Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMGEN INCAMGN · Entity 2832 | Director | October 26, 2012 | October 26, 2012 |
| CHEVRON CORPCVX · Entity 2804 | Director | March 02, 2015 | March 04, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMGEN INC
Report date October 26, 2012 · Filed October 26, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectLiving Trust | 4,074 |
Reported balance
After 2012-10-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2012-10-26 · Gift · Disposed 1,420 · Balance 4,074 |
| Common StockSEC Table I · non-derivative | IndirectLiving Trust | 0 |
Reported balance
After 2012-10-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2012-10-26 · Gift · Disposed 4,074 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 101,018 |
Reported balance
Holding disclosure · report date 2012-10-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 101,018 F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/28/2013; 22,750 RSUs which vest in two equal annual installments of 11,375 each commencing 4/26/2013; 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015; and 8,933 RSUs which vest in three installments of 2,947, 2,948 and 3,038 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. F2: These shares include 85 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 4,433.6295 |
Reported balance
Holding disclosure · report date 2012-10-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,433.6295 F3: These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/28/2013; 22,750 RSUs which vest in two equal annual installments of 11,375 each commencing 4/26/2013; 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015; and 8,933 RSUs which vest in three installments of 2,947, 2,948 and 3,038 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis.
F2: These shares include 85 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
F3: These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.
CHEVRON CORP
Report date March 02, 2015 · Filed March 04, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 11,483 |
Reported balance
After 2015-03-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2015-03-02 · Other · Acquired 354 · Balance 11,483 F1: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2: 1-for-1. F3: This number includes dividend equivalent accruals (109) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service.
F2: 1-for-1.
F3: This number includes dividend equivalent accruals (109) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2015 Filed Mar 4, 2015 22:42 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 354 | $105.91 | $37,491.68 |
DisclosureSEC source: 0001127602-15-010129 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,483 Underlying: Common Stock · 354 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (109) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| December 01, 2014 Filed Dec 3, 2014 20:00 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 336 | $111.73 | $37,541.28 |
DisclosureSEC source: 0001127602-14-034082 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,020 Underlying: Common Stock · 336 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (89) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| August 29, 2014 Filed Sep 3, 2014 18:22 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 290 | $129.45 | $37,541.78 |
DisclosureSEC source: 0001127602-14-027056 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,595 Underlying: Common Stock · 290 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (84) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| June 02, 2014 Filed Jun 3, 2014 22:20 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 307 | $122.20 | $37,516.11 |
DisclosureSEC source: 0001127602-14-019819 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,221 Underlying: Common Stock · 307 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (82) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| May 28, 2014 Filed May 30, 2014 18:56 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-019188 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,665 F1 · shares: This number represents stock units issued under the Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (530 shares) issued under the Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 22:06 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 327 | $114.76 | $37,528.02 |
DisclosureSEC source: 0001127602-14-010302 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,832 Underlying: Common Stock · 327 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (74) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 17:04 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 307 | $122.33 | $37,556.48 |
DisclosureSEC source: 0001127602-13-033586 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,431 Underlying: Common Stock · 307 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (71) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| August 30, 2013 Filed Sep 4, 2013 21:21 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 292 | $120.43 | $35,165.74 |
DisclosureSEC source: 0001127602-13-026594 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,053 Underlying: Common Stock · 292 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (70) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| May 29, 2013 Filed May 31, 2013 21:26 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-018900 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,304 F1 · shares: This number represents stock units issued under the Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes dividend equivalent accruals (453) on stock units under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| May 24, 2013 Filed May 29, 2013 19:51 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 231 | $125.44 | $28,976.13 |
DisclosureSEC source: 0001127602-13-018608 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,691 Underlying: Common Stock · 231 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (62) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 21:07 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 246 | $117.48 | $28,899.44 |
DisclosureSEC source: 0001127602-13-009608 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,398 Underlying: Common Stock · 246 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (66) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| December 03, 2012 Filed Dec 6, 2012 01:31 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 277 | $104.64 | $28,983.92 |
DisclosureSEC source: 0001127602-12-033020 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,086 Underlying: Common Stock · 277 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (59) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| October 26, 2012 Filed Oct 26, 2012 23:32 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 4,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-029161 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 0 Read SEC document |
| October 26, 2012 Filed Oct 26, 2012 23:32 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-029161 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 4,074 Read SEC document |
| October 24, 2012 Filed Oct 25, 2012 22:32 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 193,609 | $0.00 Strike: $71.88 | $0.00 |
DisclosureSEC source: 0001127602-12-029087 · form4.xml · derivative · entry 9 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 193,609 shares Expires 2013-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2012 Filed Oct 25, 2012 22:32 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionIso (Right to Buy) · Derivative | 1,391 | $0.00 Strike: $71.88 | $0.00 |
DisclosureSEC source: 0001127602-12-029087 · form4.xml · derivative · entry 8 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,391 shares Expires 2013-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2012 Filed Oct 25, 2012 22:32 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 27,505 | $88.72 | $2,440,249.10 |
DisclosureSEC source: 0001127602-12-029087 · form4.xml · nonDerivative · entry 6 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 5,494 F5 · price: The price reported is an average price. The prices ranged from $88.62 to $89.11 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| October 24, 2012 Filed Oct 25, 2012 22:32 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 235,495 | $88.06 | $20,738,349.09 |
DisclosureSEC source: 0001127602-12-029087 · form4.xml · nonDerivative · entry 5 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 32,999 F4 · price: The price reported is an average price. The prices ranged from $87.62 to $88.61 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| October 24, 2012 Filed Oct 25, 2012 22:32 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 195,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-029087 · form4.xml · nonDerivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,018 F1 · kind: These shares are being transferred to the reporting person's Living Trust. F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/28/2013; 22,750 RSUs which vest in two equal annual installments of 11,375 each commencing 4/26/2013; 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015; and 8,933 RSUs which vest in three installments of 2,947, 2,948 and 3,038 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. F3 · balance_after: These shares include 85 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| October 24, 2012 Filed Oct 25, 2012 22:32 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 195,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-029087 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 268,494 F1 · kind: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
| October 24, 2012 Filed Oct 25, 2012 22:32 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 193,609 | $71.88 | $13,916,614.92 |
DisclosureSEC source: 0001127602-12-029087 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2012 Filed Oct 25, 2012 22:32 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 1,391 | $71.88 | $99,985.08 |
DisclosureSEC source: 0001127602-12-029087 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2012 Filed Sep 12, 2012 21:24 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 79,625 | $0.00 Strike: $58.43 | $0.00 |
DisclosureSEC source: 0001127602-12-026238 · form4.xml · derivative · entry 12 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,250 Underlying: Common Stock · 79,625 shares Expires 2020-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2012 Filed Sep 12, 2012 21:24 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 193,402 | $0.00 Strike: $62.55 | $0.00 |
DisclosureSEC source: 0001127602-12-026238 · form4.xml · derivative · entry 11 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 193,402 shares Expires 2014-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2012 Filed Sep 12, 2012 21:24 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionIso (Right to Buy) · Derivative | 1,598 | $0.00 Strike: $62.55 | $0.00 |
DisclosureSEC source: 0001127602-12-026238 · form4.xml · derivative · entry 10 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,598 shares Expires 2014-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2012 Filed Sep 12, 2012 21:24 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 24,415 | $83.97 | $2,050,042.10 |
DisclosureSEC source: 0001127602-12-026238 · form4.xml · nonDerivative · entry 8 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 73,494 F5 · price: The price reported is an average price. The prices ranged from $83.795 to $84.16 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| September 11, 2012 Filed Sep 12, 2012 21:24 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 50,585 | $83.96 | $4,247,313.88 |
DisclosureSEC source: 0001127602-12-026238 · form4.xml · nonDerivative · entry 7 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 97,909 F5 · price: The price reported is an average price. The prices ranged from $83.795 to $84.16 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| September 11, 2012 Filed Sep 12, 2012 21:24 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 274,625 | $83.96 | $23,058,009.33 |
DisclosureSEC source: 0001127602-12-026238 · form4.xml · nonDerivative · entry 6 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 148,494 F4 · price: The price reported is an average price. The prices ranged from $83.79 to $84.12 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| September 11, 2012 Filed Sep 12, 2012 21:24 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 274,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-026238 · form4.xml · nonDerivative · entry 5 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,018 F1 · kind: These shares are being transferred to the reporting person's Living Trust. F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/28/2013; 22,750 RSUs which vest in two equal annual installments of 11,375 each commencing 4/26/2013; 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015; and 8,933 RSUs which vest in three installments of 2,947, 2,948 and 3,038 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. F3 · balance_after: These shares include 85 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| September 11, 2012 Filed Sep 12, 2012 21:24 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 274,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-026238 · form4.xml · nonDerivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 423,119 F1 · kind: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
| September 11, 2012 Filed Sep 12, 2012 21:24 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 79,625 | $58.43 | $4,652,488.75 |
DisclosureSEC source: 0001127602-12-026238 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2012 Filed Sep 12, 2012 21:24 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 193,402 | $62.55 | $12,097,295.10 |
DisclosureSEC source: 0001127602-12-026238 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2012 Filed Sep 12, 2012 21:24 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 1,598 | $62.55 | $99,954.90 |
DisclosureSEC source: 0001127602-12-026238 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2012 Filed Aug 28, 2012 20:04 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 259 | $112.01 | $29,011.08 |
DisclosureSEC source: 0001127602-12-025266 · form4.xml · derivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 Underlying: Common Stock · 259 shares Expires not disclosed F1 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F1 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · balance_after: This number includes dividend equivalent accruals (65) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| July 27, 2012 Filed Jul 31, 2012 23:26 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 64,000 | $0.00 Strike: $50.44 | $0.00 |
DisclosureSEC source: 0001127602-12-023273 · form4.xml · derivative · entry 10 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 64,000 shares Expires 2016-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2012 Filed Jul 31, 2012 23:26 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionNqso (Right to Buy) · Derivative | 64,000 | $0.00 Strike: $42.13 | $0.00 |
DisclosureSEC source: 0001127602-12-023273 · form4.xml · derivative · entry 9 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,000 shares Expires 2015-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2012 Filed Jul 31, 2012 23:26 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 2,438 | $83.77 | $204,231.26 |
DisclosureSEC source: 0001127602-12-023273 · form4.xml · nonDerivative · entry 7 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 148,494 F6 · price: The price reported is an average price. The prices ranged from $83.685 to $83.88 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| July 27, 2012 Filed Jul 31, 2012 23:26 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 67,816 | $83.02 | $5,630,084.32 |
DisclosureSEC source: 0001127602-12-023273 · form4.xml · nonDerivative · entry 6 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 150,932 F5 · price: The price reported is an average price. The prices ranged from $82.69 to $83.68 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| July 27, 2012 Filed Jul 31, 2012 23:26 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 57,746 | $82.24 | $4,749,031.04 |
DisclosureSEC source: 0001127602-12-023273 · form4.xml · nonDerivative · entry 5 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 218,748 F4 · price: The price reported is an average price. The prices ranged from $81.68 to $82.68 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| July 27, 2012 Filed Jul 31, 2012 23:26 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 128,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-023273 · form4.xml · nonDerivative · entry 4 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,979 F1 · kind: These shares are being transferred to the reporting person's Living Trust. F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/28/2013; 22,750 RSUs which vest in two equal annual installments of 11,375 each commencing 4/26/2013; 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015; and 8,933 RSUs which vest in three installments of 2,947, 2,948 and 3,038 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. F3 · balance_after: These shares include 46 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| July 27, 2012 Filed Jul 31, 2012 23:26 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 128,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-023273 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 276,494 F1 · kind: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
| July 27, 2012 Filed Jul 31, 2012 23:26 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 64,000 | $50.44 | $3,228,160.00 |
DisclosureSEC source: 0001127602-12-023273 · form4.xml · nonDerivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2012 Filed Jul 31, 2012 23:26 UTC | AMGEN INC AMGN · Entity 2832 | Exercise / conversionCommon Stock | 64,000 | $42.13 | $2,696,320.00 |
DisclosureSEC source: 0001127602-12-023273 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2012 Filed May 30, 2012 21:27 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-018614 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,072 F1 · shares: This number represents stock units issued under the Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes dividend equivalent accruals (361) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| May 25, 2012 Filed May 30, 2012 21:27 UTC | CHEVRON CORP CVX · Entity 2804 | OtherPhantom Stock · Derivative | 293 | $98.86 | $28,966.80 |
DisclosureSEC source: 0001127602-12-018614 · form4.xml · derivative · entry 2 SHARER KEVIN W · CIK 0001185618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,426 Underlying: Common Stock · 293 shares Expires not disclosed F3 · security: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F4 · derivative.exercise_price: 1-for-1. F3 · derivative.exercise_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F3 · derivative.expiration_date: The shares of phantom stock issued under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan become payable in common stock upon the reporting person's termination of service. F5 · balance_after: This number includes dividend equivalent accruals (50) under the Chevron Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| May 03, 2012 Filed May 4, 2012 22:47 UTC | AMGEN INC AMGN · Entity 2832 | SaleCommon Stock | 7,000 | $71.09 | $497,625.80 |
DisclosureSEC source: 0001127602-12-015976 · form4.xml · nonDerivative · entry 1 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 148,494 F1 · price: The price reported is an average price. The prices ranged from $71.045 to $71.13 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. Read SEC document |
| April 29, 2012 Filed May 2, 2012 01:09 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-015263 · form4.xml · nonDerivative · entry 7 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 155,494 F2 · kind: These shares are being transferred to the reporting person's Living Trust. F3 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 9,250 RSUs which fully vest on 4/28/2013; 22,750 RSUs which vest in two equal annual installments of 11,375 each commencing 4/26/2013; 60,000 RSUs which vest in two equal installments of 19,800 each on 4/25/2013 and 4/25/2014 and one installment of 20,400 on 4/25/2015; and 8,933 RSUs which vest in three installments of 2,947, 2,948 and 3,038 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Read SEC document |
| April 29, 2012 Filed May 2, 2012 01:09 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-015263 · form4.xml · nonDerivative · entry 6 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,933 F2 · kind: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
| April 29, 2012 Filed May 2, 2012 01:09 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 4,184 | $71.64 | $299,741.76 |
DisclosureSEC source: 0001127602-12-015263 · form4.xml · nonDerivative · entry 3 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,999 Read SEC document |
| April 28, 2012 Filed May 2, 2012 01:09 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 5,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-015263 · form4.xml · nonDerivative · entry 5 SHARER KEVIN W · CIK 0001185618 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Living Trust Disclosed balance after: 150,428 F2 · kind: These shares are being transferred to the reporting person's Living Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.