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BATY JOSEPH W

Disclosed activity across 1 company

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125180
SEC CIK
0001263696

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NATURES SUNSHINE PRODUCTS INCNATR · Entity 1465EVP & Chief Financial OfficerJuly 21, 2022July 25, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NATURES SUNSHINE PRODUCTS INC

Report date July 21, 2022 · Filed July 25, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect173,702 Reported balance After 2022-07-21 transaction · row 1
1 source row

Row 1 · 2022-07-21 · Grant · Acquired 23,182 · Balance 173,702

F1: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning July 21, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning July 21, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2021 Filed Feb 16, 2021 18:24 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 815 $17.98 $14,653.70
Disclosure

SEC source: 0001263696-21-000005 · wf-form4_161349987882339.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,648

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on February 12, 2018. The number of shares withheld was determined on February 12, 2021, based on the closing price of NATR common stock on that date.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:09 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 2,222 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000004 · wf-form4_161178537529023.xml · derivative · entry 6

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,889

Underlying: Common Shares · 2,222 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 6, 2019 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $14.48 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F6 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 6, 2022. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

F6 · derivative.expiration_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 6, 2022. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:09 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001263696-21-000004 · wf-form4_161178537529023.xml · derivative · entry 5

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Shares · 6,000 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a December 21, 2018 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $14.48 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F5 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

F5 · derivative.expiration_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:09 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 543 $15.95 $8,660.85
Disclosure

SEC source: 0001263696-21-000004 · wf-form4_161178537529023.xml · nonDerivative · entry 4

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,463

F4 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units originally granted to the Reporting Person on March 6, 2019. The number of shares withheld was determined on January 25, 2021, based on the closing price of NATR common stock on that date.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:09 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 2,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-21-000004 · wf-form4_161178537529023.xml · nonDerivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 6, 2019 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $14.48 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F3 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 6, 2019 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $14.48 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:09 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,467 $15.95 $23,398.65
Disclosure

SEC source: 0001263696-21-000004 · wf-form4_161178537529023.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,784

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units originally granted to the Reporting Person on December 21, 2018. The number of shares withheld was determined on January 25, 2021, based on the closing price of NATR common stock on that date.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:09 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-21-000004 · wf-form4_161178537529023.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a December 21, 2018 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $14.48 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F1 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a December 21, 2018 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $14.48 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 18:25 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 4,259 $15.09 $64,268.31
Disclosure

SEC source: 0001263696-21-000003 · wf-form4_161108069165854.xml · derivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,337

Underlying: Common Shares · 4,259 shares

Expires 2023-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $14.50 share price milestone over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F3 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $9.92; $12.20; $14.50; $16.78; $19.07; and $21.36. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F3 · derivative.expiration_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $9.92; $12.20; $14.50; $16.78; $19.07; and $21.36. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 18:25 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,263 $15.09 $19,058.67
Disclosure

SEC source: 0001263696-21-000003 · wf-form4_161108069165854.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,251

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units originally granted to the Reporting Person on March 30, 2020. The number of shares withheld was determined on January 14, 2021, based on the closing price of NATR common stock on that date.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 18:25 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 4,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-21-000003 · wf-form4_161108069165854.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $14.50 share price milestone over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F1 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the $14.50 share price milestone over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 13:20 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,318 $14.95 $19,704.10
Disclosure

SEC source: 0001263696-21-000002 · wf-form4_160993919192778.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,255

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 2, 2019. The number of shares withheld was determined on December 31, 2020, based on the closing price of NATR common stock on that date.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 20:29 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 4,259 $12.04 $51,278.36
Disclosure

SEC source: 0001263696-20-000009 · wf-form4_160288015842391.xml · derivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,596

Underlying: Common Shares · 4,259 shares

Expires 2023-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the first $12.20 share price milestone over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F3 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $9.92; $12.20; $14.50; $16.78; $19.07; and $21.36. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F3 · derivative.expiration_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $9.92; $12.20; $14.50; $16.78; $19.07; and $21.36. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 20:29 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,041 $12.04 $12,533.64
Disclosure

SEC source: 0001263696-20-000009 · wf-form4_160288015842391.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,573

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units originally granted to the Reporting Person on March 30, 2020. The number of shares withheld was determined on October 14, 2020, based on the closing price of NATR common stock on that date.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 20:29 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 4,259 $0.00 $0.00
Disclosure

SEC source: 0001263696-20-000009 · wf-form4_160288015842391.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the first $12.20 share price milestone over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F1 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the first $12.20 share price milestone over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:47 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 2,222 $12.07 $26,819.54
Disclosure

SEC source: 0001263696-20-000008 · wf-form4_160219725713904.xml · derivative · entry 6

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,198

Underlying: Common Shares · 2,222 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 6, 2019 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the first $11.77 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F6 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 6, 2022. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

F6 · derivative.expiration_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 6, 2022. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:47 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 6,000 $12.07 $72,420.00
Disclosure

SEC source: 0001263696-20-000008 · wf-form4_160219725713904.xml · derivative · entry 5

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Shares · 6,000 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a December 21, 2018 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the first $11.77 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F5 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

F5 · derivative.expiration_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:47 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 543 $12.07 $6,554.01
Disclosure

SEC source: 0001263696-20-000008 · wf-form4_160219725713904.xml · nonDerivative · entry 4

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,355

F4 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units originally granted to the Reporting Person on March 6, 2019. The number of shares withheld was determined on October 6, 2020, based on the closing price of NATR common stock on that date.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:47 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 2,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-20-000008 · wf-form4_160219725713904.xml · nonDerivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 6, 2019 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the first $11.77 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F3 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 6, 2019 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the first $11.77 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:47 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,467 $12.07 $17,706.69
Disclosure

SEC source: 0001263696-20-000008 · wf-form4_160219725713904.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,676

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units originally granted to the Reporting Person on December 21, 2018. The number of shares withheld was determined on October 6, 2020, based on the closing price of NATR common stock on that date.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:47 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-20-000008 · wf-form4_160219725713904.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a December 21, 2018 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the first $11.77 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

F1 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a December 21, 2018 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the first $11.77 share price milestone over a period of 45-trading days. One-sixth of the PRSU grant vests upon the achievement of each milestone.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 22:05 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionPerformance Units · Derivative 4,259 $11.00 $46,849.00
Disclosure

SEC source: 0001263696-20-000007 · wf-form4_159830669112979.xml · derivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,855

Underlying: Common Shares · 4,259 shares

Expires 2023-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the first $9.92 share price milestone over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F3 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $9.92; $12.20; $14.50; $16.78; $19.07; and $21.36. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F3 · derivative.expiration_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $9.92; $12.20; $14.50; $16.78; $19.07; and $21.36. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

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August 20, 2020 Filed Aug 24, 2020 22:05 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,041 $11.00 $11,451.00
Disclosure

SEC source: 0001263696-20-000007 · wf-form4_159830669112979.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,143

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance-based restricted stock units originally granted to the Reporting Person on March 30, 2020. The number of shares withheld was determined on August 20, 2020, based on the closing price of NATR common stock on that date.

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August 20, 2020 Filed Aug 24, 2020 22:05 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 4,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001263696-20-000007 · wf-form4_159830669112979.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the first $9.92 share price milestone over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F1 · price: These shares are vested shares resulting from the achievement of a share price milestone pursuant to a March 30, 2020 performance-based restricted stock unit grant (PRSU). The shares vested upon achievement of the first $9.92 share price milestone over a period of 30-trading days. One-twelfth of the PRSU grant vests upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

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May 05, 2020 Filed May 7, 2020 22:23 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 609 $8.14 $4,957.26
Disclosure

SEC source: 0001263696-20-000006 · wf-form4_158889021757279.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,925

F3 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of performance restricted stock units originally granted to the Reporting Person on February 12, 2018. The number of shares withheld was determined on May 5, 2020, based on the closing price of NATR common stock on that date.

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May 05, 2020 Filed May 7, 2020 22:23 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Exercise / conversionCommon Shares 2,500 $0.00 $0.00
Disclosure

SEC source: 0001263696-20-000006 · wf-form4_158889021757279.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of NATR common stock granted pursuant to the vesting of performance restricted stock units originally granted to the Reporting Person on February 12, 2018. These shares vested upon the Company's achievement of between $32.0 million and $40.0 million Adjusted EBITDA over a rolling 4 quarter period.

F2 · price: Performance restricted stock units convert into common stock on a one-to-one basis.

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March 30, 2020 Filed Apr 1, 2020 22:17 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantPerformance Units · Derivative 51,114 $0.00 $0.00
Disclosure

SEC source: 0001263696-20-000004 · wf-form4_158577944697370.xml · derivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,114

Underlying: Common Shares · 51,114 shares

Expires 2023-03-30

F3 · derivative.exercise_price: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $9.92; $12.20; $14.50; $16.78; $19.07; and $21.36. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

F3 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon the achievement of the following share price milestones, which must be achieved within three years: $9.92; $12.20; $14.50; $16.78; $19.07; and $21.36. Such milestones must be achieved as evidenced by the Volume-weighted average price (VWAP) over a period of 30-trading days. One-twelfth of the PRSUs vest upon the achievement of each milestone and an additional one-twelfth vests on the date that is one-year following the achievement of such milestone subject to the recipient's continued employment.

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March 30, 2020 Filed Apr 1, 2020 22:17 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantCommon Shares 29,310 $7.83 $229,497.30
Disclosure

SEC source: 0001263696-20-000004 · wf-form4_158577944697370.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,034

F2 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on March 30, 2021.

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February 12, 2020 Filed Apr 1, 2020 22:17 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 812 $10.55 $8,566.60
Disclosure

SEC source: 0001263696-20-000004 · wf-form4_158577944697370.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,724

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on February 12, 2018. The number of shares withheld was determined on February 12, 2020, based on the closing price of NATR common stock on that date.

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January 02, 2020 Filed Jan 3, 2020 21:53 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,318 $9.04 $11,914.72
Disclosure

SEC source: 0001263696-20-000002 · wf-form4_157808841542308.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,536

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 2, 2019. The number of shares withheld was determined on January 2, 2020, based on the closing price of NATR common stock on that date.

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January 01, 2020 Filed Jan 3, 2020 21:53 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,730 $9.04 $15,639.20
Disclosure

SEC source: 0001263696-20-000002 · wf-form4_157808841542308.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,854

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 1, 2017. The number of shares withheld was determined on January 2, 2020, based on the closing price of NATR common stock on that date.

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October 31, 2019 Filed Nov 4, 2019 15:40 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 2,841 $9.44 $26,819.04
Disclosure

SEC source: 0001263696-19-000009 · wf-form4_157288203174133.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,584

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on October 31, 2016. The number of shares withheld was determined on October 31, 2019, based on the closing price of NATR common stock on that date.

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March 06, 2019 Filed Mar 8, 2019 19:56 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantPerformance Units · Derivative 13,334 $0.00 $0.00
Disclosure

SEC source: 0001263696-19-000007 · wf-form4_155207495363763.xml · derivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Shares · 13,334 shares

Expires 2022-03-06

F1 · derivative.exercise_price: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 6, 2022. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

F1 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 6, 2022. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

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February 12, 2019 Filed Feb 14, 2019 18:05 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 989 $8.22 $8,129.58
Disclosure

SEC source: 0001263696-19-000004 · wf-form4_155016751627435.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,425

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on February 12, 2018. The number of shares withheld was determined on February 12, 2019, based on the closing price of NATR common stock on that date.

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January 02, 2019 Filed Jan 4, 2019 23:21 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantCommon Shares 13,334 $8.29 $110,538.86
Disclosure

SEC source: 0001263696-19-000002 · wf-form4_154664408093080.xml · nonDerivative · entry 4

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,414

F4 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on January 2, 2020.

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January 02, 2019 Filed Jan 4, 2019 23:21 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,904 $8.29 $15,784.16
Disclosure

SEC source: 0001263696-19-000002 · wf-form4_154664408093080.xml · nonDerivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,080

F3 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 1, 2017. The number of shares withheld was determined on January 2, 2019, based on the closing price of NATR common stock on that date.

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December 21, 2018 Filed Dec 27, 2018 23:43 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantPerformance Units · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0001263696-18-000005 · wf-form4_154595419947018.xml · derivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Shares · 36,000 shares

Expires 2021-12-04

F1 · derivative.exercise_price: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

F1 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

Read SEC document
October 31, 2018 Filed Jan 4, 2019 23:21 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 3,806 $8.85 $33,683.10
Disclosure

SEC source: 0001263696-19-000002 · wf-form4_154664408093080.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,984

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on October 31, 2016. The number of shares withheld was determined on October 31, 2018, based on the closing price of NATR common stock on that date.

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February 12, 2018 Filed Feb 15, 2018 21:50 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantCommon Shares 10,000 $0.00 $0.00
Disclosure

SEC source: 0001263696-18-000002 · wf-form4_151873144217410.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,596

F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on February 12, 2019.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 22:50 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 1,904 $11.60 $22,086.40
Disclosure

SEC source: 0001263696-18-000001 · wf-form4_151519260148466.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,596

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 1, 2017. The number of shares withheld was determined on January 2, 2018, based on the closing price of NATR common stock on that date.

Read SEC document
October 31, 2017 Filed Jan 4, 2019 23:21 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 Tax withholdingCommon Shares 3,806 $9.90 $37,679.40
Disclosure

SEC source: 0001263696-19-000002 · wf-form4_154664408093080.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,790

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on October 31, 2016. The number of shares withheld was determined on October 31, 2017, based on the closing price of NATR common stock on that date.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 21:41 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantCommon Shares 17,500 $0.00 $0.00
Disclosure

SEC source: 0001263696-17-000002 · wf-form4_148356606106432.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on January 1, 2018.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 19:44 UTC NATURES SUNSHINE PRODUCTS INC NATR · Entity 1465 GrantCommon Shares 35,000 $12.55 $439,250.00
Disclosure

SEC source: 0001263696-16-000004 · wf-form4_147811585704638.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on October 31, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.