Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | Director · Chairman & CEO | June 09, 2014 | June 10, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date June 09, 2014 · Filed June 10, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 565,675 |
Ending reported balance
After 2014-06-09 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2014-06-09 · Exercise / conversion · Acquired 100,000 · Balance 641,164 Row 2 · 2014-06-09 · Exercise / conversion · Acquired 80,000 · Balance 721,164 Row 3 · 2014-06-09 · Tax withholding · Disposed 22,141 · Balance 699,023 Row 4 · 2014-06-09 · Sale · Disposed 24,979 · Balance 674,044 F1: The price report in column 4 is a weighted average price. 12,758 of the shares were sold at $118.95 and 12,221 were sold at $119.05. Row 5 · 2014-06-09 · Tax withholding · Disposed 25,073 · Balance 648,971 Row 6 · 2014-06-09 · Tax withholding · Disposed 34,651 · Balance 614,320 Row 7 · 2014-06-09 · Tax withholding · Disposed 48,645 · Balance 565,675 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.50 · Expires 2015-01-02 | Direct | 0 |
Reported balance
After 2014-06-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2014-06-09 · Exercise / conversion · Disposed 80,000 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $57.84 · Expires 2016-03-07 | Direct | 200,000 |
Reported balance
After 2014-06-09 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2014-06-09 · Exercise / conversion · Disposed 100,000 · Balance 200,000 |
| Common Stock (Career Restricted)SEC Table I · non-derivative | Direct | 2,400 |
Reported balance
Holding disclosure · report date 2014-06-09 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,400 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 4,405 |
Reported balance
Holding disclosure · report date 2014-06-09 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 4,405 |
Filing footnotes · ownership attribution and instrument terms
F1: The price report in column 4 is a weighted average price. 12,758 of the shares were sold at $118.95 and 12,221 were sold at $119.05.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2012 Filed Jan 5, 2012 22:28 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 355,000 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000894 · doc4.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,000 Underlying: Common Stock · 355,000 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 94,500 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · derivative · entry 14 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 26,490 | $85.01 | $2,251,914.90 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 11 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,432 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 18,702 | $85.01 | $1,589,857.02 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 10 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,922 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,247 | $83.96 | $440,538.12 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 9 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,624 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,500 | $83.98 | $293,930.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 8 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,871 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,900 | $83.97 | $243,513.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 7 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,371 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,400 | $84.02 | $117,628.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,271 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $83.97 | $83,965.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,671 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 654 | $83.99 | $54,929.46 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,671 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $84.00 | $33,600.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,325 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $84.01 | $33,604.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,725 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 70,000 | $32.17 | $2,251,900.00 |
DisclosureSEC source: 0001225208-11-006889 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:56 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 18,257 | $83.66 | $1,527,380.62 |
DisclosureSEC source: 0001225208-11-005216 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,125 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:56 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 44,806 | $83.66 | $3,748,469.96 |
DisclosureSEC source: 0001225208-11-005216 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,382 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:22 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 349,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001104 · doc4.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,000 Underlying: Common Stock · 349,000 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 90,500 perfomance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| December 03, 2010 Filed Dec 3, 2010 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $78.36 | $391,783.00 |
DisclosureSEC source: 0001225208-10-026404 · doc4.xml · nonDerivative · entry 10 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,576 Read SEC document |
| December 03, 2010 Filed Dec 3, 2010 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $78.39 | $391,961.50 |
DisclosureSEC source: 0001225208-10-026404 · doc4.xml · nonDerivative · entry 9 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,576 Read SEC document |
| December 03, 2010 Filed Dec 3, 2010 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,500 | $78.60 | $196,500.00 |
DisclosureSEC source: 0001225208-10-026404 · doc4.xml · nonDerivative · entry 8 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,576 Read SEC document |
| December 03, 2010 Filed Dec 3, 2010 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,500 | $78.65 | $196,625.00 |
DisclosureSEC source: 0001225208-10-026404 · doc4.xml · nonDerivative · entry 7 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,076 Read SEC document |
| December 03, 2010 Filed Dec 3, 2010 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $78.60 | $157,207.80 |
DisclosureSEC source: 0001225208-10-026404 · doc4.xml · nonDerivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,576 Read SEC document |
| December 03, 2010 Filed Dec 3, 2010 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,600 | $78.50 | $125,600.00 |
DisclosureSEC source: 0001225208-10-026404 · doc4.xml · nonDerivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,576 Read SEC document |
| December 03, 2010 Filed Dec 3, 2010 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $78.55 | $31,421.00 |
DisclosureSEC source: 0001225208-10-026404 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,176 Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:29 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-10-026404 · doc4.xml · derivative · entry 13 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 100,000 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:29 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 40,877 | $78.70 | $3,217,019.90 |
DisclosureSEC source: 0001225208-10-026404 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,576 Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:29 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 25,394 | $78.70 | $1,998,507.80 |
DisclosureSEC source: 0001225208-10-026404 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,453 Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:29 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 100,000 | $32.17 | $3,217,000.00 |
DisclosureSEC source: 0001225208-10-026404 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 22:20 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-10-024537 · doc4.xml · derivative · entry 8 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 22:20 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 50,499 | $76.24 | $3,850,043.76 |
DisclosureSEC source: 0001225208-10-024537 · doc4.xml · nonDerivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,847 Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 22:20 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 21,286 | $76.24 | $1,622,844.64 |
DisclosureSEC source: 0001225208-10-024537 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,346 Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 22:20 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,785 | $76.50 | $825,052.50 |
DisclosureSEC source: 0001225208-10-024537 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,632 Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 22:20 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,115 | $76.38 | $467,093.66 |
DisclosureSEC source: 0001225208-10-024537 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,417 Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 22:20 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 100,000 | $38.50 | $3,850,000.00 |
DisclosureSEC source: 0001225208-10-024537 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2010 Filed Aug 11, 2010 21:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 44,000 | $0.00 Strike: $37.63 | $0.00 |
DisclosureSEC source: 0001225208-10-019040 · doc4.xml · derivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,000 shares Expires 2011-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2010 Filed Aug 11, 2010 21:07 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 22,558 | $73.39 | $1,655,531.62 |
DisclosureSEC source: 0001225208-10-019040 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,532 Read SEC document |
| August 10, 2010 Filed Aug 11, 2010 21:07 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 9,221 | $73.39 | $676,729.19 |
DisclosureSEC source: 0001225208-10-019040 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,090 Read SEC document |
| August 10, 2010 Filed Aug 11, 2010 21:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 44,000 | $37.63 | $1,655,500.00 |
DisclosureSEC source: 0001225208-10-019040 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2010 Filed Mar 23, 2010 21:02 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,049 | $72.68 | $366,961.32 |
DisclosureSEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 8 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,311 Read SEC document |
| March 22, 2010 Filed Mar 23, 2010 21:02 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,300 | $72.90 | $313,470.00 |
DisclosureSEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 7 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,360 Read SEC document |
| March 22, 2010 Filed Mar 23, 2010 21:02 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,100 | $72.89 | $153,069.00 |
DisclosureSEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,660 Read SEC document |
| March 22, 2010 Filed Mar 23, 2010 21:02 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,266 | $72.91 | $92,304.06 |
DisclosureSEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,760 Read SEC document |
| March 22, 2010 Filed Mar 23, 2010 21:02 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $72.92 | $29,168.00 |
DisclosureSEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,026 Read SEC document |
| March 19, 2010 Filed Mar 23, 2010 21:02 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $37.63 | $0.00 |
DisclosureSEC source: 0001225208-10-008816 · doc4.xml · derivative · entry 10 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 100,000 shares Expires 2011-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2010 Filed Mar 23, 2010 21:02 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 51,373 | $73.24 | $3,762,558.52 |
DisclosureSEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,426 Read SEC document |
| March 19, 2010 Filed Mar 23, 2010 21:02 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 20,910 | $73.24 | $1,531,448.40 |
DisclosureSEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,799 Read SEC document |
| March 19, 2010 Filed Mar 23, 2010 21:02 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 100,000 | $37.63 | $3,762,500.00 |
DisclosureSEC source: 0001225208-10-008816 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 19,001 | $65.40 | $1,242,665.40 |
DisclosureSEC source: 0001225208-10-003920 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,709 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 47,200 | $65.40 | $3,086,880.00 |
DisclosureSEC source: 0001225208-10-003920 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,710 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 302,000 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001008 · doc4.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,000 Underlying: Common Stock · 302,000 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 87,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 9,478 | $70.58 | $668,957.24 |
DisclosureSEC source: 0001225208-09-024657 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,510 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.