Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Prairie Operating Co.CRKR · Entity 7132 | Director · CO-CEO and President · 10% owner | June 30, 2022 | July 08, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Prairie Operating Co.
Report date June 30, 2022 · Filed July 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Preferred StockSEC Table II · derivative / convertible security | Direct | 15,020 |
Reported balance
After 2022-06-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-06-30 · Grant · Acquired 5,361 · Balance 15,020 F1: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. |
| Series A Preferred StockSEC Table II · derivative / convertible security | Direct | 15,020 |
Reported balance
Holding disclosure · report date 2022-06-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 15,020 F1: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. F2: 6,250 of the Preferred Shares became exercisable on 12/31/2021, 3,409 of the Preferred Shares became exercisable on 03/31/2022, and the balance became exercisable on 06/30/2022. |
| Common StockSEC Table I · non-derivative | Direct | 1,202,523 |
Reported balance
Holding disclosure · report date 2022-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,202,523 |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $2.65 | Direct | 2,625,000 |
Reported balance
Holding disclosure · report date 2022-06-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,625,000 F3: Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 trading days reaches $2.50, $3.00, $3.50 and $4.00. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.25 · Expires 2025-08-03 | Direct | 37,500 |
Reported balance
Holding disclosure · report date 2022-06-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 37,500 |
| Convertible DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $0.18 · Expires 2022-12-31 | IndirectSee Footnote 4. | Not disclosed |
Reported balance
Holding disclosure · report date 2022-06-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F4: Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.18 · Expires 2024-12-01 | IndirectSee Footnote 4. | 4,285,174 |
Reported balance
Holding disclosure · report date 2022-06-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,285,174 F4: Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.
F2: 6,250 of the Preferred Shares became exercisable on 12/31/2021, 3,409 of the Preferred Shares became exercisable on 03/31/2022, and the balance became exercisable on 06/30/2022.
F3: Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 trading days reaches $2.50, $3.00, $3.50 and $4.00.
F4: Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2022 Filed Jul 8, 2022 22:21 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantSeries A Preferred Stock · Derivative | 5,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000939798-22-000008 · primary_doc.xml · derivative · entry 2 KAUFMAN SCOTT D · CIK 0001312498 · Director · CO-CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,020 Underlying: Common Stock · 306,342 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 21:22 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionConvertible Debenture · Derivative | Not disclosed | Not disclosed Strike: $0.18 | $1,225.00 |
DisclosureSEC source: 0000939798-22-000005 · primary_doc.xml · derivative · entry 5 KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 3. Disclosed balance after: Not disclosed Underlying: Common Stock · 7,000 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The dollar face amount of the Debenture is convertible into shares of common stock at the conversion price then in effect (currently $0.175). F3 · ownership.nature: Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 21:22 UTC | Prairie Operating Co. CRKR · Entity 7132 | SaleCommon Stock | 11,000 | $2.63 | $28,966.30 |
DisclosureSEC source: 0000939798-22-000005 · primary_doc.xml · nonDerivative · entry 2 KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,523 Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 21:22 UTC | Prairie Operating Co. CRKR · Entity 7132 | SaleCommon Stock | 7,000 | $2.71 | $18,983.30 |
DisclosureSEC source: 0000939798-22-000005 · primary_doc.xml · nonDerivative · entry 1 KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,523 Read SEC document |
| March 31, 2022 Filed Apr 12, 2022 21:23 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantSeries A Preferred Stock · Derivative | 3,409 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000939798-22-000006 · primary_doc.xml · derivative · entry 2 KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,659 Underlying: Common Stock · 194,800 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 21:22 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionConvertible Debenture · Derivative | Not disclosed | Not disclosed Strike: $0.18 | $1,925.00 |
DisclosureSEC source: 0000939798-22-000005 · primary_doc.xml · derivative · entry 4 KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 3. Disclosed balance after: Not disclosed Underlying: Common Stock · 11,000 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The dollar face amount of the Debenture is convertible into shares of common stock at the conversion price then in effect (currently $0.175). F3 · ownership.nature: Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 21:22 UTC | Prairie Operating Co. CRKR · Entity 7132 | Exercise / conversionSeries A Preferred Stock · Derivative | 6,249 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000939798-22-000005 · primary_doc.xml · derivative · entry 3 KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 357,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. Read SEC document |
| February 23, 2022 Filed Mar 4, 2022 21:18 UTC | Prairie Operating Co. CRKR · Entity 7132 | ConversionSeries A Preferred Stock · Derivative | 14,549 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000939798-22-000003 · primary_doc.xml · derivative · entry 2 KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,499 Underlying: Common Stock · 831,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. Read SEC document |
| February 23, 2022 Filed Apr 1, 2022 19:33 UTC Amendment | Prairie Operating Co. CRKR · Entity 7132 | Exercise / conversionSeries A Preferred Stock · Derivative | 14,549 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000939798-22-000004 · primary_doc.xml · derivative · entry 2 KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,499 Underlying: Common Stock · 831,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. Read SEC document |
| December 31, 2021 Filed Feb 18, 2022 22:01 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantSeries A Preferred Stock · Derivative | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000939798-22-000002 · primary_doc.xml · derivative · entry 3 KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,048 Underlying: Common Stock · 357,143 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. Read SEC document |
| December 01, 2021 Filed Feb 18, 2022 22:01 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantOptions · Derivative | 2,625,000 | $0.00 Strike: $2.65 | $0.00 |
DisclosureSEC source: 0000939798-22-000002 · primary_doc.xml · derivative · entry 2 KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,625,000 Underlying: Common Stock · 2,625,000 shares Expires not disclosed F2 · price: Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 consecutive trading days reaches $2.50, $3.00, $3.50 and $4.00. F2 · derivative.exercise_date: Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 consecutive trading days reaches $2.50, $3.00, $3.50 and $4.00. F2 · derivative.expiration_date: Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 consecutive trading days reaches $2.50, $3.00, $3.50 and $4.00. Read SEC document |
| September 30, 2021 Filed Feb 18, 2022 22:01 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantSeries A Preferred Stock · Derivative | 6,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000939798-22-000002 · primary_doc.xml · derivative · entry 1 KAUFMAN SCOTT D · CIK 0001312498 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,798 Underlying: Common Stock · 357,085 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. F1 · price: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. F1 · derivative.expiration_date: Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire. Read SEC document |
| July 01, 2021 Filed Sep 21, 2021 17:19 UTC | Prairie Operating Co. CRKR · Entity 7132 | GrantSeries A Preferred Stock · Derivative | 6,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000939798-21-000001 · primary_doc.xml · derivative · entry 1 KAUFMAN SCOTT D · CIK 0001312498 · Director · Chairman, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,549 Underlying: Common Stock · 249,960 shares Expires not disclosed F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently ($10) by the conversion price then in effect (currently ($0.25). The shares of Series A Preferred Stock do not expire. F1 · price: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently ($10) by the conversion price then in effect (currently ($0.25). The shares of Series A Preferred Stock do not expire. F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently ($10) by the conversion price then in effect (currently ($0.25). The shares of Series A Preferred Stock do not expire. Read SEC document |
| March 01, 2021 Filed Mar 29, 2021 23:22 UTC | Prairie Operating Co. WIZD · Entity 7132 | GrantSeries A Preferred Stock · Derivative | 8,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-007115 · ownership.xml · derivative · entry 1 KAUFMAN SCOTT D · CIK 0001312498 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,300 Underlying: Common Stock · 332,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently $10) by the conversion price then in effect (currently $0.25). The shares of Series A Preferred Stock do not expire. F1 · price: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently $10) by the conversion price then in effect (currently $0.25). The shares of Series A Preferred Stock do not expire. F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock is convertible into a number of shares of the Issuer's Common Stock determined by dividing the stated value of such share of Series A Preferred Stock (currently $10) by the conversion price then in effect (currently $0.25). The shares of Series A Preferred Stock do not expire. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.