Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOCKET MOBILE, INC.SCKT · Entity 8279 | Director | August 03, 2022 | August 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOCKET MOBILE, INC.
Report date August 03, 2022 · Filed August 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $2.95 · Expires 2032-08-03 | Direct | 111,500 |
Reported balance
After 2022-08-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-08-03 · Grant · Acquired 2,000 · Balance 111,500 F1: Vests monthly over a 23-month period commencing August 3, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Vests monthly over a 23-month period commencing August 3, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2017 Filed May 26, 2017 21:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 917 | $1.04 | $953.68 |
DisclosureSEC source: 0000944075-17-000026 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 26, 2017 21:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 1,083 | $0.95 | $1,028.85 |
DisclosureSEC source: 0000944075-17-000026 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:13 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 12,000 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0000944075-17-000012 · primary_doc.xml · derivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,119 Underlying: Common · 12,000 shares Expires 2027-04-03 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 19:37 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 4,071 | $0.95 Strike: $0.95 | $3,867.45 |
DisclosureSEC source: 0000944075-17-000006 · primary_doc.xml · derivative · entry 6 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,119 Underlying: Common · 4,071 shares Expires 2024-03-03 F2 · derivative.exercise_date: Monthly vesting Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 19:37 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon | 4,071 | $4.52 | $18,400.51 |
DisclosureSEC source: 0000944075-17-000006 · primary_doc.xml · nonDerivative · entry 4 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 19:37 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 4,071 | $0.95 | $3,867.45 |
DisclosureSEC source: 0000944075-17-000006 · primary_doc.xml · nonDerivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 19:37 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 929 | $0.95 Strike: $0.95 | $882.55 |
DisclosureSEC source: 0000944075-17-000006 · primary_doc.xml · derivative · entry 5 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,190 Underlying: Common · 929 shares Expires 2024-03-03 F2 · derivative.exercise_date: Monthly vesting Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 19:37 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon | 929 | $4.50 | $4,180.50 |
DisclosureSEC source: 0000944075-17-000006 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 19:37 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 929 | $0.95 | $882.55 |
DisclosureSEC source: 0000944075-17-000006 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 20:14 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 6,800 | $1.08 Strike: $1.08 | $7,344.00 |
DisclosureSEC source: 0000944075-17-000003 · primary_doc.xml · derivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,119 Underlying: Common · 6,800 shares Expires 2022-11-09 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 20:14 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon | 6,800 | $4.30 | $29,240.00 |
DisclosureSEC source: 0000944075-17-000003 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 20:14 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 6,800 | $1.08 | $7,344.00 |
DisclosureSEC source: 0000944075-17-000003 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 17:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 5,000 | $1.04 Strike: $1.04 | $5,200.00 |
DisclosureSEC source: 0000944075-16-000091 · primary_doc.xml · derivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,919 Underlying: Common · 5,000 shares Expires 2023-04-01 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 17:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon | 5,000 | $4.00 | $20,000.00 |
DisclosureSEC source: 0000944075-16-000091 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 F1 · kind: Automatic sale 10b5-1 plan dated 6/13/16. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 17:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 5,000 | $1.04 | $5,200.00 |
DisclosureSEC source: 0000944075-16-000091 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 1,300 | $1.04 Strike: $1.04 | $1,352.00 |
DisclosureSEC source: 0000944075-16-000090 · primary_doc.xml · derivative · entry 6 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,919 Underlying: Common · 1,300 shares Expires 2023-04-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon | 1,300 | $3.28 | $4,264.00 |
DisclosureSEC source: 0000944075-16-000090 · primary_doc.xml · nonDerivative · entry 4 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 17:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 1,300 | $1.04 | $1,352.00 |
DisclosureSEC source: 0000944075-16-000090 · primary_doc.xml · nonDerivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 17:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 3,400 | $1.04 Strike: $1.04 | $3,536.00 |
DisclosureSEC source: 0000944075-16-000090 · primary_doc.xml · derivative · entry 5 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,219 Underlying: Common · 3,400 shares Expires 2023-04-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 17:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon | 3,400 | $3.22 | $10,948.00 |
DisclosureSEC source: 0000944075-16-000090 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 17:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 3,400 | $1.04 | $3,536.00 |
DisclosureSEC source: 0000944075-16-000090 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:29 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 300 | $1.04 Strike: $1.04 | $312.00 |
DisclosureSEC source: 0000944075-16-000089 · primary_doc.xml · derivative · entry 3 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,619 Underlying: Common · 300 shares Expires 2023-04-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:29 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon | 300 | $3.38 | $1,014.00 |
DisclosureSEC source: 0000944075-16-000089 · primary_doc.xml · nonDerivative · entry 2 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:29 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 300 | $1.04 | $312.00 |
DisclosureSEC source: 0000944075-16-000089 · primary_doc.xml · nonDerivative · entry 1 DUNLAP DAVID W · CIK 0001192162 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.