34 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 43.4594 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012088 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,823.4289

Underlying: Common Stock · 43.4594 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:38 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 112.4029 $155.69 $17,500.01
Disclosure

SEC source: 0001179110-20-008749 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656.0383

Underlying: Common Stock · 112.4029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:50 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 406 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000204 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072

Underlying: Common Stock · 406 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:18 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 145.8723 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009491 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,779.9695

Underlying: Common Stock · 145.8723 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
May 11, 2020 Filed May 13, 2020 21:04 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 141.2771 $123.87 $17,499.99
Disclosure

SEC source: 0001179110-20-005892 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532.2586

Underlying: Common Stock · 141.2771 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
May 08, 2020 Filed Jul 2, 2020 20:18 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 44.6207 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009491 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,634.0972

Underlying: Common Stock · 44.6207 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
April 29, 2020 Filed May 1, 2020 23:33 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Annual) · Derivative 1,270.971 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005393 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,690.1788

Underlying: Common Stock · 1,270.971 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 17:46 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 520 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000126 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

Underlying: Common Stock · 520 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:19 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 184.7042 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005938 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,589.4765

Underlying: Common Stock · 184.7042 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
February 14, 2020 Filed Apr 2, 2020 20:19 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 53.7046 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005938 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,404.7723

Underlying: Common Stock · 53.7046 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:10 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 104.5026 $167.46 $17,500.01
Disclosure

SEC source: 0001179110-20-001138 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,770.5754

Underlying: Common Stock · 104.5026 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:16 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 146 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000025 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146

Underlying: Common Stock · 146 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:57 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 186.2919 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000341 · doc4.xml · derivative · entry 3

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,351.0677

Underlying: Common Stock · 186.2919 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F5 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:57 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 1,013.0902 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000341 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,164.7758

Underlying: Common Stock · 1,013.0902 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Annual award of Deferred Stock Units pursuant to the 2005 Stock Incentive Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
November 15, 2019 Filed Jan 3, 2020 21:57 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 51.7955 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000341 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,151.6856

Underlying: Common Stock · 51.7955 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:11 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 164.6145 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013040 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,099.8901

Underlying: Common Stock · 164.6145 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
August 16, 2019 Filed Oct 2, 2019 21:11 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 45.3902 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013040 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,935.2757

Underlying: Common Stock · 45.3902 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:51 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 163.2813 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009920 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,889.8855

Underlying: Common Stock · 163.2813 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
May 10, 2019 Filed Jul 2, 2019 21:51 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 43.2956 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009920 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,726.6042

Underlying: Common Stock · 43.2956 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 21:21 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Annual) · Derivative 1,041.6667 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005226 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300.4068

Underlying: Common Stock · 1,041.6667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 23:51 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 155.8021 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006212 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,683.3086

Underlying: Common Stock · 155.8021 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
February 08, 2019 Filed Apr 2, 2019 23:51 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 40.0103 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006212 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,527.5065

Underlying: Common Stock · 40.0103 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:18 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 162.1902 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000378 · doc4.xml · derivative · entry 3

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,487.4962

Underlying: Common Stock · 162.1902 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F5 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:18 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 963.0341 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000378 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,325.306

Underlying: Common Stock · 963.0341 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Annual award of Deferred Stock Units pursuant to the 2005 Stock Incentive Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
November 16, 2018 Filed Jan 3, 2019 21:18 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 31.5854 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000378 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,362.2719

Underlying: Common Stock · 31.5854 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 21:43 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 193.6475 $122.00 $23,625.00
Disclosure

SEC source: 0001179110-18-012398 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233.923

Underlying: Common Stock · 193.6475 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 21:52 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 166.2124 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-014175 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,330.6865

Underlying: Common Stock · 166.2124 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
August 17, 2018 Filed Oct 2, 2018 21:52 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 33.3887 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-014175 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,164.4741

Underlying: Common Stock · 33.3887 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:07 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 176.1474 $148.75 $26,201.93
Disclosure

SEC source: 0001179110-18-010026 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033.6057

Underlying: Common Stock · 176.1474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:25 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 184.8429 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011337 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,131.0854

Underlying: Common Stock · 184.8429 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 19:02 UTC CAESARS HOLDINGS, INC. CZR · Entity 11848 GrantCommon Stock 12,551 $0.00 $0.00
Disclosure

SEC source: 0000858339-18-000194 · wf-form4_152789412273993.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,067

Read SEC document
May 11, 2018 Filed Jul 3, 2018 20:25 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 39.0814 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011337 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,946.2425

Underlying: Common Stock · 39.0814 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 22:27 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 141.5459 $142.18 $20,125.00
Disclosure

SEC source: 0001179110-18-005930 · edgar.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852.0203

Underlying: Common Stock · 141.5459 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F3 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 22:27 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Annual) · Derivative 1,060.5204 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005930 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,172.8947

Underlying: Common Stock · 1,060.5204 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:35 UTC CAESARS HOLDINGS, INC. CZR · Entity 11848 GrantCommon Stock 3,588 $0.00 $0.00
Disclosure

SEC source: 0000858339-18-000140 · wf-form4_152289210967985.xml · nonDerivative · entry 7

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,516

Read SEC document
March 29, 2018 Filed Apr 2, 2018 23:57 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 187.8146 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006975 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,907.1611

Underlying: Common Stock · 187.8146 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
February 09, 2018 Filed Apr 2, 2018 23:57 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 30.5789 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006975 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,719.3465

Underlying: Common Stock · 30.5789 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 21:16 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 113.4122 $177.45 $20,124.99
Disclosure

SEC source: 0001179110-18-001286 · edgar.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706.7248

Underlying: Common Stock · 113.4122 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 23:11 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 168.0785 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000451 · doc4.xml · derivative · entry 3

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688.7676

Underlying: Common Stock · 168.0785 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F5 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 23:11 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 1,002.0689 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000451 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,520.6891

Underlying: Common Stock · 1,002.0689 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Annual award of Deferred Stock Units pursuant to the 2005 Stock Incentive Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.