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Scott C Frank III

Disclosed activity across 2 companies

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125329
SEC CIK
0001696026

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BLUE RIDGE BANKSHARES, INC.BRBS · Entity 5786DirectorJuly 01, 2022July 19, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BLUE RIDGE BANKSHARES, INC.

Report date July 01, 2022 · Filed July 19, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect135,069 Reported balance After 2022-07-01 transaction · row 1
1 source row

Row 1 · 2022-07-01 · Grant · Disposed 2,597 · Balance 135,069

F1: Stock received in lieu of cash compensation

F2: Restricted stock subject to a vesting schedule.

Common StockSEC Table I · non-derivativeIndirectBy ESOP36,693 Reported balance Holding disclosure · report date 2022-07-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 36,693

Filing footnotes · ownership attribution and instrument terms

F1: Stock received in lieu of cash compensation

F2: Restricted stock subject to a vesting schedule.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BAY BANKS OF VIRGINIA INC

Report date January 31, 2021 · Filed February 02, 2021

Section 16 reporting ended · disclosed 2021-02-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-01-31 transaction · row 1
1 source row

Row 1 · 2021-01-31 · Disposition to issuer · Disposed 240,092 · Balance 0

F1: Effective January 31, 2021, pursuant to an Agreement and Plan of Reorganization, dated as of August 12, 2020, as amended on November 6, 2020 (the "Merger Agreement"), between the Bay Banks of Virginia, Inc. ("Bay Banks") and Blue Ridge Bankshares, Inc. ("Blue Ridge"), Bay Banks merged with and into Blue Ridge, with Blue Ridge as the surviving company (the "Merger"). In the Merger, each share of Bay Banks common stock converted into 0.50 shares of Blue Ridge common stock.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2027-04-20Direct0 Reported balance After 2021-01-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-01-31 · Disposition to issuer · Disposed 1,000 · Balance 0

F2: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.35 · Expires 2027-12-07Direct0 Reported balance After 2021-01-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-01-31 · Disposition to issuer · Disposed 10,579 · Balance 0

F2: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.08 · Expires 2029-05-20Direct0 Reported balance After 2021-01-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-01-31 · Disposition to issuer · Disposed 1,000 · Balance 0

F2: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.10 · Expires 2029-06-12Direct0 Reported balance After 2021-01-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-01-31 · Disposition to issuer · Disposed 5,000 · Balance 0

F2: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50

Filing footnotes · ownership attribution and instrument terms

F1: Effective January 31, 2021, pursuant to an Agreement and Plan of Reorganization, dated as of August 12, 2020, as amended on November 6, 2020 (the "Merger Agreement"), between the Bay Banks of Virginia, Inc. ("Bay Banks") and Blue Ridge Bankshares, Inc. ("Blue Ridge"), Bay Banks merged with and into Blue Ridge, with Blue Ridge as the surviving company (the "Merger"). In the Merger, each share of Bay Banks common stock converted into 0.50 shares of Blue Ridge common stock.

F2: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2022 Filed Jul 19, 2022 18:57 UTC BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 GrantCommon Stock 2,597 $15.30 $39,734.10
Disclosure

SEC source: 0001567619-22-014161 · doc1.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,069

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule.

Read SEC document
July 01, 2021 Filed Aug 19, 2021 01:43 UTC BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 GrantCommon Stock 1,395 $17.93 $25,012.35
Disclosure

SEC source: 0001567619-21-016085 · doc1.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,472

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule.

F3 · balance_after: On March 17, 2021, Blue Ridge Bankshares, Inc., (the "Company") declared a three-for-two stock split effected in the form of a 50% stock dividend on its common stock outstanding to shareholders of record as of April 20, 2021. As a result, the reporting person received 48,692 shares of the Company's common stock as of April 20, 2021.

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July 01, 2021 Filed Nov 2, 2021 19:05 UTC Amendment BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 GrantCommon Stock 1,395 $17.93 $25,012.35
Disclosure

SEC source: 0001567619-21-019177 · doc1.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,472

F2 · kind: Stock received in lieu of cash compensation

F3 · shares: Restricted stock subject to a vesting schedule.

F1 · acquired: This amended Form 4 reports again the reporting person's acquisition of 1,395 shares of the issuer's common stock. The original Form 4 inadvertently reported the acquisition as a disposition of stock.

F4 · balance_after: On March 17, 2021, Blue Ridge Bankshares, Inc., (the "Company") declared a three-for-two stock split effected in the form of a 50% stock dividend on its common stock outstanding to shareholders of record as of April 20, 2021. As a result, the reporting person received 48,692 shares of the Company's common stock as of April 20, 2021.

Read SEC document
January 31, 2021 Filed Feb 3, 2021 02:26 UTC BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 GrantStock Option (right to buy) · Derivative 2,500 Not disclosed Strike: $17.00 Not disclosed
Disclosure

SEC source: 0000899243-21-004550 · doc4.xml · derivative · entry 5

Scott C Frank III · CIK 0001696026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2029-06-12

F5 · price: Received in the Merger in exchange for stock options to acquire 5,000 shares of Bay Banks common stock for $8.1 per share.

Read SEC document
January 31, 2021 Filed Feb 3, 2021 02:26 UTC BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 GrantStock Option (right to buy) · Derivative 500 Not disclosed Strike: $17.00 Not disclosed
Disclosure

SEC source: 0000899243-21-004550 · doc4.xml · derivative · entry 4

Scott C Frank III · CIK 0001696026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires 2029-05-20

F4 · price: Received in the Merger in exchange for stock options to acquire 1,000 shares of Bay Banks common stock for $8.08 per share.

Read SEC document
January 31, 2021 Filed Feb 3, 2021 02:26 UTC BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 GrantStock Option (right to buy) · Derivative 5,289 Not disclosed Strike: $21.00 Not disclosed
Disclosure

SEC source: 0000899243-21-004550 · doc4.xml · derivative · entry 3

Scott C Frank III · CIK 0001696026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,289

Underlying: Common Stock · 5,289 shares

Expires 2027-12-07

F3 · price: Received in the Merger in exchange for stock options to acquire 10,579 shares of Bay Banks common stock for $10.35 per share.

Read SEC document
January 31, 2021 Filed Feb 3, 2021 02:26 UTC BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 GrantStock Option (right to buy) · Derivative 500 Not disclosed Strike: $18.00 Not disclosed
Disclosure

SEC source: 0000899243-21-004550 · doc4.xml · derivative · entry 2

Scott C Frank III · CIK 0001696026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires 2027-04-20

F2 · price: Received in the Merger in exchange for stock options to acquire 1,000 shares of Bay Banks common stock for $9.00 per share.

Read SEC document
January 31, 2021 Filed Feb 3, 2021 02:26 UTC BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 GrantCommon Stock 120,046 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-004550 · doc4.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,046

F1 · price: Received in exchange for 240,092 shares of Bay Banks of Virginia, Inc. ("Bay Banks") common stock in connection with the merger of Bay Banks with and into Blue Ridge Bankshares, Inc. ("Blue Ridge") effective January 31, 2021 (the "Merger"). At the effective time of the Merger at 7:00 p.m. on January 31, 2021 (the "Effective Time"), each outstanding share of common stock of Bay Banks converted into the right to receive 0.5000 shares of Blue Ridge common stock. On January 29, 2021, the last trading day before the Effective Time, the closing price of Bay Banks' common stock was $9.50 per share and the closing price of Blue Ridge's common stock was $18.83 per share. All fractional share holdings were paid in cash.

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January 31, 2021 Filed Feb 2, 2021 21:01 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 Disposition to issuerStock Option · Derivative 5,000 Not disclosed Strike: $8.10 Not disclosed
Disclosure

SEC source: 0001567619-21-002052 · doc1.xml · derivative · entry 5

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2029-06-12

F2 · price: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:01 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 Disposition to issuerStock Option · Derivative 1,000 Not disclosed Strike: $8.08 Not disclosed
Disclosure

SEC source: 0001567619-21-002052 · doc1.xml · derivative · entry 4

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2029-05-20

F2 · price: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:01 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 Disposition to issuerStock Option · Derivative 10,579 Not disclosed Strike: $10.35 Not disclosed
Disclosure

SEC source: 0001567619-21-002052 · doc1.xml · derivative · entry 3

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,579 shares

Expires 2027-12-07

F2 · price: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:01 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 Disposition to issuerStock Option · Derivative 1,000 Not disclosed Strike: $9.00 Not disclosed
Disclosure

SEC source: 0001567619-21-002052 · doc1.xml · derivative · entry 2

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2027-04-20

F2 · price: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:01 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 Disposition to issuerCommon Stock 240,092 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-002052 · doc1.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Effective January 31, 2021, pursuant to an Agreement and Plan of Reorganization, dated as of August 12, 2020, as amended on November 6, 2020 (the "Merger Agreement"), between the Bay Banks of Virginia, Inc. ("Bay Banks") and Blue Ridge Bankshares, Inc. ("Blue Ridge"), Bay Banks merged with and into Blue Ridge, with Blue Ridge as the surviving company (the "Merger"). In the Merger, each share of Bay Banks common stock converted into 0.50 shares of Blue Ridge common stock.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:27 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantCommon Stock 1,235 $5.90 $7,286.50
Disclosure

SEC source: 0001209191-20-037266 · doc4.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,092

Read SEC document
February 05, 2020 Filed Feb 7, 2020 11:06 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantCommon Stock 1,134 $9.00 $10,206.00
Disclosure

SEC source: 0001209191-20-007383 · doc4.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,744

Read SEC document
January 23, 2020 Filed Jan 27, 2020 17:18 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantCommon Stock 4,359 $8.79 $38,315.61
Disclosure

SEC source: 0001209191-20-005038 · doc4.xml · nonDerivative · entry 2

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,610

F2 · shares: The vesting of performance award shares is based on the company's achievement of ROAA over a 12-quarter period ending 12/31/2022.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 17:18 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantCommon Stock 4,359 $8.79 $38,315.61
Disclosure

SEC source: 0001209191-20-005038 · doc4.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,251

F1 · shares: This restricted stock award vests at the rate of one-third each year over a three year term from the award date.

Read SEC document
August 28, 2019 Filed Aug 29, 2019 08:22 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GiftCommon Stock 250 $7.95 $1,987.50
Disclosure

SEC source: 0001209191-19-047657 · doc4.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,892

Read SEC document
June 12, 2019 Filed Jun 13, 2019 15:34 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantStock Option · Derivative 5,000 $8.10 Strike: $8.10 $40,500.00
Disclosure

SEC source: 0001209191-19-036699 · doc4.xml · derivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,579

Underlying: Common Stock · 5,000 shares

Expires 2029-06-12

Read SEC document
June 12, 2019 Filed Jun 13, 2019 14:00 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantCommon Stock 617 $8.10 $4,997.70
Disclosure

SEC source: 0001209191-19-036657 · doc4.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,142

Read SEC document
May 20, 2019 Filed May 21, 2019 12:49 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantStock Options · Derivative 1,000 $8.08 Strike: $8.08 $8,080.00
Disclosure

SEC source: 0001209191-19-031666 · doc4.xml · derivative · entry 2

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,579

Underlying: Common Stock · 1,000 shares

Expires 2029-05-20

Read SEC document
May 20, 2019 Filed May 21, 2019 12:49 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantCommon Stock 1,547 $8.08 $12,499.76
Disclosure

SEC source: 0001209191-19-031666 · doc4.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,525

Read SEC document
March 07, 2019 Filed Mar 11, 2019 11:51 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantCommon Stock 4,625 $8.00 $37,000.00
Disclosure

SEC source: 0001209191-19-018336 · doc4.xml · nonDerivative · entry 2

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,107

F2 · shares: The vesting of these performance award shares is based on the Company's return on average assets over the three-year period ending 12/31/2021.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 11:51 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantCommon Stock 4,625 $8.00 $37,000.00
Disclosure

SEC source: 0001209191-19-018336 · doc4.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,482

F1 · shares: This restricted stock award vests at the rate of one-third each year over a three year term from the award date.

Read SEC document
June 26, 2018 Filed Jun 27, 2018 15:01 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantStock Option · Derivative 1,262 $9.90 Strike: $9.90 $12,493.80
Disclosure

SEC source: 0001209191-18-039623 · doc4.xml · derivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,841

Underlying: Common Stock · 1,262 shares

Expires 2028-06-26

Read SEC document
June 26, 2018 Filed Jun 28, 2018 15:38 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantCommon Stock 3,131 $9.90 $30,996.90
Disclosure

SEC source: 0001209191-18-039825 · doc4.xml · nonDerivative · entry 2

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,591

F2 · shares: The vesting of these performance award shares is based on the Company's return on average assets over the three-year period ending 12/31/2020.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 15:38 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantCommon Stock 3,132 $9.90 $31,006.80
Disclosure

SEC source: 0001209191-18-039825 · doc4.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,460

F1 · shares: This restricted stock award vests at the rate of one-third each year over a three year term from the award date.

Read SEC document
June 26, 2018 Filed Jul 24, 2018 17:06 UTC Amendment BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantCommon Stock 1,262 $9.90 $12,493.80
Disclosure

SEC source: 0001209191-18-043766 · doc4a.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,590

F1 · shares: This award was previously reported as a stock option.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 08:38 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantIncentive Stock Option · Derivative 10,579 $10.35 Strike: $10.35 $109,492.65
Disclosure

SEC source: 0001209191-17-064910 · doc4.xml · derivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,579

Underlying: Common Stock · 10,579 shares

Expires 2027-12-07

Read SEC document
August 31, 2017 Filed Sep 5, 2017 11:49 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 PurchaseCommon Stock 5,405 $9.25 $49,996.25
Disclosure

SEC source: 0001209191-17-051148 · doc4.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,292

Read SEC document
April 20, 2017 Filed Apr 21, 2017 14:01 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantStock Option · Derivative 1,000 $9.00 Strike: $9.00 $9,000.00
Disclosure

SEC source: 0001209191-17-027809 · doc4.xml · derivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-04-20

Read SEC document
April 01, 2017 Filed Apr 4, 2017 09:30 UTC BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 GrantCommon Stock 198,172 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-024376 · doc4.xml · nonDerivative · entry 1

Scott C Frank III · CIK 0001696026 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,172

F1 · price: (1) Received in exchange for 168,227 shares of Virginia BanCorp Inc. ("Virginia BanCorp") common stock in connection with the merger of Virginia BanCorp with and into the issuer effective April 1, 2017. At the effective time of the merger, each outstanding share of Virginia BanCorp converted into 1.178 shares of common stock of the issuer. On March 31, 2017, the closing price of the issuer's common stock was $9.41.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.