Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMGEN INCAMGN · Entity 2832 | Director | October 26, 2012 | October 26, 2012 |
| CHEVRON CORPCVX · Entity 2804 | Director | March 02, 2015 | March 04, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMGEN INC
Report date October 26, 2012 · Filed October 26, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectLiving Trust | 4,074 |
Reported balance
After 2012-10-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2012-10-26 · Gift · Disposed 1,420 · Balance 4,074 |
| Common StockSEC Table I · non-derivative | IndirectLiving Trust | 0 |
Reported balance
After 2012-10-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2012-10-26 · Gift · Disposed 4,074 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 101,018 |
Reported balance
Holding disclosure · report date 2012-10-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 101,018 F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/28/2013; 22,750 RSUs which vest in two equal annual installments of 11,375 each commencing 4/26/2013; 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015; and 8,933 RSUs which vest in three installments of 2,947, 2,948 and 3,038 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. F2: These shares include 85 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 4,433.6295 |
Reported balance
Holding disclosure · report date 2012-10-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,433.6295 F3: These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/28/2013; 22,750 RSUs which vest in two equal annual installments of 11,375 each commencing 4/26/2013; 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015; and 8,933 RSUs which vest in three installments of 2,947, 2,948 and 3,038 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis.
F2: These shares include 85 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
F3: These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.
CHEVRON CORP
Report date March 02, 2015 · Filed March 04, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 11,483 |
Reported balance
After 2015-03-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2015-03-02 · Other · Acquired 354 · Balance 11,483 F1: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2: 1-for-1. F3: This number includes dividend equivalent accruals (109) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service.
F2: 1-for-1.
F3: This number includes dividend equivalent accruals (109) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2010 Filed Jun 2, 2010 22:11 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 392 | $73.89 Strike: $0.00 | $28,963.78 |
DisclosureSEC source: 0001127602-10-016121 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,602 Underlying: Common Stock · 392 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (35) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| May 26, 2010 Filed May 28, 2010 18:02 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 2,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-015609 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,762 F1 · shares: This number represents stock units issued under the Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals of stock units (234 shares) issued under the Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 23:03 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-012686 · form4.xml · nonDerivative · entry 6 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 231,129 Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 23:03 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-012686 · form4.xml · nonDerivative · entry 5 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,750 F1 · shares: Shares are being transferred to the Reporting Person's Family Trust. F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 18,500 RSUs which vest in two equal annual installments of 9,250 each commencing 04/29/2011; 27,750 RSUs which vest in three equal annual installments of 9,250 each commencing 4/28/2011; and 45,500 RSUs which vest in four equal annual installments of 11,375 each commencing on 4/26/2011. Vested RSUs are paid in shares of the Company's Common Stock on a one-to-one basis. Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 23:03 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 4,184 | $58.18 | $243,425.12 |
DisclosureSEC source: 0001127602-10-012686 · form4.xml · nonDerivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,816 Read SEC document |
| April 28, 2010 Filed Apr 30, 2010 23:03 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-012686 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 226,063 Read SEC document |
| April 28, 2010 Filed Apr 30, 2010 23:03 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-012686 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,000 F1 · shares: Shares are being transferred to the Reporting Person's Family Trust. Read SEC document |
| April 28, 2010 Filed Apr 30, 2010 23:03 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 4,184 | $57.84 | $242,002.56 |
DisclosureSEC source: 0001127602-10-012686 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,066 Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 20:30 UTC | AMGEN INC AMGN · Entity 2832 | GrantNqso (Right to Buy) · Derivative | 318,500 | $58.43 Strike: $58.43 | $18,609,955.00 |
DisclosureSEC source: 0001127602-10-012289 · form4.xml · derivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,500 Underlying: Common Stock · 318,500 shares Expires 2020-04-26 F4 · derivative.exercise_date: These shares are exercisable in four equal annual installments of 25% each commencing 04/26/2011 Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 20:30 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 45,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-012289 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,250 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Company's 2009 Equity Incentive Plan and vest in four equal annual installments of 25% each commencing April 26, 2011. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 27,750 RSUs which vest in three equal annual installments of 9,250 each commencing 04/29/2010; 37,000 RSUs which vest in four equal annual installments of 9,250 each commencing 4/28/2010; and 45,500 RSUs which vest in four equal installments of 11,375 each commencing on 04/26/2011. Vested RSUs are paid in shares of the Company's Common Stock on a one-to-one basis. Read SEC document |
| March 12, 2010 Filed Mar 16, 2010 19:57 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 19,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-008792 · form4.xml · nonDerivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 220,997 F1 · kind: Transfer of shares into reporting person's living trust. Read SEC document |
| March 12, 2010 Filed Mar 16, 2010 19:57 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 19,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-008792 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,750 F1 · kind: Transfer of shares into reporting person's living trust. F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's Amended and Restated 1991 Equity Incentive Plan: 27,750 RSUs which vest in three equal annual installments of 9,250 each commencing 04/29/2010; and 37,000 RSUs which vest in four equal annual installments of 9,250 each commencing 4/28/2010. Vested RSUs are paid in shares of the Company's Common Stock on a one-to-one basis, unless deferred by the reporting person. Read SEC document |
| March 12, 2010 Filed Mar 16, 2010 19:57 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 17,259 | $57.49 | $992,219.91 |
DisclosureSEC source: 0001127602-10-008792 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,463 Read SEC document |
| March 12, 2010 Filed Mar 16, 2010 19:57 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 36,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-008792 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,722 Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 01:15 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 398 | $72.79 Strike: $0.00 | $28,972.37 |
DisclosureSEC source: 0001127602-10-007322 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,175 Underlying: Common Stock · 398 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (30) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| December 21, 2009 Filed Dec 22, 2009 21:15 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 18,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-025962 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 201,284 Read SEC document |
| December 02, 2009 Filed Dec 5, 2009 00:00 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 368 | $78.72 Strike: $0.00 | $28,968.96 |
DisclosureSEC source: 0001127602-09-024438 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,747 Underlying: Common Stock · 368 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (30) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 22:06 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 2,100 | $53.95 | $113,295.00 |
DisclosureSEC source: 0001127602-09-022033 · form4.xml · nonDerivative · entry 11 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 217,384 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 22:06 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 400 | $54.00 | $21,600.00 |
DisclosureSEC source: 0001127602-09-022033 · form4.xml · nonDerivative · entry 10 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 219,484 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 22:06 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 500 | $54.00 | $26,997.50 |
DisclosureSEC source: 0001127602-09-022033 · form4.xml · nonDerivative · entry 9 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 219,884 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 22:06 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 828 | $53.99 | $44,703.72 |
DisclosureSEC source: 0001127602-09-022033 · form4.xml · nonDerivative · entry 8 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 220,384 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 22:06 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 5,600 | $53.99 | $302,316.00 |
DisclosureSEC source: 0001127602-09-022033 · form4.xml · nonDerivative · entry 7 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 221,212 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 22:06 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 1,800 | $53.98 | $97,164.00 |
DisclosureSEC source: 0001127602-09-022033 · form4.xml · nonDerivative · entry 6 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 226,812 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 22:06 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 500 | $53.98 | $26,987.50 |
DisclosureSEC source: 0001127602-09-022033 · form4.xml · nonDerivative · entry 5 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 228,612 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 22:06 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 500 | $53.97 | $26,982.50 |
DisclosureSEC source: 0001127602-09-022033 · form4.xml · nonDerivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 229,112 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 22:06 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 1,072 | $53.96 | $57,845.12 |
DisclosureSEC source: 0001127602-09-022033 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 229,612 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 22:06 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 2,300 | $53.97 | $124,131.00 |
DisclosureSEC source: 0001127602-09-022033 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 230,684 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 22:06 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 2,900 | $53.96 | $156,469.50 |
DisclosureSEC source: 0001127602-09-022033 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 232,984 Read SEC document |
| September 01, 2009 Filed Sep 3, 2009 00:09 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 282 | $68.53 Strike: $0.00 | $19,325.29 |
DisclosureSEC source: 0001127602-09-018394 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,349 Underlying: Common Stock · 282 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (25) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| June 03, 2009 Filed Jun 4, 2009 20:44 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 284 | $68.22 Strike: $0.00 | $19,373.60 |
DisclosureSEC source: 0001127602-09-013269 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,042 Underlying: Common Stock · 284 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (23) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| May 27, 2009 Filed May 29, 2009 18:34 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 2,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-012554 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,993 F1 · shares: This number represents stock units issued under the Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (126 shares) issued under the Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| May 12, 2009 Filed May 12, 2009 21:13 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 36,411 | $48.45 | $1,764,091.10 |
DisclosureSEC source: 0001127602-09-011280 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 237,984 F1 · price: The sale price is an average sale price with a low of $48.35 per share and a high of $48.585 per share. A detailed list of the number of shares sold and the sale price of each share is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| May 08, 2009 Filed May 8, 2009 21:04 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 31,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-011016 · form4.xml · nonDerivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 274,395 F3 · kind: Shares are being transferred to the Reporting Person's Living Trust. Read SEC document |
| May 08, 2009 Filed May 8, 2009 21:04 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 31,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-011016 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,750 F1 · kind: Shares are being transferred to the Reporting Person's Living Trust. F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's Amended and Restated 1991 Equity Incentive Plan: 27,750 RSUs which vest in three equal annual installments of 9,250 each commencing 04/29/2010; and 37,000 RSUs which vest in four equal annual installments of 9,250 each commencing 4/28/2010. Vested RSUs are paid in shares of the Company's Common Stock on a one-to-one basis, unless deferred by the reporting person. Read SEC document |
| May 08, 2009 Filed May 8, 2009 21:04 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 26,363 | $47.63 | $1,255,669.69 |
DisclosureSEC source: 0001127602-09-011016 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,009 Read SEC document |
| May 07, 2009 Filed May 8, 2009 21:04 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 57,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-011016 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,372 Read SEC document |
| April 29, 2009 Filed May 1, 2009 20:18 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-010284 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 243,136 F3 · kind: Shares are being transferred to the Reporting Person's Living Trust. Read SEC document |
| April 29, 2009 Filed May 1, 2009 20:18 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-010284 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,750 F1 · kind: Shares are being transferred to the Reporting Person's Living Trust. F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's Amended and Restated 1991 Equity Incentive Plan: 27,750 RSUs which vest in three equal annual installments of 9,250 each commencing 04/29/2010; and 37,000 RSUs which vest in four equal annual installments of 9,250 each commencing 4/28/2010. Vested RSUs are paid in shares of the Company's Common Stock on a one-to-one basis, unless deferred by the reporting person. Read SEC document |
| April 29, 2009 Filed May 1, 2009 20:18 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 4,098 | $50.44 | $206,703.12 |
DisclosureSEC source: 0001127602-09-010284 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,902 Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 16:21 UTC | AMGEN INC AMGN · Entity 2832 | GrantNqso (Right to Buy) · Derivative | 256,000 | $0.00 Strike: $50.44 | $0.00 |
DisclosureSEC source: 0001127602-09-010046 · form4.xml · derivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,000 Underlying: Common Stock · 256,000 shares Expires 2016-04-28 F4 · derivative.exercise_date: These shares are exercisable in four equal annual installments of 25% each commencing 04/28/2010. Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 16:21 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-010046 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 F1 · security: The Restricted Stock Units (RSUs) were granted pursuant to the Company's Amended and Restated 1991 Equity Incentive Plan (the "1991 Plan"). RSUs vest in four equal annual installments of 25% each commence April 28, 2010. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the reporting person. F2 · balance_after: These shares include 37,000 Restricted Stock Units (RSUs) granted under the 1991 Plan which vest in 4 equal annual installments of 9,250 each commencing 04/29/2009. Vested RSUs are paid in shares of the Company's Common Stock on a one-to-one basis, unless deferred by the reporting person. Read SEC document |
| March 04, 2009 Filed Mar 5, 2009 23:54 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 490 | $59.30 Strike: $0.00 | $29,055.14 |
DisclosureSEC source: 0001127602-09-006049 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,735 Underlying: Common Stock · 490 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (15) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| February 19, 2009 Filed Feb 23, 2009 22:48 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 87,000 | $57.26 | $4,981,863.60 |
DisclosureSEC source: 0001127602-09-004557 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 237,984 F1 · price: The sale price is an average sale price with a low of $56.995 per share and a high of $57.46 per share. A detailed list of the number of shares sold and the sale price of each share is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| December 03, 2008 Filed Dec 5, 2008 22:15 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 389 | $74.61 Strike: $0.00 | $29,021.35 |
DisclosureSEC source: 0001127602-08-010714 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,230 Underlying: Common Stock · 389 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (12) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| November 10, 2008 Filed Nov 10, 2008 23:45 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionIso (Right to Buy) · Derivative | 3,910 | $0.00 Strike: $38.36 | $0.00 |
DisclosureSEC source: 0001127602-08-009093 · form4.xml · derivative · entry 9 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,910 shares Expires 2009-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2008 Filed Nov 10, 2008 23:45 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 176,090 | $0.00 Strike: $38.36 | $0.00 |
DisclosureSEC source: 0001127602-08-009093 · form4.xml · derivative · entry 8 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 176,090 shares Expires 2009-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2008 Filed Nov 10, 2008 23:45 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 37,811 | $59.34 | $2,243,542.15 |
DisclosureSEC source: 0001127602-08-009093 · form4.xml · nonDerivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 F2 · price: The sale price is an average sale price with a low of $59.08 per share and a high of $59.75 per share. A detailed list of the number of shares sold and the sale price of each share is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| November 10, 2008 Filed Nov 10, 2008 23:45 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 3,910 | $38.36 | $149,987.60 |
DisclosureSEC source: 0001127602-08-009093 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2008 Filed Nov 10, 2008 23:45 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 142,189 | $57.72 | $8,207,234.39 |
DisclosureSEC source: 0001127602-08-009093 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,901 F1 · price: The sale price is an average sale price with a low of $58.072 per share and a high of $59.07 per share. A detailed list of the number of shares sold and the sale price of each share is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| November 10, 2008 Filed Nov 10, 2008 23:45 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 176,090 | $38.36 | $6,754,812.40 |
DisclosureSEC source: 0001127602-08-009093 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Bd, CEO & Pres 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.