Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TFS Financial CORP
Report date August 01, 2022 · Filed August 03, 2022
Section 16 reporting ended · disclosed 2022-08-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,764 |
Last balance in matching sequence
After 2022-08-01 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2022-08-01 · Exercise / conversion · Acquired 1,995 · Balance 72,741 F1: In connection with the retirement of the reporting person effective January 14, 2022, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, expiration dates of the stock options have been adjusted to January 14, 2025, unless their original expiration date was sooner F2: Shares are held with shared voting power with spouse. Row 2 · 2022-08-01 · Exercise / conversion · Acquired 4,934 · Balance 77,675 F1: In connection with the retirement of the reporting person effective January 14, 2022, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, expiration dates of the stock options have been adjusted to January 14, 2025, unless their original expiration date was sooner F2: Shares are held with shared voting power with spouse. Row 3 · 2022-08-01 · Tax withholding · Disposed 2,911 · Balance 74,764 F3: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F2: Shares are held with shared voting power with spouse. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-08-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-08-01 · Exercise / conversion · Disposed 1,995 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-08-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-08-01 · Exercise / conversion · Disposed 4,934 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. |
| Common StockSEC Table I · non-derivative | IndirectESOP | 11,913 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 11,913 F4: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 51,595 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 51,595 F4: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's Ira | 4,700 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,700 |
| Common StockSEC Table I · non-derivative | IndirectChild 2 | 2,000 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,000 |
| Performance Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 10,800 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 10,800 F5: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 9,600 Performance Share Units ("PSUs"), resulting in a total earned award of 10,800 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2024-12-18 | Direct | 32,400 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 32,400 F9: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.74 · Expires 2025-01-14 | Direct | 156,300 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 156,300 F10: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 156,300 stock options. These stock options vest in three equal annual installments beginning December 10, 2018. F1: In connection with the retirement of the reporting person effective January 14, 2022, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, expiration dates of the stock options have been adjusted to January 14, 2025, unless their original expiration date was sooner |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the retirement of the reporting person effective January 14, 2022, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, expiration dates of the stock options have been adjusted to January 14, 2025, unless their original expiration date was sooner
F2: Shares are held with shared voting power with spouse.
F3: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F4: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F5: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F6: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 9,600 Performance Share Units ("PSUs"), resulting in a total earned award of 10,800 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.
F7: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020.
F8: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.
F9: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015.
F10: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 156,300 stock options. These stock options vest in three equal annual installments beginning December 10, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2020 Filed Feb 11, 2020 19:20 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 67,200 | $19.31 | $1,297,632.00 |
DisclosureSEC source: 0001381668-20-000014 · wf-form4_158144878491406.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 18:50 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 6,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000134 · wf-form4_157686783690423.xml · derivative · entry 6 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Underlying: Common Stock · 6,400 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 F4 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · derivative · entry 12 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,267 Underlying: Common Stock · 2,633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. F8 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · derivative · entry 11 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 2,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. F7 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · derivative · entry 10 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,634 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. F6 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 3,436 | $19.68 | $67,620.48 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · nonDerivative · entry 5 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 3,031 | $19.55 | $59,256.05 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · nonDerivative · entry 4 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,243 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:28 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000113 · wf-form4_157618609992777.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 18:18 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $8.61 Strike: $8.61 | $172,200.00 |
DisclosureSEC source: 0001381668-19-000080 · wf-form4_157323709198890.xml · derivative · entry 7 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2021-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The reporting person received a grant of 40,000 stock options that vest 100% on December 15, 2014. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 18:18 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 14,028 | $19.65 | $275,650.20 |
DisclosureSEC source: 0001381668-19-000080 · wf-form4_157323709198890.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 18:18 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 20,000 | $8.61 | $172,200.00 |
DisclosureSEC source: 0001381668-19-000080 · wf-form4_157323709198890.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:23 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000042 · wf-form4_155924777778158.xml · derivative · entry 13 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,080 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F12 · derivative.exercise_date: As reported on a Form 4 dated May 28, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. F12 · derivative.expiration_date: As reported on a Form 4 dated May 28, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:23 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 1,912 | $17.15 | $32,790.80 |
DisclosureSEC source: 0001381668-19-000042 · wf-form4_155924777778158.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,835 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:23 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000042 · wf-form4_155924777778158.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $8.61 Strike: $8.61 | $172,200.00 |
DisclosureSEC source: 0001381668-19-000022 · wf-form4_155121612835775.xml · derivative · entry 12 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2021-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The reporting person received a grant of 40,000 stock options that vest 100% on December 15, 2014. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 14,871 | $17.23 | $256,227.33 |
DisclosureSEC source: 0001381668-19-000022 · wf-form4_155121612835775.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,667 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000022 · wf-form4_155121612835775.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain stock options Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 15:38 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 7,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000152 · wf-form4_154583866926641.xml · derivative · entry 6 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,900 Underlying: Common Stock · 7,900 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. F4 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · derivative · entry 11 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Underlying: Common Stock · 2,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. F8 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · derivative · entry 10 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,634 Underlying: Common Stock · 1,633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. F7 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · derivative · entry 9 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. F6 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 2,500 | $16.33 | $40,825.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · nonDerivative · entry 4 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,538 F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 21:24 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000123 · wf-form4_154464983337317.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| May 28, 2018 Filed May 30, 2018 20:35 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000057 · wf-form4_152771249494300.xml · derivative · entry 6 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,160 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. F3 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2018 Filed May 30, 2018 20:35 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000057 · wf-form4_152771249494300.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2018 Filed Jan 8, 2018 21:18 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000006 · wf-form4_151544631430747.xml · derivative · entry 7 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 Underlying: Common Stock · 6,600 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. F5 · derivative.expiration_date: On January 5, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. Read SEC document |
| January 05, 2018 Filed Jan 8, 2018 21:18 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantEmployee Stock Option (right to buy) · Derivative | 156,300 | $0.00 Strike: $14.74 | $0.00 |
DisclosureSEC source: 0001381668-18-000006 · wf-form4_151544631430747.xml · derivative · entry 6 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,300 Underlying: Common Stock · 156,300 shares Expires 2028-01-05 F3 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 156,300 stock options. These stock options vest in three equal annual installments beginning December 10, 2018. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · derivative · entry 11 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,267 Underlying: Common Stock · 1,633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. F8 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · derivative · entry 10 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. F7 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · derivative · entry 9 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. F6 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 2,094 | $15.25 | $31,933.50 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · nonDerivative · entry 4 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,625 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000081 · wf-form4_151302298817232.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:52 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000038 · wf-form4_149626032513979.xml · derivative · entry 7 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,240 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. F6 · derivative.expiration_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:52 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 1,981 | $15.91 | $31,517.71 |
DisclosureSEC source: 0001381668-17-000038 · wf-form4_149626032513979.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,486 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| May 28, 2017 Filed May 31, 2017 19:52 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000038 · wf-form4_149626032513979.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 21:33 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 4,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000324 · wf-form4_148183758594324.xml · derivative · entry 7 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Underlying: Common Stock · 4,900 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. F5 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017. Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 21:33 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantEmployee Stock Option (right to buy) · Derivative | 67,200 | $18.65 Strike: $19.32 | $1,253,280.00 |
DisclosureSEC source: 0001381668-16-000324 · wf-form4_148183758594324.xml · derivative · entry 6 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,200 Underlying: Common Stock · 67,200 shares Expires 2026-12-15 F3 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 67,200 stock options. These stock options vest in three equal annual installments beginning on December 10, 2017. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 18:51 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 1,326 | $19.65 | $26,055.90 |
DisclosureSEC source: 0001381668-16-000298 · wf-form4_148165505288805.xml · nonDerivative · entry 4 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,387 F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000298 · wf-form4_148165505288805.xml · derivative · entry 10 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. F7 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000298 · wf-form4_148165505288805.xml · derivative · entry 9 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. F6 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 1,274 | $19.83 | $25,263.42 |
DisclosureSEC source: 0001381668-16-000298 · wf-form4_148165505288805.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,713 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000298 · wf-form4_148165505288805.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 18:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000298 · wf-form4_148165505288805.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.