Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EXTREME NETWORKS INCEXTR · Entity 381 | EVP Chief Financial Officer | July 31, 2018 | September 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EXTREME NETWORKS INC
Report date July 31, 2018 · Filed September 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,955 |
Reported balance
After 2018-07-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-07-31 · Other · Acquired 922 · Balance 126,955 F1: Shares were purchased through the 2014 Employee Stock Purchase Plan. F2: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016. |
| Common StockSEC Table I · non-derivative | Direct | 146,575 |
Reported balance
After 2018-09-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-09-01 · Exercise / conversion · Acquired 8,333 · Balance 146,575 F2: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016. |
| Common StockSEC Table I · non-derivative | Direct | 144,066 |
Reported balance
After 2018-09-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-09-01 · Tax withholding · Disposed 2,509 · Balance 144,066 F3: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. F2: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016. |
| Common StockSEC Table I · non-derivative | Direct | 141,557 |
Reported balance
After 2018-09-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2018-09-01 · Tax withholding · Disposed 2,509 · Balance 141,557 F4: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. F2: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016. |
| Performance Based RSUSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-06-01 | Direct | 25,000 |
Reported balance
After 2018-09-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-09-01 · Exercise / conversion · Disposed 8,333 · Balance 25,000 F5: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were purchased through the 2014 Employee Stock Purchase Plan.
F2: Beneficially owned share amount includes 25,001 unvested RSUs granted on 6/1/2016.
F3: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.
F4: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.
F5: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NATUS MEDICAL INC
Report date July 21, 2022 · Filed July 21, 2022
Section 16 reporting ended · disclosed 2022-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-07-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-07-21 · Grant · Acquired 106,034 · Balance 181,846 F1: Represents the number of shares of Common Stock subject to performance-based stock unit awards that vested and were settled as a result of the merger ("Merger") pursuant to the previously announced Agreement and Plan of Merger, dated April 17, 2022, between Prince Parent Inc. ("Parent"), Prince Mergerco Inc, and Issuer ("Merger Agreement"). Row 2 · 2022-07-21 · Disposition to issuer · Disposed 181,846 · Balance 0 F2: Disposed of as a result of the Merger. F3: Each share of Commons Stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement, subject to the applicable tax withholding. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of Common Stock subject to performance-based stock unit awards that vested and were settled as a result of the merger ("Merger") pursuant to the previously announced Agreement and Plan of Merger, dated April 17, 2022, between Prince Parent Inc. ("Parent"), Prince Mergerco Inc, and Issuer ("Merger Agreement").
F2: Disposed of as a result of the Merger.
F3: Each share of Commons Stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement, subject to the applicable tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2017 Filed Jun 2, 2017 20:46 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000014 · edgardoc.xml · nonDerivative · entry 3 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:46 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Tax withholdingCommon Stock | 12,527 | $9.99 | $125,144.73 |
DisclosureSEC source: 0001078271-17-000014 · edgardoc.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,455 F2 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| January 31, 2017 Filed Jun 2, 2017 20:46 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | OtherCommon Stock | 3,982 | $3.23 | $12,861.86 |
DisclosureSEC source: 0001078271-17-000014 · edgardoc.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,982 F1 · shares: Shares were purchased through the 2014 Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.