Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Okta, Inc.OKTA · Entity 3154 | Chief Accounting Officer | June 15, 2022 | June 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Okta, Inc.
Report date June 15, 2022 · Filed June 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 14,734 |
Reported balance
After 2022-06-15 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2022-06-15 · Exercise / conversion · Acquired 1,122 · Balance 14,734 |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,316 |
Reported balance
After 2022-06-16 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2022-06-16 · Sale · Disposed 418 · Balance 14,316 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,666 |
Reported balance
After 2022-06-15 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2022-06-15 · Exercise / conversion · Acquired 350 · Balance 14,666 |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,535 |
Reported balance
After 2022-06-16 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2022-06-16 · Sale · Disposed 131 · Balance 14,535 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,623 |
Reported balance
After 2022-06-15 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2022-06-15 · Exercise / conversion · Acquired 88 · Balance 14,623 |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,590 |
Reported balance
After 2022-06-16 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2022-06-16 · Sale · Disposed 33 · Balance 14,590 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,814 |
Reported balance
After 2022-06-15 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2022-06-15 · Exercise / conversion · Acquired 224 · Balance 14,814 |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,730 |
Reported balance
After 2022-06-16 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2022-06-16 · Sale · Disposed 84 · Balance 14,730 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,868 |
Reported balance
After 2022-06-15 transaction · row 9
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 9 · 2022-06-15 · Exercise / conversion · Acquired 138 · Balance 14,868 |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,816 |
Reported balance
After 2022-06-16 transaction · row 10
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 10 · 2022-06-16 · Sale · Disposed 52 · Balance 14,816 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,900 |
Reported balance
After 2022-06-15 transaction · row 11
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 11 · 2022-06-15 · Exercise / conversion · Acquired 84 · Balance 14,900 |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,868 |
Reported balance
After 2022-06-16 transaction · row 12
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 12 · 2022-06-16 · Sale · Disposed 32 · Balance 14,868 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 15,084 |
Reported balance
After 2022-06-15 transaction · row 13
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 13 · 2022-06-15 · Exercise / conversion · Acquired 216 · Balance 15,084 |
| Class A Common StockSEC Table I · non-derivative | Direct | 15,003 |
Reported balance
After 2022-06-16 transaction · row 14
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 14 · 2022-06-16 · Sale · Disposed 81 · Balance 15,003 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-15 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2022-06-15 · Exercise / conversion · Disposed 1,122 · Balance 0 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F4: The shares underlying the RSU fully vested on June 15, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,400 |
Reported balance
After 2022-06-15 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2022-06-15 · Exercise / conversion · Disposed 350 · Balance 1,400 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F5: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 440 |
Reported balance
After 2022-06-15 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2022-06-15 · Exercise / conversion · Disposed 88 · Balance 440 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F6: 25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,572 |
Reported balance
After 2022-06-15 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2022-06-15 · Exercise / conversion · Disposed 224 · Balance 1,572 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F7: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,384 |
Reported balance
After 2022-06-15 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2022-06-15 · Exercise / conversion · Disposed 138 · Balance 1,384 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F8: 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 927 |
Reported balance
After 2022-06-15 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2022-06-15 · Exercise / conversion · Disposed 84 · Balance 927 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F9: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,248 |
Reported balance
After 2022-06-15 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2022-06-15 · Exercise / conversion · Disposed 216 · Balance 3,248 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F10: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $103.69 · Expires 2029-09-18 | Direct | 3,187 |
Reported balance
Holding disclosure · report date 2022-06-15 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 3,187 F11: 25% of the shares subject to the option vested on October 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.47 · Expires 2030-04-14 | Direct | 7,590 |
Reported balance
Holding disclosure · report date 2022-06-15 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 7,590 F12: 25% of the shares subject to the option vested on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $274.96 · Expires 2031-04-21 | Direct | 3,184 |
Reported balance
Holding disclosure · report date 2022-06-15 · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · Balance 3,184 F13: 25% of the shares subject to the option vested on February 1, 2022, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.
F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
F4: The shares underlying the RSU fully vested on June 15, 2022.
F5: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6: 25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8: 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F9: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F10: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F11: 25% of the shares subject to the option vested on October 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F12: 25% of the shares subject to the option vested on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F13: 25% of the shares subject to the option vested on February 1, 2022, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · nonDerivative · entry 4 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 16,887 | $195.79 | $3,306,385.10 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · nonDerivative · entry 3 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,080 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 11,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · nonDerivative · entry 2 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 2,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · nonDerivative · entry 1 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · balance_after: Includes 145 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042900 · doc4.xml · derivative · entry 5 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042900 · doc4.xml · derivative · entry 4 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690 Underlying: Class A Common Stock · 690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 690 | $0.00 Strike: $8.73 | $0.00 |
DisclosureSEC source: 0001209191-20-042900 · doc4.xml · derivative · entry 3 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,454 Underlying: Class B Common Stock · 690 shares Expires 2026-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,387 | $205.34 | $284,806.58 |
DisclosureSEC source: 0001209191-20-042900 · doc4.xml · nonDerivative · entry 2 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,503 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042900 · doc4.xml · nonDerivative · entry 1 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 21:09 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 91 | $185.62 | $16,891.59 |
DisclosureSEC source: 0001209191-20-037329 · doc4.xml · nonDerivative · entry 8 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $182.15 to $189.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 21:09 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 703 | $185.62 | $130,492.20 |
DisclosureSEC source: 0001209191-20-037329 · doc4.xml · nonDerivative · entry 6 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,111 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $182.15 to $189.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 21:09 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 425 | $185.62 | $78,889.31 |
DisclosureSEC source: 0001209191-20-037329 · doc4.xml · nonDerivative · entry 4 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,414 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $182.15 to $189.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 21:09 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 269 | $185.62 | $49,932.29 |
DisclosureSEC source: 0001209191-20-037329 · doc4.xml · nonDerivative · entry 2 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,717 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $182.15 to $189.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:09 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037329 · doc4.xml · derivative · entry 12 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876 Underlying: Class A Common Stock · 180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: 17% of the shares underlying the RSU vested on June 15, 2020, 33% of the shares underlying the RSU shall vest on September 15, 2020, 39% of the shares underlying the RSU shall vest on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. F7 · derivative.expiration_date: 17% of the shares underlying the RSU vested on June 15, 2020, 33% of the shares underlying the RSU shall vest on September 15, 2020, 39% of the shares underlying the RSU shall vest on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:09 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037329 · doc4.xml · derivative · entry 11 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,198 Underlying: Class A Common Stock · 1,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F6 · derivative.expiration_date: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:09 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037329 · doc4.xml · derivative · entry 10 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,974 Underlying: Class A Common Stock · 1,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F5 · derivative.expiration_date: 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:09 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037329 · doc4.xml · derivative · entry 9 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,070 Underlying: Class A Common Stock · 768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F4 · derivative.expiration_date: 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:09 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037329 · doc4.xml · nonDerivative · entry 7 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:09 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037329 · doc4.xml · nonDerivative · entry 5 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:09 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037329 · doc4.xml · nonDerivative · entry 3 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:09 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037329 · doc4.xml · nonDerivative · entry 1 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:15 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 1,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024875 · doc4.xml · derivative · entry 8 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,056 Underlying: Class A Common Stock · 1,056 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: 17% of the shares underlying the RSU shall vest on June 15, 2020, 33% of the shares underlying the RSU shall vest on September 15, 2020, 39% of the shares underlying the RSU shall vest on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. F7 · derivative.expiration_date: 17% of the shares underlying the RSU shall vest on June 15, 2020, 33% of the shares underlying the RSU shall vest on September 15, 2020, 39% of the shares underlying the RSU shall vest on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:15 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 3,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024875 · doc4.xml · derivative · entry 7 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,593 Underlying: Class A Common Stock · 3,593 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: 25% of the shares underlying the RSU shall vest on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F6 · derivative.expiration_date: 25% of the shares underlying the RSU shall vest on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:15 UTC | Okta, Inc. OKTA · Entity 3154 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,590 | $0.00 Strike: $142.47 | $0.00 |
DisclosureSEC source: 0001209191-20-024875 · doc4.xml · derivative · entry 6 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,590 Underlying: Class A Common Stock · 7,590 shares Expires 2030-04-14 F4 · derivative.exercise_date: 25% of the shares subject to the option shall vest on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:15 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 1,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024875 · doc4.xml · derivative · entry 5 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:15 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 1,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024875 · doc4.xml · derivative · entry 4 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034 Underlying: Class A Common Stock · 1,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:15 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,034 | $0.00 Strike: $8.73 | $0.00 |
DisclosureSEC source: 0001209191-20-024875 · doc4.xml · derivative · entry 3 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,144 Underlying: Class B Common Stock · 1,034 shares Expires 2026-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option shall vest in 48 equal monthly installments commencing on June 2, 2016, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:15 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,730 | $138.24 | $239,155.20 |
DisclosureSEC source: 0001209191-20-024875 · doc4.xml · nonDerivative · entry 2 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,218 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:15 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 1,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024875 · doc4.xml · nonDerivative · entry 1 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:08 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 558 | $90.72 | $50,621.76 |
DisclosureSEC source: 0001209191-20-020042 · doc4.xml · nonDerivative · entry 7 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,914 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:08 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 426 | $97.67 | $41,607.59 |
DisclosureSEC source: 0001209191-20-020042 · doc4.xml · nonDerivative · entry 6 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,472 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $88.67 to $103.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:08 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 292 | $97.67 | $28,519.76 |
DisclosureSEC source: 0001209191-20-020042 · doc4.xml · nonDerivative · entry 4 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,776 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $88.67 to $103.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:08 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 196 | $97.67 | $19,143.40 |
DisclosureSEC source: 0001209191-20-020042 · doc4.xml · nonDerivative · entry 2 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,301 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $88.67 to $103.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 21:08 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020042 · doc4.xml · derivative · entry 11 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,096 Underlying: Class A Common Stock · 1,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F7 · derivative.expiration_date: 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 21:08 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020042 · doc4.xml · derivative · entry 10 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,838 Underlying: Class A Common Stock · 767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F6 · derivative.expiration_date: 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 21:08 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020042 · doc4.xml · derivative · entry 9 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: 100% of the shares underlying the RSU vested on March 15, 2020. F5 · derivative.expiration_date: 100% of the shares underlying the RSU vested on March 15, 2020. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 21:08 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020042 · doc4.xml · derivative · entry 8 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516 Underlying: Class A Common Stock · 516 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: 100% of the shares underlying the RSU vested on March 15, 2020. F5 · derivative.expiration_date: 100% of the shares underlying the RSU vested on March 15, 2020. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 21:08 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020042 · doc4.xml · nonDerivative · entry 5 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 21:08 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020042 · doc4.xml · nonDerivative · entry 3 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 21:08 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020042 · doc4.xml · nonDerivative · entry 1 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 22:02 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 2,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004071 · doc4.xml · derivative · entry 5 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 22:02 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 2,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004071 · doc4.xml · derivative · entry 4 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,413 Underlying: Class A Common Stock · 2,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 22:02 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,413 | $0.00 Strike: $8.73 | $0.00 |
DisclosureSEC source: 0001209191-20-004071 · doc4.xml · derivative · entry 3 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,178 Underlying: Class B Common Stock · 2,413 shares Expires 2026-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option shall vest in 48 equal monthly installments commencing on June 2, 2016, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 22:02 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 2,971 | $130.00 | $386,230.00 |
DisclosureSEC source: 0001209191-20-004071 · doc4.xml · nonDerivative · entry 2 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,981 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 22:02 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 2,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004071 · doc4.xml · nonDerivative · entry 1 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · balance_after: Includes 56 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:37 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 564 | $116.63 | $65,778.98 |
DisclosureSEC source: 0001209191-19-061165 · doc4.xml · nonDerivative · entry 4 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,483 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $115.16 to $117.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:37 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 386 | $116.63 | $45,018.95 |
DisclosureSEC source: 0001209191-19-061165 · doc4.xml · nonDerivative · entry 2 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,925 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $115.16 to $117.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 22:37 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061165 · doc4.xml · derivative · entry 6 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,218 Underlying: Class A Common Stock · 1,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F5 · derivative.expiration_date: 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 22:37 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061165 · doc4.xml · derivative · entry 5 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,605 Underlying: Class A Common Stock · 768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F4 · derivative.expiration_date: 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 22:37 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061165 · doc4.xml · nonDerivative · entry 3 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.