Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Okta, Inc.OKTA · Entity 3154 | Chief Accounting Officer | June 15, 2022 | June 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Okta, Inc.
Report date June 15, 2022 · Filed June 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 14,734 |
Reported balance
After 2022-06-15 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2022-06-15 · Exercise / conversion · Acquired 1,122 · Balance 14,734 |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,316 |
Reported balance
After 2022-06-16 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2022-06-16 · Sale · Disposed 418 · Balance 14,316 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,666 |
Reported balance
After 2022-06-15 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2022-06-15 · Exercise / conversion · Acquired 350 · Balance 14,666 |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,535 |
Reported balance
After 2022-06-16 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2022-06-16 · Sale · Disposed 131 · Balance 14,535 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,623 |
Reported balance
After 2022-06-15 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2022-06-15 · Exercise / conversion · Acquired 88 · Balance 14,623 |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,590 |
Reported balance
After 2022-06-16 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2022-06-16 · Sale · Disposed 33 · Balance 14,590 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,814 |
Reported balance
After 2022-06-15 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2022-06-15 · Exercise / conversion · Acquired 224 · Balance 14,814 |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,730 |
Reported balance
After 2022-06-16 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2022-06-16 · Sale · Disposed 84 · Balance 14,730 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,868 |
Reported balance
After 2022-06-15 transaction · row 9
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 9 · 2022-06-15 · Exercise / conversion · Acquired 138 · Balance 14,868 |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,816 |
Reported balance
After 2022-06-16 transaction · row 10
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 10 · 2022-06-16 · Sale · Disposed 52 · Balance 14,816 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,900 |
Reported balance
After 2022-06-15 transaction · row 11
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 11 · 2022-06-15 · Exercise / conversion · Acquired 84 · Balance 14,900 |
| Class A Common StockSEC Table I · non-derivative | Direct | 14,868 |
Reported balance
After 2022-06-16 transaction · row 12
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 12 · 2022-06-16 · Sale · Disposed 32 · Balance 14,868 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Class A Common StockSEC Table I · non-derivative | Direct | 15,084 |
Reported balance
After 2022-06-15 transaction · row 13
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 13 · 2022-06-15 · Exercise / conversion · Acquired 216 · Balance 15,084 |
| Class A Common StockSEC Table I · non-derivative | Direct | 15,003 |
Reported balance
After 2022-06-16 transaction · row 14
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 14 · 2022-06-16 · Sale · Disposed 81 · Balance 15,003 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-15 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2022-06-15 · Exercise / conversion · Disposed 1,122 · Balance 0 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F4: The shares underlying the RSU fully vested on June 15, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,400 |
Reported balance
After 2022-06-15 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2022-06-15 · Exercise / conversion · Disposed 350 · Balance 1,400 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F5: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 440 |
Reported balance
After 2022-06-15 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2022-06-15 · Exercise / conversion · Disposed 88 · Balance 440 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F6: 25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,572 |
Reported balance
After 2022-06-15 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2022-06-15 · Exercise / conversion · Disposed 224 · Balance 1,572 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F7: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,384 |
Reported balance
After 2022-06-15 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2022-06-15 · Exercise / conversion · Disposed 138 · Balance 1,384 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F8: 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 927 |
Reported balance
After 2022-06-15 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2022-06-15 · Exercise / conversion · Disposed 84 · Balance 927 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F9: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,248 |
Reported balance
After 2022-06-15 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2022-06-15 · Exercise / conversion · Disposed 216 · Balance 3,248 F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F10: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $103.69 · Expires 2029-09-18 | Direct | 3,187 |
Reported balance
Holding disclosure · report date 2022-06-15 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 3,187 F11: 25% of the shares subject to the option vested on October 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.47 · Expires 2030-04-14 | Direct | 7,590 |
Reported balance
Holding disclosure · report date 2022-06-15 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 7,590 F12: 25% of the shares subject to the option vested on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $274.96 · Expires 2031-04-21 | Direct | 3,184 |
Reported balance
Holding disclosure · report date 2022-06-15 · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · Balance 3,184 F13: 25% of the shares subject to the option vested on February 1, 2022, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $78.32 to $83.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.
F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
F4: The shares underlying the RSU fully vested on June 15, 2022.
F5: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6: 25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8: 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F9: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F10: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F11: 25% of the shares subject to the option vested on October 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F12: 25% of the shares subject to the option vested on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F13: 25% of the shares subject to the option vested on February 1, 2022, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 17, 2021 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021418 · doc4.xml · nonDerivative · entry 18 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021418 · doc4.xml · nonDerivative · entry 16 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 899 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021418 · doc4.xml · nonDerivative · entry 14 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 88 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021418 · doc4.xml · nonDerivative · entry 12 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021418 · doc4.xml · nonDerivative · entry 10 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021418 · doc4.xml · nonDerivative · entry 8 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021418 · doc4.xml · nonDerivative · entry 6 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 366 | $226.41 | $82,866.06 |
DisclosureSEC source: 0001209191-21-021418 · doc4.xml · nonDerivative · entry 5 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,089 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 550 | $225.21 | $123,865.50 |
DisclosureSEC source: 0001209191-21-021418 · doc4.xml · nonDerivative · entry 4 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,455 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.87 to $225.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,350 | $224.06 | $302,484.51 |
DisclosureSEC source: 0001209191-21-021418 · doc4.xml · nonDerivative · entry 3 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,005 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.77 to $224.625 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,067 | $223.07 | $238,015.26 |
DisclosureSEC source: 0001209191-21-021418 · doc4.xml · nonDerivative · entry 2 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,355 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $222.739 to $223.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:06 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021418 · doc4.xml · nonDerivative · entry 1 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 22:02 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 940 | $260.99 | $245,330.60 |
DisclosureSEC source: 0001209191-21-004355 · doc4.xml · nonDerivative · entry 1 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,089 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 22:01 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 2,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064670 · doc4.xml · derivative · entry 2 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,213 Underlying: Class A Common Stock · 2,213 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: 6.25% of the shares underlying the RSU shall vest on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F3 · derivative.expiration_date: 6.25% of the shares underlying the RSU shall vest on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 207 | $258.91 | $53,593.52 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · nonDerivative · entry 10 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,962 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $253.01 to $261.232, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 45 | $258.91 | $11,650.77 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · nonDerivative · entry 8 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,758 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $253.01 to $261.232, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 176 | $258.91 | $45,567.44 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · nonDerivative · entry 6 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,715 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $253.01 to $261.232, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 564 | $258.91 | $146,022.93 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · nonDerivative · entry 4 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,541 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $253.01 to $261.232, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 386 | $258.91 | $99,937.68 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · nonDerivative · entry 2 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,983 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $253.01 to $261.232, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · derivative · entry 15 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116 Underlying: Class A Common Stock · 411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F8 · derivative.exercise_date: 17% of the shares underlying the RSU vested on June 15, 2020, 33% of the shares underlying the RSU vested on September 15, 2020, 39% of the shares underlying the RSU vested on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. F8 · derivative.expiration_date: 17% of the shares underlying the RSU vested on June 15, 2020, 33% of the shares underlying the RSU vested on September 15, 2020, 39% of the shares underlying the RSU vested on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 88 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · derivative · entry 14 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968 Underlying: Class A Common Stock · 88 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: 25% of the shares underlying the RSU shall vest on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F7 · derivative.expiration_date: 25% of the shares underlying the RSU shall vest on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · derivative · entry 13 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,499 Underlying: Class A Common Stock · 350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F6 · derivative.expiration_date: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · derivative · entry 12 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,731 Underlying: Class A Common Stock · 1,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F5 · derivative.expiration_date: 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · derivative · entry 11 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,535 Underlying: Class A Common Stock · 768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F4 · derivative.expiration_date: 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · nonDerivative · entry 9 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 88 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · nonDerivative · entry 7 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · nonDerivative · entry 5 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · nonDerivative · entry 3 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:18 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064145 · doc4.xml · nonDerivative · entry 1 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 21:05 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 939 | $237.70 | $223,200.30 |
DisclosureSEC source: 0001209191-20-055293 · doc4.xml · nonDerivative · entry 1 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,601 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 176 | $194.31 | $34,198.28 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · nonDerivative · entry 13 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,540 F4 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $191.43 to $196.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) with regard to the block trade. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 178 | $194.31 | $34,586.90 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · nonDerivative · entry 11 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,367 F4 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $191.43 to $196.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) with regard to the block trade. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 176 | $194.31 | $34,198.28 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · nonDerivative · entry 9 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,192 F4 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $191.43 to $196.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) with regard to the block trade. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 563 | $194.31 | $109,395.63 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · nonDerivative · entry 7 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,019 F4 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $191.43 to $196.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) with regard to the block trade. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 386 | $194.31 | $75,003.04 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · nonDerivative · entry 5 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,461 F4 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $191.43 to $196.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) with regard to the block trade. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · derivative · entry 24 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527 Underlying: Class A Common Stock · 349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F12 · derivative.exercise_date: 17% of the shares underlying the RSU vested on June 15, 2020, 33% of the shares underlying the RSU vested on September 15, 2020, 39% of the shares underlying the RSU shall vest on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. F12 · derivative.expiration_date: 17% of the shares underlying the RSU vested on June 15, 2020, 33% of the shares underlying the RSU vested on September 15, 2020, 39% of the shares underlying the RSU shall vest on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 353 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · derivative · entry 23 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,056 Underlying: Class A Common Stock · 353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F11 · derivative.exercise_date: 25% of the shares underlying the RSU shall vest on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F11 · derivative.expiration_date: 25% of the shares underlying the RSU shall vest on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · derivative · entry 22 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,849 Underlying: Class A Common Stock · 349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F10 · derivative.exercise_date: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F10 · derivative.expiration_date: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · derivative · entry 21 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,853 Underlying: Class A Common Stock · 1,121 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F9 · derivative.exercise_date: 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F9 · derivative.expiration_date: 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · derivative · entry 20 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,303 Underlying: Class A Common Stock · 767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F8 · derivative.exercise_date: 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F8 · derivative.expiration_date: 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 11,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · derivative · entry 19 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 11,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · derivative · entry 18 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,454 Underlying: Class A Common Stock · 11,454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,454 | $0.00 Strike: $8.73 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · derivative · entry 17 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 11,454 shares Expires 2026-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 2,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · derivative · entry 16 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 2,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · derivative · entry 15 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,865 Underlying: Class A Common Stock · 2,865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,865 | $0.00 Strike: $7.17 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · derivative · entry 14 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 2,865 shares Expires 2025-08-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · nonDerivative · entry 12 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 353 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · nonDerivative · entry 10 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · nonDerivative · entry 8 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:11 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050971 · doc4.xml · nonDerivative · entry 6 KRAMER CHRISTOPHER K · CIK 0001788037 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.