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BATY JOSEPH W

Disclosed activity across 1 company

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125180
SEC CIK
0001263696

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NATURES SUNSHINE PRODUCTS INCNATR · Entity 1465EVP & Chief Financial OfficerJuly 21, 2022July 25, 2022

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NATURES SUNSHINE PRODUCTS INC

Report date July 21, 2022 · Filed July 25, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect173,702 Reported balance After 2022-07-21 transaction · row 1
1 source row

Row 1 · 2022-07-21 · Grant · Acquired 23,182 · Balance 173,702

F1: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning July 21, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning July 21, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 21, 2022 Filed Jul 25, 2022 18:32 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantCommon Shares 23,182 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-019343 · wf-form4_165877389007491.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,702

F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning July 21, 2023.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:57 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantPerformance Units · Derivative 13,000 $0.00 $0.00
Disclosure

SEC source: 0001263696-22-000010 · wf-form4_165549945039170.xml · derivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Shares · 13,000 shares

Expires 2025-06-16

F1 · derivative.exercise_price: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $21.65 and $24.65. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-fourth of the PRSUs vest upon the achievement of each milestone and an additional one-fourth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F1 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $21.65 and $24.65. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-fourth of the PRSUs vest upon the achievement of each milestone and an additional one-fourth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 16:10 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 4,482 $0.00 $0.00
Disclosure

SEC source: 0001263696-22-000009 · wf-form4_164943418550401.xml · derivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,964

Underlying: Common Shares · 4,482 shares

Expires 2023-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU), comprising 4,260 shares granted to the reporting Person on March 30, 2020 and 222 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The share price milestone of $19.07 was achieved on April 6, 2021 and, as a result, one-twelfth of the PRSU grant vested on such date and another one-twelfth vested on April 6, 2022, which was one-year following the achievement of such milestone.

F3 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $9.92; $12.20; $14.50; $16.78; $19.07; and $21.36. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 16:10 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,226 $16.77 $20,560.02
Disclosure

SEC source: 0001263696-22-000009 · wf-form4_164943418550401.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,520

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units, comprising 1,165 shares granted to the reporting Person on March 30, 2020 and 61 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The number of shares withheld was determined on April 6, 2022, based on the closing price of NATR common stock on that date.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 16:10 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 4,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-22-000009 · wf-form4_164943418550401.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU), comprising 4,260 shares granted to the reporting Person on March 30, 2020 and 222 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The share price milestone of $19.07 was achieved on April 6, 2021 and, as a result, one-twelfth of the PRSU grant vested on such date and another one-twelfth vested on April 6, 2022, which was one-year following the achievement of such milestone.

F1 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU), comprising 4,260 shares granted to the reporting Person on March 30, 2020 and 222 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The share price milestone of $19.07 was achieved on April 6, 2021 and, as a result, one-twelfth of the PRSU grant vested on such date and another one-twelfth vested on April 6, 2022, which was one-year following the achievement of such milestone.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:17 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 2,811 $16.79 $47,196.69
Disclosure

SEC source: 0001263696-22-000008 · wf-form4_164884420310828.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,264

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units, comprising 2,672 shares granted to the reporting person on March 30, 2020 and 139 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The number of shares withheld was determined on March 30, 2022, based on the closing price of NATR common stock on that date.

Read SEC document
March 26, 2022 Filed Mar 29, 2022 20:18 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,181 $17.23 $20,348.63
Disclosure

SEC source: 0001263696-22-000006 · wf-form4_164858505196084.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,075

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on March 26, 2021. The number of shares withheld was determined on March 25, 2022, based on the closing price of NATR common stock on that date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:12 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 4,482 $0.00 $0.00
Disclosure

SEC source: 0001263696-22-000004 · wf-form4_164643193195601.xml · derivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,446

Underlying: Common Shares · 4,482 shares

Expires 2023-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU), comprising 4,260 shares granted to the reporting Person on March 30, 2020 and 222 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The share price milestone of $16.78 was achieved on March 2, 2021 and, as a result, one-twelfth of the PRSU grant vested on such date and another one-twelfth vested on March 2, 2022, which was one-year following the achievement of such milestone.

F3 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $9.92; $12.20; $14.50; $16.78; $19.07; and $21.36. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:12 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,226 $17.42 $21,356.92
Disclosure

SEC source: 0001263696-22-000004 · wf-form4_164643193195601.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,256

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units, comprising 1,165 shares granted to the reporting Person on March 30, 2020 and 61 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The number of shares withheld was determined on March 2, 2022, based on the closing price of NATR common stock on that date.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:12 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 4,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-22-000004 · wf-form4_164643193195601.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU), comprising 4,260 shares granted to the reporting Person on March 30, 2020 and 222 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The share price milestone of $16.78 was achieved on March 2, 2021 and, as a result, one-twelfth of the PRSU grant vested on such date and another one-twelfth vested on March 2, 2022, which was one-year following the achievement of such milestone.

F1 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU), comprising 4,260 shares granted to the reporting Person on March 30, 2020 and 222 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The share price milestone of $16.78 was achieved on March 2, 2021 and, as a result, one-twelfth of the PRSU grant vested on such date and another one-twelfth vested on March 2, 2022, which was one-year following the achievement of such milestone.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 16:23 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 4,481 $0.00 $0.00
Disclosure

SEC source: 0001263696-22-000002 · wf-form4_164252297762277.xml · derivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,928

Underlying: Common Shares · 4,481 shares

Expires 2023-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU), comprising 4,259 shares granted to the reporting Person on March 30, 2020 and 222 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The share price milestone of $14.50 was achieved on January 14, 2021 and, as a result, one-twelfth of the PRSU grant vested on such date and another one-twelfth vested on January 14, 2022, which was one-year following the achievement of such milestone.

F3 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $9.92; $12.20; $14.50; $16.78; $19.07; and $21.36. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 16:23 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,463 $18.61 $27,226.43
Disclosure

SEC source: 0001263696-22-000002 · wf-form4_164252297762277.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,000

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units, comprising 1,391 shares granted to the reporting Person on March 30, 2020 and 72 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The number of shares withheld was determined on January 14, 2022, based on the closing price of NATR common stock on that date.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 16:23 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 4,481 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-22-000002 · wf-form4_164252297762277.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU), comprising 4,259 shares granted to the reporting Person on March 30, 2020 and 222 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The share price milestone of $14.50 was achieved on January 14, 2021 and, as a result, one-twelfth of the PRSU grant vested on such date and another one-twelfth vested on January 14, 2022, which was one-year following the achievement of such milestone.

F1 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU), comprising 4,259 shares granted to the reporting Person on March 30, 2020 and 222 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The share price milestone of $14.50 was achieved on January 14, 2021 and, as a result, one-twelfth of the PRSU grant vested on such date and another one-twelfth vested on January 14, 2022, which was one-year following the achievement of such milestone.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:16 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,526 $18.50 $28,231.00
Disclosure

SEC source: 0001263696-22-000001 · wf-form4_164133454073576.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,982

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting, comprising 1,451 shares granted to the Reporting Person on January 2, 2019 and 75 shares granted to the Reporting Person in connection with a special dividend on April 12, 2021. The number of shares withheld was determined on January 3, 2022, based on the closing price of NATR common stock on that date.

Read SEC document
October 14, 2021 Filed Nov 5, 2021 22:08 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 4,481 $14.90 $66,766.90
Disclosure

SEC source: 0001263696-21-000017 · wf-form4_163615008286226.xml · derivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,409

Underlying: Common Shares · 4,481 shares

Expires 2023-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU), comprising 4,259 shares granted to the reporting Person on March 30, 2020 and 222 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The share price milestone of $12.20 was achieved on October 14, 2020 and, as a result, one-twelfth of the PRSU grant vested on such date and another one-twelfth vested on October 14, 2021, which was one-year following the achievement of such milestone.

F3 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $9.92; $12.20; $14.50; $16.78; $19.07; and $21.36. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

Read SEC document
October 14, 2021 Filed Nov 5, 2021 22:08 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,768 $14.90 $26,343.20
Disclosure

SEC source: 0001263696-21-000017 · wf-form4_163615008286226.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,508

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units, comprising 1,680 shares granted to the reporting Person on March 30, 2020 and 88 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The number of shares withheld was determined on October 14, 2021, based on the closing price of NATR common stock on that date.

Read SEC document
October 14, 2021 Filed Nov 5, 2021 22:08 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 4,481 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-21-000017 · wf-form4_163615008286226.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU), comprising 4,259 shares granted to the reporting Person on March 30, 2020 and 222 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The share price milestone of $12.20 was achieved on October 14, 2020 and, as a result, one-twelfth of the PRSU grant vested on such date and another one-twelfth vested on October 14, 2021, which was one-year following the achievement of such milestone.

F1 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU), comprising 4,259 shares granted to the reporting Person on March 30, 2020 and 222 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The share price milestone of $12.20 was achieved on October 14, 2020 and, as a result, one-twelfth of the PRSU grant vested on such date and another one-twelfth vested on October 14, 2021, which was one-year following the achievement of such milestone.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 17:22 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 4,481 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000015 · wf-form4_162973930977922.xml · derivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,890

Underlying: Common Shares · 4,481 shares

Expires 2023-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares vested one-year after the share price milestone of $9.92 was achieved, which was achieved on August 20, 2020. One-twelfth of the PRSU grant vested upon the achievement of the milestone and one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment. The number of shares underlying such awards were adjusted pursuant to the terms of the original grant as a result of a special cash dividend paid by the Company on April 12, 2021 with 222 shares being added to the original grant.

F3 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 30, 2023. Remaining PRSUs vest in connection with achievement of the following stock price milestones: $20.36, as adjusted for a special dividend.

F3 · derivative.expiration_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 30, 2023. Remaining PRSUs vest in connection with achievement of the following stock price milestones: $20.36, as adjusted for a special dividend.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 17:22 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,768 $17.03 $30,109.04
Disclosure

SEC source: 0001263696-21-000015 · wf-form4_162973930977922.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,795

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units, comprising 1680 shares granted to the reporting person on March 30, 2020 and 88 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The number of shares withheld was determined on August 20, 2021, based on the closing price of NATR common stock on that date.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 17:22 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 4,481 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-21-000015 · wf-form4_162973930977922.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested one-year after the share price milestone of $9.92 was achieved, which was achieved on August 20, 2020. One-twelfth of the PRSU grant vested upon the achievement of the milestone and one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment. The number of shares underlying such awards were adjusted pursuant to the terms of the original grant as a result of a special cash dividend paid by the Company on April 12, 2021 with 222 shares being added to the original grant.

F1 · price: Shares vested one-year after the share price milestone of $9.92 was achieved, which was achieved on August 20, 2020. One-twelfth of the PRSU grant vested upon the achievement of the milestone and one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment. The number of shares underlying such awards were adjusted pursuant to the terms of the original grant as a result of a special cash dividend paid by the Company on April 12, 2021 with 222 shares being added to the original grant.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 21:36 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,037 $18.26 $18,935.62
Disclosure

SEC source: 0001263696-21-000013 · wf-form4_162681693302720.xml · nonDerivative · entry 4

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,082

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon the vesting of restricted stock units, comprising 986 shares granted to the reporting person on February 12, 2018 and 51 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The number of shares withheld was determined on July 16, 2021, based on the closing price of NATR common stock on that date.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 21:36 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 2,630 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000013 · wf-form4_162681693302720.xml · nonDerivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These awards were granted as RSUs on February 12, 2021 and vested upon achievement of pre-determined adjusted EBITDA goals. The number of shares underlying such awards were adjusted pursuant to the terms of the original grant as a result of a special cash dividend paid by the Company on April 12, 2021 with 130 shares being added to the original grant.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 21:36 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,037 $18.26 $18,935.62
Disclosure

SEC source: 0001263696-21-000013 · wf-form4_162681693302720.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,489

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon the vesting of restricted stock units, comprising 986 shares granted to the reporting person on February 12, 2018 and 51 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The number of shares withheld was determined on July 16, 2021, based on the closing price of NATR common stock on that date.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 21:36 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 2,630 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000013 · wf-form4_162681693302720.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These awards were granted as restricted stock units on February 12, 2018 and vested upon achievement of pre-determined net sales targets. The number of shares underlying such awards were adjusted pursuant to the terms of the original grant as a result of a special cash dividend paid by the Company on April 12, 2021 with 130 shares being added to the original grant.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:23 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 2,338 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000012 · wf-form4_162024617149360.xml · derivative · entry 6

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,677

Underlying: Common Shares · 2,338 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 6, 2019 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $18.91 share price milestone, as adjusted for a special dividend over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F6 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 6, 2022. Remaining PRSUs vest in connection with achievement of the following stock price milestones: $21.63 and $24.34, as adjusted for a special dividend.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:23 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 6,312 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000012 · wf-form4_162024617149360.xml · derivative · entry 5

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,624

Underlying: Common Shares · 6,312 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a December 21, 2018 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $18.91 share price milestone, as adjusted for a special dividend, over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F5 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. Remaining PRSUs vest in connection with achievement of the following stock price milestones: $21.63 and $24.34, as adjusted for a special dividend.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:23 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 923 $20.60 $19,013.80
Disclosure

SEC source: 0001263696-21-000012 · wf-form4_162024617149360.xml · nonDerivative · entry 4

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,896

F4 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units originally granted to the Reporting Person on March 6, 2019. The number of shares withheld was determined on May 3, 2021, based on the closing price of NATR common stock on that date.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:23 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 2,338 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000012 · wf-form4_162024617149360.xml · nonDerivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 6, 2019 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $18.91 share price milestone, as adjusted for a special dividend over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F3 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 6, 2019 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $18.91 share price milestone, as adjusted for a special dividend over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:23 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 2,490 $20.60 $51,294.00
Disclosure

SEC source: 0001263696-21-000012 · wf-form4_162024617149360.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,481

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units originally granted to the Reporting Person on December 21, 2018. The number of shares withheld was determined on May 3, 2021, based on the closing price of NATR common stock on that date.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:23 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 6,312 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-21-000012 · wf-form4_162024617149360.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a December 21, 2018 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $18.91 share price milestone, as adjusted for a special dividend, over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F1 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a December 21, 2018 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $18.91 share price milestone, as adjusted for a special dividend, over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 22:36 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantPerformance Units · Derivative 348 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000011 · wf-form4_161843977353467.xml · derivative · entry 5

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,015

Underlying: Common Shares · 348 shares

Expires 2022-03-06

F6 · derivative.exercise_price: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 6, 2022. Remaining PRSUs vest in connection with achievement of the following stock price milestones: $19.91; $22.63; and $25.34.

F6 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 6, 2022. Remaining PRSUs vest in connection with achievement of the following stock price milestones: $19.91; $22.63; and $25.34.

F4 · derivative.underlying_shares: The reporting person was previously granted, and reported, certain performance awards. The number of shares underlying such awards were adjusted pursuant to the terms of the original grant as a result of a special cash dividend paid by the Company on April 12, 2021.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 22:36 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantPerformance Units · Derivative 1,554 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000011 · wf-form4_161843977353467.xml · derivative · entry 4

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,371

Underlying: Common Shares · 1,554 shares

Expires 2023-03-30

F5 · derivative.exercise_price: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the remaining PRSUs is contingent upon the achievement of the following share price milestone, which must be achieved within a three-year performance period ending March 30, 2023: $20.36, as adjusted for a special dividend. Such milestone must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F5 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the remaining PRSUs is contingent upon the achievement of the following share price milestone, which must be achieved within a three-year performance period ending March 30, 2023: $20.36, as adjusted for a special dividend. Such milestone must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F4 · derivative.underlying_shares: The reporting person was previously granted, and reported, certain performance awards. The number of shares underlying such awards were adjusted pursuant to the terms of the original grant as a result of a special cash dividend paid by the Company on April 12, 2021.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 22:36 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantPerformance Units · Derivative 936 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000011 · wf-form4_161843977353467.xml · derivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,936

Underlying: Common Shares · 936 shares

Expires 2021-12-04

F3 · derivative.exercise_price: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. Remaining PRSUs vest in connection with achievement of the following stock price milestones: $19.91; $22.63; and $25.34.

F3 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. Remaining PRSUs vest in connection with achievement of the following stock price milestones: $19.91; $22.63; and $25.34.

F4 · derivative.underlying_shares: The reporting person was previously granted, and reported, certain performance awards. The number of shares underlying such awards were adjusted pursuant to the terms of the original grant as a result of a special cash dividend paid by the Company on April 12, 2021.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 22:36 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 178 $19.64 $3,495.92
Disclosure

SEC source: 0001263696-21-000011 · wf-form4_161843977353467.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,659

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon the grant of immediately vested restricted stock units granted to the reporting person in connection with a special dividend. The number of shares withheld was determined on April 12, 2021, based on the closing price of NATR common stock on that date.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 22:36 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantCommon Shares 1,977 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000011 · wf-form4_161843977353467.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,837

F1 · shares: The reporting person was previously granted, and reported, certain RSU awards. The number of shares underlying such awards were adjusted pursuant to the terms of the original grant as a result of a special cash dividend paid by the Company on April 12, 2021. Incremental shares granted pursuant to such adjustments are reported in the aggregate with 231 relating to a January 1, 2019 grant; and 1,746 relating to a March 30, 2020 grant. Of the total number of incremental shares granted, 730 shares immediately vested in order to match the original grants of shares, which vested after the record date of the special dividend, but before the payment date.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 22:21 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 4,260 $20.13 $85,753.80
Disclosure

SEC source: 0001263696-21-000010 · wf-form4_161792048208598.xml · derivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,817

Underlying: Common Shares · 4,260 shares

Expires 2023-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $18.07 share price milestone, as adjusted for a special dividend, over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F3 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the remaining PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $20.36, as adjusted for a special dividend. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F3 · derivative.expiration_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the remaining PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $20.36, as adjusted for a special dividend. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 22:21 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,042 $20.13 $20,975.46
Disclosure

SEC source: 0001263696-21-000010 · wf-form4_161792048208598.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,860

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units originally granted to the Reporting Person on March 30, 2020. The number of shares withheld was determined on April 6, 2021, based on the closing price of NATR common stock on that date.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 22:21 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 4,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-21-000010 · wf-form4_161792048208598.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $18.07 share price milestone, as adjusted for a special dividend, over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F1 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $18.07 share price milestone, as adjusted for a special dividend, over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:15 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 2,389 $18.95 $45,271.55
Disclosure

SEC source: 0001263696-21-000009 · wf-form4_161722172616505.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,642

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on March 30, 2020. The number of shares withheld was determined on March 30, 2021, based on the closing price of NATR common stock on that date.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 22:29 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantPerformance Units · Derivative 17,043 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000008 · wf-form4_161714334703427.xml · derivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,043

Underlying: Common Shares · 17,043 shares

Expires 2024-03-26

F2 · derivative.exercise_price: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $20.46; $22.68; $24.89; $27.11; $29.32; and $31.54. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F2 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $20.46; $22.68; $24.89; $27.11; $29.32; and $31.54. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 22:29 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantCommon Shares 12,953 $18.25 $236,392.25
Disclosure

SEC source: 0001263696-21-000008 · wf-form4_161714334703427.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,031

F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on March 26, 2022.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 14:57 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 2,222 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000007 · wf-form4_161642504607753.xml · derivative · entry 6

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Shares · 2,222 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 6, 2019 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $17.20 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F6 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 6, 2022. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

F6 · derivative.expiration_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 6, 2022. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 14:57 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000007 · wf-form4_161642504607753.xml · derivative · entry 5

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Shares · 6,000 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a December 21, 2018 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $17.20 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F5 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

F5 · derivative.expiration_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

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March 18, 2021 Filed Mar 22, 2021 14:57 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 543 $19.83 $10,767.69
Disclosure

SEC source: 0001263696-21-000007 · wf-form4_161642504607753.xml · nonDerivative · entry 4

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,078

F4 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units originally granted to the Reporting Person on March 6, 2019. The number of shares withheld was determined on March 18, 2021, based on the closing price of NATR common stock on that date.

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March 18, 2021 Filed Mar 22, 2021 14:57 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 2,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-21-000007 · wf-form4_161642504607753.xml · nonDerivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 6, 2019 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $17.20 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F3 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 6, 2019 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $17.20 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

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March 18, 2021 Filed Mar 22, 2021 14:57 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,467 $19.83 $29,090.61
Disclosure

SEC source: 0001263696-21-000007 · wf-form4_161642504607753.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,399

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units originally granted to the Reporting Person on December 21, 2018. The number of shares withheld was determined on March 18, 2021, based on the closing price of NATR common stock on that date.

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March 18, 2021 Filed Mar 22, 2021 14:57 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-21-000007 · wf-form4_161642504607753.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a December 21, 2018 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $17.20 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F1 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a December 21, 2018 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $17.20 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

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March 02, 2021 Filed Mar 4, 2021 22:55 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 4,260 $17.66 $75,231.60
Disclosure

SEC source: 0001263696-21-000006 · wf-form4_161489849661259.xml · derivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,077

Underlying: Common Shares · 4,260 shares

Expires 2023-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $16.78 share price milestone over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F3 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $9.92; $12.20; $14.50; $16.78; $19.07; and $21.36. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

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March 02, 2021 Filed Mar 4, 2021 22:55 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,042 $17.66 $18,401.72
Disclosure

SEC source: 0001263696-21-000006 · wf-form4_161489849661259.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,866

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units originally granted to the Reporting Person on March 30, 2020. The number of shares withheld was determined on March 2, 2021, based on the closing price of NATR common stock on that date.

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March 02, 2021 Filed Mar 4, 2021 22:55 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 4,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-21-000006 · wf-form4_161489849661259.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $16.78 share price milestone over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F1 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $16.78 share price milestone over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.