Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Greenlane Holdings, Inc.GNLN · Entity 8520 | Director · Chief Executive Officer | March 10, 2022 | March 10, 2022 |
| Unrivaled Brands, Inc.UNRV · Entity 123632 | Director | July 01, 2022 | July 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Greenlane Holdings, Inc.
Report date March 10, 2022 · Filed March 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,772,731 |
Reported balance
After 2022-03-10 transaction · row 1
1 source rowRow 1 · 2022-03-10 · Grant · Acquired 479,520 · Balance 1,772,731 F1: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 10, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first three anniversaries of the date of the grant, such that on March 10, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.50 · Expires 2032-03-10 | Direct | 590,168 |
Reported balance
After 2022-03-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-10 · Grant · Acquired 590,168 · Balance 590,168 F1: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 10, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first three anniversaries of the date of the grant, such that on March 10, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 699,712 |
Reported balance
Holding disclosure · report date 2022-03-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 699,712 F2: These shares are held in trusts for the benefit of the Reporting Person and the Reporting Person's Spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 10, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first three anniversaries of the date of the grant, such that on March 10, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.
F2: These shares are held in trusts for the benefit of the Reporting Person and the Reporting Person's Spouse.
Unrivaled Brands, Inc.
Report date July 01, 2022 · Filed July 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Nonqualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.08 · Expires 2032-06-30 | Direct | 100,000 |
Reported balance
After 2022-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-07-01 · Grant · Acquired 100,000 · Balance 100,000 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KushCo Holdings, Inc.
Report date August 31, 2021 · Filed September 01, 2021
Section 16 reporting ended · disclosed 2021-09-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 1
1 source rowRow 1 · 2021-08-31 · Disposition to issuer · Disposed 5,282,533 · Balance 0 F1: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 1,593,211 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger. This number includes 100,582 restricted stock units that accelerated and vested in full prior to the merger. |
| Common StockSEC Table I · non-derivative | Indirectby TRUST | 0 |
Reported balance
After 2021-08-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-08-31 · Disposition to issuer · Disposed 4,000,000 · Balance 0 F2: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 1,206,400 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger. F3: These shares were held in trusts for the benefit of the Reporting Person and the Reporting Person's spouse. The Reporting Person had investment control over the shares held by such trusts. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $1.33 · Expires 2031-03-20 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-31 · Disposition to issuer · Disposed 83,333 · Balance 0 F4: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 25,133 shares of Greenlane Holdings, Inc. common stock for $4.41 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2030-04-22 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-08-31 · Disposition to issuer · Disposed 500,000 · Balance 0 F5: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 150,800 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2030-04-22 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-31 · Disposition to issuer · Disposed 30,000 · Balance 0 F6: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 9,048 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2030-04-22 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-31 · Disposition to issuer · Disposed 75,000 · Balance 0 F7: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 22,620 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2030-04-22 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-08-31 · Disposition to issuer · Disposed 265,000 · Balance 0 F8: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 79,924 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.58 · Expires 2028-10-21 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-08-31 · Disposition to issuer · Disposed 100,000 · Balance 0 F9: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 30,160 shares of Greenlane Holdings, Inc. common stock for $1.93 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.79 · Expires 2031-08-29 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-08-31 · Disposition to issuer · Disposed 97,761 · Balance 0 F10: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 29,484 shares of Greenlane Holdings, Inc. common stock for $2.62 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 1,593,211 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger. This number includes 100,582 restricted stock units that accelerated and vested in full prior to the merger.
F2: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 1,206,400 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger.
F3: These shares were held in trusts for the benefit of the Reporting Person and the Reporting Person's spouse. The Reporting Person had investment control over the shares held by such trusts.
F4: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 25,133 shares of Greenlane Holdings, Inc. common stock for $4.41 per share.
F5: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 150,800 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.
F6: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 9,048 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.
F7: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 22,620 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.
F8: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 79,924 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.
F9: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 30,160 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.
F10: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 29,484 shares of Greenlane Holdings, Inc. common stock for $2.62 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2019 Filed Apr 17, 2019 16:57 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 25,000 | $5.48 | $137,000.00 |
DisclosureSEC source: 0001144204-19-020093 · tv519126_form4.xml · nonDerivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,635,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.43 to $5.55, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| April 16, 2019 Filed Apr 17, 2019 16:57 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 75,000 | $5.54 | $415,500.00 |
DisclosureSEC source: 0001144204-19-020093 · tv519126_form4.xml · nonDerivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,660,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.70, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 16:57 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 100,000 | $5.76 | $576,000.00 |
DisclosureSEC source: 0001144204-19-020093 · tv519126_form4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,735,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $5.96, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 14, 2019 Filed Feb 14, 2019 19:02 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 25,000 | $5.63 | $140,750.00 |
DisclosureSEC source: 0001144204-19-008419 · tv513842_form4.xml · nonDerivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,835,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.66, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 19:02 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 75,000 | $5.83 | $437,250.00 |
DisclosureSEC source: 0001144204-19-008419 · tv513842_form4.xml · nonDerivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,860,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.76 to $5.92, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 19:02 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 100,000 | $5.94 | $594,000.00 |
DisclosureSEC source: 0001144204-19-008419 · tv513842_form4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,935,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.85 to $6.05, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 17:08 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GiftCommon Stock | 4,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-002461 · tv511410_4.xml · nonDerivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 4,000,000 F2 · shares: These shares are held in trusts for the benefit of the Reporting Person and the Reporting Person's spouse. The Reporting Person has investment control over the shares held by such trusts. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 17:08 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GiftCommon Stock | 6,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-002461 · tv511410_4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,035,000 F1 · shares: Of the shares gifted by the Reporting Person on January 18, 2019, 4,000,000 were gifted to trusts for the benefit of the Reporting Person and the Reporting Person's spouse for estate planning purposes and over which the Reporting Person has investment control, and 2,000,000 were gifted to a trust for estate planning purposes over which the Reporting Person has no investment control. Read SEC document |
| January 09, 2019 Filed Jan 9, 2019 18:49 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 50,000 | $6.15 | $307,500.00 |
DisclosureSEC source: 0001144204-19-001254 · tv510852_4.xml · nonDerivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,035,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.95 to $6.18, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| January 08, 2019 Filed Jan 9, 2019 18:49 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 50,000 | $6.03 | $301,500.00 |
DisclosureSEC source: 0001144204-19-001254 · tv510852_4.xml · nonDerivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,085,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $6.16, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 18:49 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 100,000 | $5.98 | $598,000.00 |
DisclosureSEC source: 0001144204-19-001254 · tv510852_4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,135,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $6.06, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| October 24, 2018 Filed Oct 25, 2018 17:57 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GrantStock Option (right to buy) · Derivative | 175,000 | $0.00 Strike: $5.21 | $0.00 |
DisclosureSEC source: 0001144204-18-055402 · tv505541_4.xml · derivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires 2028-10-24 F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2016 Stock Incentive Plan. The Option will become exercisable as to one-third (1/3) of the shares underlying the Option on October 24, 2019, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of twenty-four (24) months. Read SEC document |
| October 18, 2018 Filed Oct 18, 2018 19:47 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 10,000 | $5.91 | $59,100.00 |
DisclosureSEC source: 0001144204-18-054458 · tv505072_form4.xml · nonDerivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,235,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.79 to $5.97, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| October 17, 2018 Filed Oct 18, 2018 19:47 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 30,000 | $5.87 | $176,100.00 |
DisclosureSEC source: 0001144204-18-054458 · tv505072_form4.xml · nonDerivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,245,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.84 to $6.07, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 19:47 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 25,000 | $5.99 | $149,750.00 |
DisclosureSEC source: 0001144204-18-054458 · tv505072_form4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,275,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.84 to $6.20, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 19:31 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GrantStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $4.53 | $0.00 |
DisclosureSEC source: 0001144204-18-041772 · tv500056_form4.xml · derivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-07-31 F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2016 Stock Incentive Plan. The Option will become exercisable as to one-third (1/3) of the shares underlying the Option on July 31, 2019, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of twenty-four (24) months. Read SEC document |
| June 27, 2018 Filed Jun 27, 2018 19:09 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 56,174 | $4.79 | $269,073.46 |
DisclosureSEC source: 0001144204-18-036144 · tv497456_form4.xml · nonDerivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| June 26, 2018 Filed Jun 27, 2018 19:09 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 101,826 | $4.83 | $491,819.58 |
DisclosureSEC source: 0001144204-18-036144 · tv497456_form4.xml · nonDerivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,356,174 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $4.854, inclusive. The reporting person hereby undertakes to provide to Kush Bottles, Inc., any security holder of Kush Bottles, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 19:09 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 42,000 | $5.02 | $210,840.00 |
DisclosureSEC source: 0001144204-18-036144 · tv497456_form4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,458,000 F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| January 24, 2018 Filed Jan 24, 2018 16:31 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 100,000 | $6.41 | $641,000.00 |
DisclosureSEC source: 0001144204-18-003496 · tv484003_form4.xml · nonDerivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.2501 to $6.4641, inclusive. The reporting person hereby undertakes to provide to Kush Bottles, Inc., any security holder of Kush Bottles, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 16:31 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 60,000 | $6.46 | $387,600.00 |
DisclosureSEC source: 0001144204-18-003496 · tv484003_form4.xml · nonDerivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,600,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4493 to $6.472443, inclusive. The reporting person hereby undertakes to provide to Kush Bottles, Inc., any security holder of Kush Bottles, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 16:31 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 140,000 | $6.70 | $938,000.00 |
DisclosureSEC source: 0001144204-18-003496 · tv484003_form4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,660,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.618672 to $6.72139, inclusive. The reporting person hereby undertakes to provide to Kush Bottles, Inc., any security holder of Kush Bottles, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 16:35 UTC | KushCo Holdings, Inc. kshb · Entity 135823 | GrantStock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $2.39 | $0.00 |
DisclosureSEC source: 0001511164-17-000703 · primary_doc.xml · derivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2027-11-14 F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2016 Stock Incentive Plan. The Option will become exercisable as to one-half (1/2) of the shares underlying the Option on November 14, 2018, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of one year. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 15:58 UTC | KushCo Holdings, Inc. kshb · Entity 135823 | SaleCommon Stock | 23,809 | $1.86 | $44,284.74 |
DisclosureSEC source: 0001511164-17-000519 · primary_doc.xml · nonDerivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,800,000 Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 15:58 UTC | KushCo Holdings, Inc. kshb · Entity 135823 | SaleCommon Stock | 27,615 | $1.93 | $53,296.95 |
DisclosureSEC source: 0001511164-17-000519 · primary_doc.xml · nonDerivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,823,809 Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 15:58 UTC | KushCo Holdings, Inc. kshb · Entity 135823 | SaleCommon Stock | 47,500 | $1.91 | $90,725.00 |
DisclosureSEC source: 0001511164-17-000519 · primary_doc.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,851,424 Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 16:24 UTC | KushCo Holdings, Inc. kshb · Entity 135823 | SaleCommon Stock | 23,076 | $1.88 | $43,382.88 |
DisclosureSEC source: 0001511164-17-000478 · primary_doc.xml · nonDerivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,898,924 Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 16:24 UTC | KushCo Holdings, Inc. kshb · Entity 135823 | SaleCommon Stock | 60,000 | $1.95 | $117,000.00 |
DisclosureSEC source: 0001511164-17-000478 · primary_doc.xml · nonDerivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,922,000 Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 16:24 UTC | KushCo Holdings, Inc. kshb · Entity 135823 | SaleCommon Stock | 18,000 | $2.06 | $37,080.00 |
DisclosureSEC source: 0001511164-17-000478 · primary_doc.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,982,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.