Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMGEN INCAMGN · Entity 2832 | Director | October 26, 2012 | October 26, 2012 |
| CHEVRON CORPCVX · Entity 2804 | Director | March 02, 2015 | March 04, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMGEN INC
Report date October 26, 2012 · Filed October 26, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectLiving Trust | 4,074 |
Reported balance
After 2012-10-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2012-10-26 · Gift · Disposed 1,420 · Balance 4,074 |
| Common StockSEC Table I · non-derivative | IndirectLiving Trust | 0 |
Reported balance
After 2012-10-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2012-10-26 · Gift · Disposed 4,074 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 101,018 |
Reported balance
Holding disclosure · report date 2012-10-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 101,018 F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/28/2013; 22,750 RSUs which vest in two equal annual installments of 11,375 each commencing 4/26/2013; 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015; and 8,933 RSUs which vest in three installments of 2,947, 2,948 and 3,038 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. F2: These shares include 85 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 4,433.6295 |
Reported balance
Holding disclosure · report date 2012-10-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,433.6295 F3: These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/28/2013; 22,750 RSUs which vest in two equal annual installments of 11,375 each commencing 4/26/2013; 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015; and 8,933 RSUs which vest in three installments of 2,947, 2,948 and 3,038 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis.
F2: These shares include 85 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
F3: These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.
CHEVRON CORP
Report date March 02, 2015 · Filed March 04, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 11,483 |
Reported balance
After 2015-03-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2015-03-02 · Other · Acquired 354 · Balance 11,483 F1: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2: 1-for-1. F3: This number includes dividend equivalent accruals (109) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service.
F2: 1-for-1.
F3: This number includes dividend equivalent accruals (109) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2012 Filed May 2, 2012 01:09 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-015263 · form4.xml · nonDerivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,183 F2 · kind: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
| April 28, 2012 Filed May 2, 2012 01:09 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 4,184 | $71.64 | $299,741.76 |
DisclosureSEC source: 0001127602-12-015263 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,249 Read SEC document |
| April 27, 2012 Filed May 2, 2012 01:09 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 8,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-015263 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,433 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Read SEC document |
| April 26, 2012 Filed Apr 30, 2012 21:21 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 79,625 | $0.00 Strike: $58.43 | $0.00 |
DisclosureSEC source: 0001127602-12-014963 · form4.xml · derivative · entry 8 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,875 Underlying: Common Stock · 79,625 shares Expires 2020-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2012 Filed Apr 30, 2012 21:21 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 50,800 | $70.86 | $3,599,794.68 |
DisclosureSEC source: 0001127602-12-014963 · form4.xml · nonDerivative · entry 6 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 145,362 F4 · price: The price reported is also an average price. The prices ranged from $70.63 to $71.08 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| April 26, 2012 Filed Apr 30, 2012 21:21 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 79,625 | $70.86 | $5,642,386.75 |
DisclosureSEC source: 0001127602-12-014963 · form4.xml · nonDerivative · entry 5 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 196,162 F3 · price: The price reported is an average price. The prices ranged from $70.63 to $71.10 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| April 26, 2012 Filed Apr 30, 2012 21:21 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 85,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-014963 · form4.xml · nonDerivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 275,787 F1 · kind: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
| April 26, 2012 Filed Apr 30, 2012 21:21 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 85,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-014963 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,500 F1 · kind: These shares are being transferred to the reporting person's Living Trust. F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/29/2012; 18,500 RSUs which vest in two equal annual installments of 9,250 each commencing 4/28/2012; 22,750 RSUs which vest in two equal annual installments of 11,375 each commencing 4/26/2013; and 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Read SEC document |
| April 26, 2012 Filed Apr 30, 2012 21:21 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 5,145 | $70.19 | $361,127.55 |
DisclosureSEC source: 0001127602-12-014963 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,355 Read SEC document |
| April 26, 2012 Filed Apr 30, 2012 21:21 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 79,625 | $58.43 | $4,652,488.75 |
DisclosureSEC source: 0001127602-12-014963 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2012 Filed Mar 20, 2012 22:02 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 17,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-011456 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 189,932 F1 · kind: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
| March 16, 2012 Filed Mar 20, 2012 22:02 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 17,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-011456 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,875 F1 · kind: These shares are being transferred to the reporting person's Living Trust. F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/29/2012; 18,500 RSUs which vest in two equal annual installments of 9,250 each commencing 4/28/2012; 34,125 RSUs which vest in three equal annual installments of 11,375 each commencing 4/26/2012; and 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Read SEC document |
| March 16, 2012 Filed Mar 20, 2012 22:02 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 15,505 | $68.26 | $1,058,371.30 |
DisclosureSEC source: 0001127602-12-011456 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,585 Read SEC document |
| March 14, 2012 Filed Mar 15, 2012 23:22 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 33,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010803 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,090 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/29/2012; 18,500 RSUs which vest in two equal annual installments of 9,250 each commencing 4/28/2012; 34,125 RSUs which vest in three equal annual installments of 11,375 each commencing 4/26/2012; and 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Read SEC document |
| February 27, 2012 Filed Feb 29, 2012 22:38 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 265 | $109.62 | $29,049.30 |
DisclosureSEC source: 0001127602-12-008739 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,083 Underlying: Common Stock · 265 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (51) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| January 27, 2012 Filed Feb 1, 2012 02:04 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 128,000 | $0.00 Strike: $50.44 | $0.00 |
DisclosureSEC source: 0001127602-12-003254 · form4.xml · derivative · entry 11 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,000 Underlying: Common Stock · 128,000 shares Expires 2016-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2012 Filed Feb 1, 2012 02:04 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 192,000 | $0.00 Strike: $42.13 | $0.00 |
DisclosureSEC source: 0001127602-12-003254 · form4.xml · derivative · entry 10 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 192,000 shares Expires 2015-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2012 Filed Feb 1, 2012 02:04 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 225,000 | $0.00 Strike: $58.61 | $0.00 |
DisclosureSEC source: 0001127602-12-003254 · form4.xml · derivative · entry 9 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 225,000 shares Expires 2012-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2012 Filed Feb 1, 2012 02:04 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 4,192 | $68.11 | $285,509.16 |
DisclosureSEC source: 0001127602-12-003254 · form4.xml · nonDerivative · entry 7 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 172,222 F4 · price: The price reported is an average price. The prices ranged from $68.04 to $68.15 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| January 27, 2012 Filed Feb 1, 2012 02:04 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 540,808 | $68.59 | $37,091,749.33 |
DisclosureSEC source: 0001127602-12-003254 · form4.xml · nonDerivative · entry 6 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 176,414 F3 · price: The price reported is an average price. The prices ranged from $68.16 to $69.16 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| January 27, 2012 Filed Feb 1, 2012 02:04 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 545,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003254 · form4.xml · nonDerivative · entry 5 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 717,222 F1 · shares: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
| January 27, 2012 Filed Feb 1, 2012 02:04 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 545,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003254 · form4.xml · nonDerivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,875 F1 · shares: These shares are being transferred to the reporting person's Living Trust. F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/29/2012; 18,500 RSUs which vest in two equal annual installments of 9,250 each commencing 4/28/2012; 34,125 RSUs which vest in three equal annual installments of 11,375 each commencing 4/26/2012; and 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015. Vested RSUs are paid in shares of the Company's Common Stock on a one-to-one basis. Read SEC document |
| January 27, 2012 Filed Feb 1, 2012 02:04 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 128,000 | $50.44 | $6,456,320.00 |
DisclosureSEC source: 0001127602-12-003254 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2012 Filed Feb 1, 2012 02:04 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 192,000 | $42.13 | $8,088,960.00 |
DisclosureSEC source: 0001127602-12-003254 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2012 Filed Feb 1, 2012 02:04 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 225,000 | $58.61 | $13,187,250.00 |
DisclosureSEC source: 0001127602-12-003254 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2011 Filed Nov 30, 2011 20:31 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 303 | $95.78 | $29,022.61 |
DisclosureSEC source: 0001127602-11-030755 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,767 Underlying: Common Stock · 303 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (49) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| November 08, 2011 Filed Nov 10, 2011 02:01 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 52,500 | $58.22 | $3,056,607.75 |
DisclosureSEC source: 0001127602-11-029179 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 172,222 F1 · price: The price reported is an average price. The prices ranged from $58.02 to $58.42 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| August 26, 2011 Filed Aug 30, 2011 21:40 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 299 | $96.83 | $28,952.83 |
DisclosureSEC source: 0001127602-11-024488 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,415 Underlying: Common Stock · 299 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (46) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| May 27, 2011 Filed Jun 1, 2011 17:25 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 281 | $103.20 Strike: $0.00 | $28,999.06 |
DisclosureSEC source: 0001127602-11-018074 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,070 Underlying: Common Stock · 281 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (40) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| May 25, 2011 Filed May 27, 2011 18:45 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-017741 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,876 F1 · shares: This number represents stock units issued under the Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes dividend equivalent accruals (315) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| April 29, 2011 Filed May 2, 2011 23:26 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-014455 · form4.xml · nonDerivative · entry 6 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 224,722 F1 · shares: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
| April 29, 2011 Filed May 2, 2011 23:26 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-014455 · form4.xml · nonDerivative · entry 5 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,875 F1 · shares: These shares are being transferred to the reporting person's Living Trust. F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/29/2012; 18,500 RSUs which vest in two equal annual installments of 9,250 each commencing 4/28/2012; 34,125 RSUs which vest in three equal annual installments of 11,375 each commencing 4/26/2012; and 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015. Vested RSUs are paid in shares of the Company's Common Stock on a one-to-one basis. Read SEC document |
| April 29, 2011 Filed May 2, 2011 23:26 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 4,184 | $57.14 | $239,073.76 |
DisclosureSEC source: 0001127602-11-014455 · form4.xml · nonDerivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,941 Read SEC document |
| April 28, 2011 Filed May 2, 2011 23:26 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-014455 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 219,656 F1 · shares: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
| April 28, 2011 Filed May 2, 2011 23:26 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-014455 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,125 F1 · shares: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
| April 28, 2011 Filed May 2, 2011 23:26 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 4,184 | $56.82 | $237,734.88 |
DisclosureSEC source: 0001127602-11-014455 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,191 Read SEC document |
| April 26, 2011 Filed Apr 28, 2011 00:59 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 6,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-013876 · form4.xml · nonDerivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 214,590 F2 · kind: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
| April 26, 2011 Filed Apr 28, 2011 00:59 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 6,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-013876 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,375 F2 · kind: These shares are being transferred to the reporting person's Living Trust. F3 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 18,500 RSUs which vest in two equal annual installments of 9,250 each commencing 4/29/2011; 27,750 RSUs which vest in three equal annual installments of 9,250 each commencing 4/28/2011; 34,125 RSUs which vest in three equal annual installments of 11,375 each commencing 4/26/2012; and 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015. Vested RSUs are paid in shares of the Company's Common Stock on a one-to-one basis. Read SEC document |
| April 26, 2011 Filed Apr 28, 2011 00:59 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 5,145 | $54.69 | $281,380.05 |
DisclosureSEC source: 0001127602-11-013876 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,605 Read SEC document |
| April 25, 2011 Filed Apr 28, 2011 00:59 UTC | AMGEN INC AMGN · Entity 2832 | GrantNqso (Right to Buy) · Derivative | 210,000 | $54.69 Strike: $54.69 | $11,484,900.00 |
DisclosureSEC source: 0001127602-11-013876 · form4.xml · derivative · entry 6 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Common Stock · 210,000 shares Expires 2021-04-25 F5 · derivative.exercise_date: These non-qualified stock options are exercisable in three annual installments of 33%, 33% and 34% on 4/25/2013, 4/25/2014 and 4/25/2015, respectively. Read SEC document |
| April 25, 2011 Filed Apr 28, 2011 00:59 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-013876 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,750 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 4/25/2013, 4/25/2014 and 4/25/2015, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. Read SEC document |
| March 14, 2011 Filed Mar 15, 2011 22:30 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 28,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-010286 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 208,360 F1 · kind: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
| March 14, 2011 Filed Mar 15, 2011 22:30 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 28,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-010286 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,750 F1 · kind: These shares are being transferred to the reporting person's Living Trust. F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 18,500 RSUs which vest in two equal annual installments of 9,250 each commencing 4/29/2011; 27,750 RSUs which vest in three equal annual installments of 9,250 each commencing 4/28/2011; and 45,500 RSUs which vest in four equal annual installments of 11,375 each commencing 4/26/2011. Vested RSUs are paid in shares of the Company's Common Stock on a one-to-one basis. Read SEC document |
| March 11, 2011 Filed Mar 15, 2011 22:30 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 24,876 | $51.84 | $1,289,571.84 |
DisclosureSEC source: 0001127602-11-010286 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,164 Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:23 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 53,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-009085 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,040 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 18,500 RSUs which vest in two equal annual installments of 9,250 each commencing 4/29/2011; 27,750 RSUs which vest in three equal annual installments of 9,250 each commencing 4/28/2011; and 45,500 RSUs which vest in four equal annual installments of 11,375 each commencing 4/26/2011. Vested RSUs are paid in shares of the Company's Common Stock on a one-to-one basis. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:11 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 280 | $103.73 Strike: $0.00 | $29,045.63 |
DisclosureSEC source: 0001127602-11-008542 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,749 Underlying: Common Stock · 280 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (41) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| November 30, 2010 Filed Dec 1, 2010 23:34 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 21,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-029230 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 179,946 Read SEC document |
| November 29, 2010 Filed Dec 1, 2010 22:53 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 355 | $81.68 Strike: $0.00 | $28,996.01 |
DisclosureSEC source: 0001127602-10-029211 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,428 Underlying: Common Stock · 355 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (43) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| August 27, 2010 Filed Aug 31, 2010 19:39 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 387 | $74.91 Strike: $0.00 | $28,990.09 |
DisclosureSEC source: 0001127602-10-022209 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,030 Underlying: Common Stock · 387 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1 F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (41) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| August 13, 2010 Filed Aug 13, 2010 21:50 UTC | AMGEN INC AMGN · Entity 2832 | Disposition to issuerCommon Stock | 29,845 | $54.95 | $1,639,982.75 |
DisclosureSEC source: 0001127602-10-021331 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 201,284 F1 · price: The price reported is an average price. The prices ranged from $54.84 to $55.05 per share. Full information regarding the number of shares sold at each separate price within the ranges set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.