Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VISA INC.V · Entity 495 | CHIEF FINANCIAL OFFICER | November 22, 2014 | January 09, 2015 |
| Voya Financial, Inc.VOYA · Entity 3571 | Director | May 25, 2023 | May 30, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VISA INC.
Report date November 22, 2014 · Filed January 09, 2015 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Share AwardSEC Table II · derivative / convertible security | Direct | 26,446 |
Reported balance
After 2014-11-22 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2014-11-22 · Grant · Acquired 26,446 · Balance 26,446 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2: Represents performance share awards earned pursuant to the November 5, 2011 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.
F2: Represents performance share awards earned pursuant to the November 5, 2011 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period.
Voya Financial, Inc.
Report date May 25, 2023 · Filed May 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 24,766 |
Reported balance
After 2023-05-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-05-25 · Exercise / conversion · Acquired 20,766 · Balance 24,766 F1: These shares are held by The Pollitt Family Trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-05-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-05-25 · Exercise / conversion · Disposed 20,766 · Balance 0 F2: The stock units will vest based on their respective award agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by The Pollitt Family Trust.
F2: The stock units will vest based on their respective award agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2013 Filed Nov 6, 2013 23:48 UTC | VISA INC. V · Entity 495 | SaleClass A Common Stock | 63,748 | $197.47 | $12,588,317.56 |
DisclosureSEC source: 0001127602-13-030841 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,012 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2013. Read SEC document |
| November 04, 2013 Filed Nov 6, 2013 23:48 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 63,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-030841 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2013. Read SEC document |
| August 05, 2013 Filed Aug 6, 2013 23:21 UTC | VISA INC. V · Entity 495 | GiftClass A Common Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-024606 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · Pollitt Family Trust Disclosed balance after: 62,857 F1 · balance_after: Since the date of the reporting person's last ownership report, 13,898 shares which were previously held directly were transferred to the Pollitt Family Trust, of which Mr. Pollitt and his wife are the sole trustees and beneficiaries. Read SEC document |
| November 30, 2012 Filed Dec 5, 2012 00:04 UTC | VISA INC. V · Entity 495 | Exercise / conversionPerformance Share Award · Derivative | 17,009 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-032815 · form4.xml · derivative · entry 6 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,009 Underlying: Common Stock · 17,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F3 · derivative.exercise_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vests in two equal installments on November 30, 2012 and 2013, respectively. F3 · derivative.expiration_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vests in two equal installments on November 30, 2012 and 2013, respectively. Read SEC document |
| November 30, 2012 Filed Dec 5, 2012 00:04 UTC | VISA INC. V · Entity 495 | Exercise / conversionPerformance Share Award · Derivative | 9,060 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-032815 · form4.xml · derivative · entry 5 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2 · derivative.exercise_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vested in two equal installments on November 30, 2011 and 2012, respectively. F2 · derivative.expiration_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vested in two equal installments on November 30, 2011 and 2012, respectively. Read SEC document |
| November 30, 2012 Filed Dec 5, 2012 00:04 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 12,171 | $149.71 | $1,822,120.41 |
DisclosureSEC source: 0001127602-12-032815 · form4.xml · nonDerivative · entry 3 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,910 Read SEC document |
| November 30, 2012 Filed Dec 5, 2012 00:04 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 17,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-032815 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2012 Filed Dec 5, 2012 00:04 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 9,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-032815 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2012 Filed Dec 1, 2012 02:39 UTC | VISA INC. V · Entity 495 | GrantPerformance Share Award · Derivative | 16,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-032479 · form4.xml · derivative · entry 3 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,018 Underlying: Common Stock · 16,474 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2 · derivative.exercise_date: Represents performance share awards earned at the completion of the performance period pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vests in two equal installments on November 30, 2012 and 2013, respectively. F2 · derivative.expiration_date: Represents performance share awards earned at the completion of the performance period pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vests in two equal installments on November 30, 2012 and 2013, respectively. Read SEC document |
| November 20, 2012 Filed Nov 22, 2012 01:29 UTC | VISA INC. V · Entity 495 | OtherClass A Common Stock | 4,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031909 · form4.xml · nonDerivative · entry 3 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,012 Read SEC document |
| November 20, 2012 Filed Nov 22, 2012 01:29 UTC | VISA INC. V · Entity 495 | OtherClass A Common Stock | 4,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031909 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · Pollitt Family Trust Disclosed balance after: 49,559 Read SEC document |
| November 19, 2012 Filed Nov 22, 2012 01:29 UTC | VISA INC. V · Entity 495 | GrantRestricted Stock Units · Derivative | 6,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031909 · form4.xml · derivative · entry 5 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,522 Underlying: Common Stock · 6,522 shares Expires 2022-11-19 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2012 Filed Nov 22, 2012 01:29 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Option (Right to Buy) · Derivative | 24,503 | $0.00 Strike: $145.65 | $0.00 |
DisclosureSEC source: 0001127602-12-031909 · form4.xml · derivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,503 Underlying: Common Stock · 24,503 shares Expires 2022-11-19 F2 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 19, 2012 Filed Nov 22, 2012 01:29 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 13,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031909 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,444 F1 · shares: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 05, 2012 Filed Nov 8, 2012 00:38 UTC | VISA INC. V · Entity 495 | Exercise / conversionRestricted Stock Units · Derivative | 2,248 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-030118 · form4.xml · derivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,499 Underlying: Common Stock · 2,248 shares Expires 2021-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. F2 · derivative.exercise_date: This restricted stock unit was granted on November 5, 2011. Read SEC document |
| November 05, 2012 Filed Nov 8, 2012 00:38 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 3,882 | $141.50 | $549,303.00 |
DisclosureSEC source: 0001127602-12-030118 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,712 Read SEC document |
| November 05, 2012 Filed Nov 8, 2012 00:38 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 2,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-030118 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2012 Filed Jun 18, 2012 20:37 UTC | VISA INC. V · Entity 495 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 85,000 | $0.00 Strike: $44.00 | $0.00 |
DisclosureSEC source: 0001127602-12-020252 · form4.xml · derivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,000 shares Expires 2018-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2012. F2 · derivative.exercise_date: This option was granted on March 18, 2008 and vested in three installments over a three-year period after the date of grant. Read SEC document |
| June 15, 2012 Filed Jun 18, 2012 20:37 UTC | VISA INC. V · Entity 495 | SaleClass A Common Stock | 85,000 | $118.00 | $10,030,000.00 |
DisclosureSEC source: 0001127602-12-020252 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,346 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2012. Read SEC document |
| June 15, 2012 Filed Jun 18, 2012 20:37 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-020252 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2012. Read SEC document |
| May 22, 2012 Filed May 24, 2012 20:20 UTC | VISA INC. V · Entity 495 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $44.00 | $0.00 |
DisclosureSEC source: 0001127602-12-018063 · form4.xml · derivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 50,000 shares Expires 2018-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2012. F2 · derivative.exercise_date: This option was granted on March 18, 2008 and vested in three installments over a three-year period after the date of grant. Read SEC document |
| May 22, 2012 Filed May 24, 2012 20:20 UTC | VISA INC. V · Entity 495 | SaleClass A Common Stock | 50,000 | $118.00 | $5,900,000.00 |
DisclosureSEC source: 0001127602-12-018063 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,346 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2012. Read SEC document |
| May 22, 2012 Filed May 24, 2012 20:20 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-018063 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2012. Read SEC document |
| February 14, 2012 Filed Feb 16, 2012 21:51 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 17,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-006393 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,346 F1 · shares: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock award vests in two equal installments on the second and third anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:46 UTC | VISA INC. V · Entity 495 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 77,484 | $0.00 Strike: $44.00 | $0.00 |
DisclosureSEC source: 0001127602-12-005971 · form4.xml · derivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Underlying: Common Stock · 77,484 shares Expires 2018-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2011. F4 · derivative.exercise_date: This option was granted on March 18, 2008 and vested in three installments over a three-year period after the date of grant. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:46 UTC | VISA INC. V · Entity 495 | SaleClass A Common Stock | 77,484 | $113.27 | $8,776,612.68 |
DisclosureSEC source: 0001127602-12-005971 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,991 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2011. F2 · price: The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $111.53 - $114.00, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 10, 2012 Filed Feb 14, 2012 22:46 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 77,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-005971 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2011. Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 22:21 UTC | VISA INC. V · Entity 495 | Exercise / conversionPerformance Share Award · Derivative | 9,060 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-031105 · form4.xml · derivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,060 Underlying: Common Stock · 9,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vests in two equal installments on November 30, 2011 and 2012, respectively. F2 · derivative.expiration_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vests in two equal installments on November 30, 2011 and 2012, respectively. Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 22:21 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 4,231 | $96.97 | $410,280.07 |
DisclosureSEC source: 0001127602-11-031105 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,820 Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 22:21 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 9,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-031105 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2011 Filed Nov 28, 2011 22:53 UTC | VISA INC. V · Entity 495 | GrantPerformance Share Award · Derivative | 18,120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-030564 · form4.xml · derivative · entry 3 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,120 Underlying: Common Stock · 18,120 shares Expires not disclosed F1 · derivative.exercise_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vests in two equal installments on November 30, 2011 and 2012, respectively. F1 · derivative.expiration_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vests in two equal installments on November 30, 2011 and 2012, respectively. Read SEC document |
| November 05, 2011 Filed Nov 9, 2011 02:29 UTC | VISA INC. V · Entity 495 | GrantRestricted Stock Units · Derivative | 6,747 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-029048 · form4.xml · derivative · entry 6 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,747 Underlying: Common Stock · 6,747 shares Expires 2021-11-05 F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 05, 2011 Filed Nov 9, 2011 02:29 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Option (Right to Buy) · Derivative | 21,165 | $0.00 Strike: $92.64 | $0.00 |
DisclosureSEC source: 0001127602-11-029048 · form4.xml · derivative · entry 5 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,165 Underlying: Common Stock · 21,165 shares Expires 2021-11-05 F3 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 05, 2011 Filed Nov 9, 2011 02:29 UTC | VISA INC. V · Entity 495 | Exercise / conversionPerformance Share Award · Derivative | 13,282 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-029048 · form4.xml · derivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned which were November 5, 2010 and 2011, respectively. F2 · derivative.expiration_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned which were November 5, 2010 and 2011, respectively. Read SEC document |
| November 05, 2011 Filed Nov 9, 2011 02:29 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 11,101 | $92.64 | $1,028,396.64 |
DisclosureSEC source: 0001127602-11-029048 · form4.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,664 Read SEC document |
| November 05, 2011 Filed Nov 9, 2011 02:29 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 13,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-029048 · form4.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2010 Filed Nov 10, 2010 01:03 UTC | VISA INC. V · Entity 495 | GrantPerformance Shares · Derivative | 17,544 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054546 · rrd290427.xml · derivative · entry 7 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,544 Underlying: Common Stock · 17,544 shares Expires not disclosed F1 · derivative.exercise_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. F1 · derivative.expiration_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 05, 2010 Filed Nov 10, 2010 01:03 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Options · Derivative | 28,653 | $79.80 Strike: $79.80 | $2,286,509.40 |
DisclosureSEC source: 0001181431-10-054546 · rrd290427.xml · derivative · entry 6 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,653 Underlying: Common Stock · 28,653 shares Expires 2020-11-05 F3 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 05, 2010 Filed Nov 10, 2010 01:03 UTC | VISA INC. V · Entity 495 | Exercise / conversionPerformance Shares Award · Derivative | 13,280 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054546 · rrd290427.xml · derivative · entry 5 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,280 Underlying: Common Stock · 13,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. F1 · derivative.expiration_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 05, 2010 Filed Nov 10, 2010 01:03 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 8,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054546 · rrd290427.xml · nonDerivative · entry 3 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,682 F2 · acquired: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 05, 2010 Filed Nov 10, 2010 01:03 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 7,648 | $79.80 | $610,310.40 |
DisclosureSEC source: 0001181431-10-054546 · rrd290427.xml · nonDerivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,910 Read SEC document |
| November 05, 2010 Filed Nov 10, 2010 01:03 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 13,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054546 · rrd290427.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 17, 2009 Filed Nov 18, 2009 02:09 UTC | VISA INC. V · Entity 495 | OtherClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-052384 · rrd257399.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,278 F1 · shares: 4,426 shares, which were previously held directly were transferred to the Pollitt Family Trust on November 16, 2009. Read SEC document |
| November 05, 2009 Filed Nov 10, 2009 02:19 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Options · Derivative | 50,865 | $0.00 Strike: $79.59 | $0.00 |
DisclosureSEC source: 0001181431-09-050751 · rrd256479.xml · derivative · entry 4 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,865 Underlying: Common Stock · 50,865 shares Expires 2019-11-05 F3 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 05, 2009 Filed Nov 10, 2009 02:19 UTC | VISA INC. V · Entity 495 | GrantPerformance Shares Award · Derivative | 26,562 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050751 · rrd256479.xml · derivative · entry 3 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,562 Underlying: Common Stock · 26,562 shares Expires not disclosed F2 · derivative.exercise_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. F2 · derivative.expiration_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 05, 2009 Filed Nov 10, 2009 02:19 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 9,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050751 · rrd256479.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,704 F1 · shares: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| July 31, 2009 Filed Aug 4, 2009 00:22 UTC | VISA INC. V · Entity 495 | OtherClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-037482 · rrd249257.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,281 F1 · shares: 10,000 shares, which were previously held directly were transferred to the Pollitt Family Trust on July 31, 2009. Read SEC document |
| December 02, 2008 Filed Dec 3, 2008 18:23 UTC | VISA INC. V · Entity 495 | PurchaseClass A Common Stock | 4,000 | $48.00 | $192,000.00 |
DisclosureSEC source: 0001181431-08-065137 · rrd224520.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,281 Read SEC document |
| November 05, 2008 Filed Nov 7, 2008 19:22 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Options · Derivative | 63,748 | $0.00 Strike: $56.47 | $0.00 |
DisclosureSEC source: 0001181431-08-060313 · rrd222608.xml · derivative · entry 2 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,748 Underlying: Common Stock · 63,748 shares Expires 2018-11-05 F2 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 05, 2008 Filed Nov 7, 2008 19:22 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 13,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060313 · rrd222608.xml · nonDerivative · entry 1 POLLITT BYRON H JR · CIK 0001228856 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,281 F1 · shares: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests in the three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.