SPLINTER MICHAEL R

SEC source: 0001127602-15-018759 · form4.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.08 to $20.23, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

SEC source: 0001127602-15-018759 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,426,158

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.08 to $20.22, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

SEC source: 0001127602-15-014071 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626,158

F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2016 (subject to accelerated vesting in connection with the closing of the business combination between Applied and Tokyo Electron Limited and continued service as a director through the vest date).

SEC source: 0001127602-15-013755 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617,178

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares, performance units and restricted stock to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Pursuant to a retention and equity award amendment agreement, dated December 20, 2013, between Applied and Mr. Splinter, Mr. Splinter's performance shares, performance units and restricted stock vested in connection with his retirement as an executive officer of Applied on March 31, 2015.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3.

SEC source: 0001127602-14-035959 · form4.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,926,173

F2 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares and restricted stock to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F3 · balance_after: Number of shares reflects periodic payroll acquisitions under the Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 501,150 performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments in December 2015 and 2016; (b) 32,700 performance units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in December 2015; and (c) 69,900 shares of restricted stock that are scheduled to vest in December 2015. Notwithstanding the foregoing, vesting of all shares will accelerate upon the earliest of: (a) three trading days prior to the expected closing date of the business combination between Applied and Tokyo Electron Limited, subject to Mr. Splinter's continued employment and being a "disqualified individual" under IRS Code Section 4985 through the accelerated vest date, (b) Mr. Splinter's remaining employed with Applied through March 31, 2015, (c) Applied's termination of his employment without cause, and (d) his termination of his employment for good reason. All vesting is subject to continued employment through each applicable vest date.

SEC source: 0001127602-14-035959 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,479,937

F1 · shares: Represents performance shares and restricted stock acquired based on achievement of specified performance goals related to performance shares and restricted stock previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 230,000 shares vested on December 19, 2014, and 172,500 shares are scheduled to vest in installments in December 2015 and 2016 (all vesting is subject to continued employment through each applicable vest date).

SEC source: 0001127602-13-035523 · form4.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,076,523

F3 · shares: Represents shares of restricted stock previously reported that have been forfeited as specified performance goals were not fully achieved.

F4 · balance_after: Decreased number of shares reflects 63,000 performance shares previously reported that have been forfeited as specified performance goals were not fully achieved. Number of shares includes: (a) 895,500 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 87,500 shares are scheduled to vest in December 2014; and (ii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 258,000 shares of restricted stock that are scheduled to vest as follows: (i) 25,000 shares are scheduled to vest in December 2014; and (ii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2014 and 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2014 and 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

SEC source: 0001127602-13-035523 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,148,523

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares and shares of restricted stock to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under the Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 958,500 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 87,500 shares are scheduled to vest in December 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2014 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 267,000 shares of restricted stock that are scheduled to vest as follows: (i) 25,000 shares are scheduled to vest in December 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2014 and 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2014 and 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

SEC source: 0001127602-13-017857 · form4.xml · derivative · entry 6

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Shares became exercisable beginning on April 1, 2010.

SEC source: 0001127602-13-017857 · form4.xml · nonDerivative · entry 3

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,249,444

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.66 to $14.75, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

F1 · balance_after: Number of shares includes: (a) 1,117,750 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 246,750 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 302,250 shares of restricted stock that are scheduled to vest as follows: (i) 60,250 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2013 through 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

SEC source: 0001127602-13-017857 · form4.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,549,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents an exercise of a portion of a stock option granted on March 9, 2009 that would have expired on March 9, 2014, if not exercised. Following the exercise and sale reported on this Form 4, the reporting person remains in compliance with the ownership requirements under Applied Materials, Inc.'s Stock Ownership Guidelines.

F1 · balance_after: Number of shares includes: (a) 1,117,750 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 246,750 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 302,250 shares of restricted stock that are scheduled to vest as follows: (i) 60,250 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2013 through 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

SEC source: 0001127602-13-017857 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,249,444

F1 · balance_after: Number of shares includes: (a) 1,117,750 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 246,750 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 302,250 shares of restricted stock that are scheduled to vest as follows: (i) 60,250 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2013 through 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

SEC source: 0001127602-13-009049 · form4.xml · derivative · entry 5

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 600,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares became exercisable in three equal annual installments beginning on April 1, 2010.

SEC source: 0001127602-13-009049 · form4.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,262,128

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.68 to $13.85, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 1,117,750 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 246,750 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 302,250 shares of restricted stock that are scheduled to vest as follows: (i) 60,250 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2013 through 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

SEC source: 0001127602-13-009049 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,852,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents an exercise of a portion of a stock option granted on March 9, 2009 that will expire on March 9, 2014, if not exercised. There have been no prior exercises with respect to this option. Following the exercise reported on this Form 4, the reporting person remains in compliance with the ownership requirements under Applied Materials, Inc.'s Stock Ownership Guidelines.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 1,117,750 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 246,750 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 302,250 shares of restricted stock that are scheduled to vest as follows: (i) 60,250 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2013 through 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

SEC source: 0001127602-12-034915 · form4.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,251,477

F2 · shares: Represents shares that were automatically withheld upon vesting of performance shares and vesting of shares of restricted stock to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F3 · balance_after: Number of shares includes: (a) 1,117,750 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 246,750 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 302,250 shares of restricted stock that are scheduled to vest as follows: (i) 60,250 shares are scheduled to vest in installments during each December of 2013 and 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2013 through 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

SEC source: 0001127602-12-034915 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,342,271

F1 · balance_after: Number of shares includes: (a) 1,277,000 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 406,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (iii) provided specified performance goals are achieved, 808,000 shares will be scheduled to vest in installments during each December of 2012 through 2016, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; (b) 337,500 shares of restricted stock that are scheduled to vest as follows: (i) 95,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2012 through 2015, which number of units is the target award level, and the actual number of units that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

SEC source: 0001127602-12-033224 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,343,371

F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Increased in number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 702,000 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 406,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 337,500 shares of restricted stock that are scheduled to vest as follows: (i) 95,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2013 through 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

SEC source: 0001127602-12-011479 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,767,026

F1 · balance_after: Number of shares includes: (a) 702,000 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 406,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in installments during each December of 2012 and 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; (b) 337,500 shares of restricted stock that are scheduled to vest as follows: (i) 95,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2012 through 2015, which number of units is the target award level, and the actual number of units that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).

SEC source: 0001127602-11-033052 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,779,296

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) and upon vesting of shares of restricted stock to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes: (a) 702,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 406,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; (b) 337,500 shares of restricted stock that are scheduled to vest as follows: (i) 95,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2012 through 2015, which number of units is the target award level, and the actual number of units that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

SEC source: 0001127602-11-031485 · form4.xml · nonDerivative · entry 4

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,956,391

F7 · shares: Represents 35,437 previously reported performance shares (restricted stock units) and 10,125 previously reported shares of restricted stock that have been forfeited as specified performance goals were not fully achieved.

F8 · balance_after: Number of shares includes: (a) 1,009,126 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 713,126 shares are scheduled to vest in installments during each December of 2011 through 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; (b) 409,750 shares of restricted stock that are scheduled to vest as follows: (i) 167,750 shares are scheduled to vest in installments during each December of 2011 through 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in installments during each December of 2011 through 2013; (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2012 through 2015, which number of units is the target award level, and the actual number of units that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

SEC source: 0001127602-11-031485 · form4.xml · nonDerivative · entry 3

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,001,954

F5 · shares: Represents performance units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance units will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of units shown is the target award level. The actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F6 · balance_after: Number of shares includes: (a) 1,044,563 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 172,813 shares are scheduled to vest in installments during each December of 2011 through 2013; (ii) provided specified performance goals are achieved, 638,750 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) 419,875 shares of restricted stock that are scheduled to vest as follows: (i) 34,375 shares are scheduled to vest in installments during each December of 2011 through 2013; (ii) provided specified performance goals are achieved, 152,500 shares will be scheduled to vest in installments during each December of 2011 through 2014; (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

SEC source: 0001127602-11-031485 · form4.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,892,954

F3 · shares: Represents shares of restricted stock that will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F4 · balance_after: Number of shares includes: (a) 1,044,563 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 172,813 shares are scheduled to vest in installments during each December of 2011 through 2013; (ii) provided specified performance goals are achieved, 638,750 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) 186,875 shares of restricted stock previously reported that are scheduled to vest as follows: (i) 34,375 shares are scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 152,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

SEC source: 0001127602-11-031485 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659,954

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 811,563 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 172,813 shares are scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 638,750 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (b) 186,875 shares of restricted stock previously reported that are scheduled to vest as follows: (i) 34,375 shares are scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 152,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

SEC source: 0001181431-11-022651 · rrd307686.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,426,279

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 811,563 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 172,813 shares are scheduled to vest in installments during each December of 2011 through 2013; and (Continued in footnote 2)

F2 · balance_after: (ii) provided specified performance goals are achieved, 638,750 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (b) 186,875 shares of restricted stock previously reported that are scheduled to vest as follows: 34,375 shares are scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 152,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

SEC source: 0001181431-10-063169 · rrd294989.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,435,759

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes: (a) 811,563 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 172,813 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 638,750 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (b) 186,875 shares of restricted stock previously reported that will be scheduled to vest as follows: 34,375 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 152,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

SEC source: 0001181431-10-060388 · rrd293555.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,561,362

F4 · shares: Represents shares of restricted stock that will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date).

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes: (a) 152,500 shares of restricted stock previously reported that are scheduled to vest as follows: (i) 57,500 shares are scheduled to vest on 12/19/2010; (ii) 35,000 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (iii) 7,500 shares are scheduled to vest on 12/19/2011; (iv) provided specified performance goals are achieved, 22,500 shares are scheduled to vest on 12/19/2011; and (v) provided specified performance goals are achieved, 30,000 shares are scheduled to vest: (1) as to 5,000 shares no earlier than 12/19/2011 and (2) as to 25,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date); (Continued in Footnote 3)

F3 · balance_after: and (b) 665,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 201,250 shares are scheduled to vest on 12/19/2010; (ii) 122,500 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (iii) 52,500 shares are scheduled to vest on 12/19/2011; (iv) provided specified performance goals are achieved, 78,750 shares are scheduled to vest on 12/19/2011; and (v) provided specified performance goals are achieved, 210,000 shares are scheduled to vest: (1) as to 35,000 shares no earlier than 12/19/2011 and (2) as to 175,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date).

SEC source: 0001181431-10-060388 · rrd293555.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461,362

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date).

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes: (a) 152,500 shares of restricted stock previously reported that are scheduled to vest as follows: (i) 57,500 shares are scheduled to vest on 12/19/2010; (ii) 35,000 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (iii) 7,500 shares are scheduled to vest on 12/19/2011; (iv) provided specified performance goals are achieved, 22,500 shares are scheduled to vest on 12/19/2011; and (v) provided specified performance goals are achieved, 30,000 shares are scheduled to vest: (1) as to 5,000 shares no earlier than 12/19/2011 and (2) as to 25,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date); (Continued in Footnote 3)

F3 · balance_after: and (b) 665,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 201,250 shares are scheduled to vest on 12/19/2010; (ii) 122,500 shares are scheduled to vest in two equal annual installments beginning 12/19/2010; (iii) 52,500 shares are scheduled to vest on 12/19/2011; (iv) provided specified performance goals are achieved, 78,750 shares are scheduled to vest on 12/19/2011; and (v) provided specified performance goals are achieved, 210,000 shares are scheduled to vest: (1) as to 35,000 shares no earlier than 12/19/2011 and (2) as to 175,000 shares no earlier than in two equal annual installments beginning 12/19/2012 (all vesting is subject to continued employment through each vest date).

SEC source: 0001181431-10-044720 · rrd285045.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110,625

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes: (a) 152,500 shares of restricted stock previously reported that are scheduled to vest as follows: (i) 37,500 shares are scheduled to vest on 12/19/10; (ii) 35,000 shares are scheduled to vest in two equal annual installments beginning 12/19/10; (iii) provided specified performance goals are achieved, 30,000 shares are scheduled to vest: (1) as to 22,500 shares no earlier than on 12/19/10 and (2) as to 7,500 shares no earlier than on 12/19/11; and (iv) provided specified performance goals are achieved, 50,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date); and (Continued in footnote 2)

F2 · balance_after: (b) 665,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows:(i) 87,500 performance shares are scheduled to vest on 12/19/10; (ii) 122,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; (iii) provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest: (1) as to 78,750 shares no earlier than on 12/19/10 and (2) as to 26,250 shares no earlier than on 12/19/11; and (iv) provided specified performance goals are achieved, 350,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date).

SEC source: 0001181431-10-004188 · rrd263476.xml · nonDerivative · entry 3

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122,529

F4 · shares: Represents shares of restricted stock that will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date).

F1 · balance_after: Number of shares includes (a) 37,500 shares of restricted stock previously reported that are scheduled to vest on 12/19/10 (subject to continued employment through the vest date); (b) 35,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/10 (subject to continued employment through each vest date); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11 (subject to continued employment through the vest date); and (d) 315,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2)

F2 · balance_after: 87,500 performance shares are scheduled to vest on 12/19/10; 122,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 78,750 shares no earlier than on 12/19/10 and (ii) as to 26,250 shares no earlier than on 12/19/11 (all vesting is subject to continued employment through each vest date).

SEC source: 0001181431-10-004188 · rrd263476.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,529

F3 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/10 (subject to continued employment through each vest date).

F1 · balance_after: Number of shares includes (a) 37,500 shares of restricted stock previously reported that are scheduled to vest on 12/19/10 (subject to continued employment through the vest date); (b) 35,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/10 (subject to continued employment through each vest date); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11 (subject to continued employment through the vest date); and (d) 315,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2)

F2 · balance_after: 87,500 performance shares are scheduled to vest on 12/19/10; 122,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 78,750 shares no earlier than on 12/19/10 and (ii) as to 26,250 shares no earlier than on 12/19/11 (all vesting is subject to continued employment through each vest date).

SEC source: 0001181431-10-004188 · rrd263476.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,529

F1 · balance_after: Number of shares includes (a) 37,500 shares of restricted stock previously reported that are scheduled to vest on 12/19/10 (subject to continued employment through the vest date); (b) 35,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/10 (subject to continued employment through each vest date); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11 (subject to continued employment through the vest date); and (d) 315,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued in footnote 2)

F2 · balance_after: 87,500 performance shares are scheduled to vest on 12/19/10; 122,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 78,750 shares no earlier than on 12/19/10 and (ii) as to 26,250 shares no earlier than on 12/19/11 (all vesting is subject to continued employment through each vest date).

SEC source: 0001181431-09-058372 · rrd260775.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,245

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes (a) 37,500 shares of restricted stock previously reported that are scheduled to vest on 12/19/10 (subject to continued employment); (b) 35,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/10 (subject to continued employment); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11 (subject to continued employment); and (d) 315,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continued to footnote 3)

F3 · balance_after: 87,500 performance shares are scheduled to vest on 12/19/10; 122,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 78,750 shares no earlier than on 12/19/10 and (ii) as to 26,250 shares no earlier than on 12/19/11 (all vesting is subject to continued employment).

SEC source: 0001181431-09-042572 · rrd252161.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,260

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes (a) 75,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 52,500 shares of restricted stock previously reported that are scheduled to vest in three equal annual installments beginning 12/19/09; (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (continued in Footnote 3)

F3 · balance_after: (i) as to 15,000 shares no earlier than on 12/19/09 and (ii) as to 15,000 shares no earlier than in two equal annual installments beginning 12/19/10; and (d) 463,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 175,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; 183,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 52,500 shares no earlier than on 12/19/09 and (ii) as to 52,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date).

SEC source: 0001181431-09-015213 · rrd237064.xml · derivative · entry 4

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman,President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock · 900,000 shares

Expires 2014-03-09

F5 · derivative.exercise_date: Shares become exercisable in three equal annual installments beginning on April 1, 2010 (assuming continued employment).

SEC source: 0001181431-09-015213 · rrd237064.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman,President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,865

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3.(Continued in Footnote 2)

F2 · balance_after: Number of shares includes (a) 75,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/09 (subject to continued employment); (b) 52,500 shares of restricted stock previously reported that are scheduled to vest in three equal annual installments beginning 12/19/09 (subject to continued employment); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 15,000 shares no earlier than on 12/19/09 and (ii) as to 15,000 shares no earlier than in two equal annual installments beginning 12/19/10 (subject to continued employment); and (d) 476,250 performance shares (or restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows:

F3 · balance_after: 12,500 performance shares are scheduled to vest on 8/31/09; 175,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; 183,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 52,500 shares no earlier than on 12/19/09 and (ii) as to 52,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment).

SEC source: 0001181431-08-069183 · rrd227589.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841,951

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes (a) 75,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/09 (subject to continued employment); (b) 52,500 shares of restricted stock previously reported that are scheduled to vest in three equal annual installments beginning 12/19/09 (subject to continued employment); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 15,000 shares no earlier than on 12/19/09 and (ii) as to 15,000 shares no earlier than in two equal annual installments beginning 12/19/10 (subject to continued employment); and (d) 476,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (Continue to Footnote 3)

F3 · balance_after: 12,500 performance shares are scheduled to vest on 8/31/09; 175,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; 183,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 52,500 shares no earlier than on 12/19/09 and (ii) as to 52,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment).

SEC source: 0001181431-09-000235 · rrd228251.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,651

F1 · balance_after: Number of shares includes (a) 75,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/09 (subject to continued employment); (b) 52,500 shares of restricted stock previously reported that are scheduled to vest in three equal annual installments beginning 12/19/09 (subject to continued employment); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 15,000 shares no earlier than on 12/19/09 and (ii) as to 15,000 shares no earlier than in two equal annual installments beginning 12/19/10 (subject to continued employment); and (d) 476,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows:

F2 · balance_after: 12,500 performance shares are scheduled to vest on 8/31/09; 175,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; 183,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 52,500 shares no earlier than on 12/19/09 and (ii) as to 52,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment).

SEC source: 0001181431-09-000235 · rrd228251.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,551

F1 · balance_after: Number of shares includes (a) 75,000 shares of restricted stock previously reported that are scheduled to vest in two equal annual installments beginning 12/19/09 (subject to continued employment); (b) 52,500 shares of restricted stock previously reported that are scheduled to vest in three equal annual installments beginning 12/19/09 (subject to continued employment); (c) 30,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest (i) as to 15,000 shares no earlier than on 12/19/09 and (ii) as to 15,000 shares no earlier than in two equal annual installments beginning 12/19/10 (subject to continued employment); and (d) 476,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows:

F2 · balance_after: 12,500 performance shares are scheduled to vest on 8/31/09; 175,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; 183,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and, provided specified performance goals are achieved, 105,000 performance shares are scheduled to vest (i) as to 52,500 shares no earlier than on 12/19/09 and (ii) as to 52,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment).

SEC source: 0001181431-08-051443 · rrd217677.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,964

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes (a) 112,500 shares of restricted stock previously reported that are scheduled to vest in three equal annual installments beginning 12/19/08 (subject to continued employment), (b) 100,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (subject to continued employment), and (c) 625,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. (Continued in footnote 3)

F3 · balance_after: common stock upon vesting, which vesting is scheduled to occur as follows: 12,500 performance shares are scheduled to vest on 8/31/09; 262,500 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08; and, provided specified performance goals are achieved, 350,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment).

SEC source: 0001181431-07-077372 · rrd183794.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937,525

F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes (a) 112,500 shares of restricted stock previously reported that are scheduled to vest in three equal annual installments beginning 12/19/08 (subject to continued employment), (b) 100,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (subject to continued employment), and (c) 637,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc.(Continued for Footnote 3)

F3 · balance_after: common stock upon vesting, which vesting is scheduled to occur as follows: 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; 262,500 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08; and, provided specified performance goals are achieved, 350,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment).

SEC source: 0001181431-07-075176 · rrd182023.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,714

F3 · shares: Represents shares of restricted stock. These shares of restricted stock will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/08 (subject to continued employment).

F2 · balance_after: Number of shares also includes: (a) 150,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (subject to continued employment); and (b) 375,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 350,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

SEC source: 0001181431-07-075176 · rrd182023.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894,714

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/08 (subject to continued employment).

F2 · balance_after: Number of shares also includes: (a) 150,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (subject to continued employment); and (b) 375,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 350,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

SEC source: 0001181431-07-056078 · rrd171601.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,714

F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased in number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 150,000 shares of restricted stock previously reported that, provided specified performance goals are achieved, are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (subject to continued employment); and (b) 375,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. Continued on footnote number (3).

F3 · balance_after: common stock immediately upon vesting, which vesting is scheduled to occur as follows: 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 350,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

SEC source: 0001181431-07-006519 · rrd144426.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,275

F3 · security: The performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting.

F1 · shares: The shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments commencing 12/19/07 (assuming continued employment).

F2 · balance_after: Number of shares includes 37,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment).

SEC source: 0001181431-07-006519 · rrd144426.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,275

F1 · shares: The shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments commencing 12/19/07 (assuming continued employment).

F2 · balance_after: Number of shares includes 37,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment).

SEC source: 0001181431-06-051933 · rrd129918.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,275

F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects (a) periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3 and (b) 37,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments (assuming continued employment).

SEC source: 0001181431-05-067142 · rrd100265.xml · derivative · entry 5

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock · 900,000 shares

Expires 2012-12-13

F5 · derivative.exercise_date: Shares become exercisable in four equal annual installments beginning 8/31/06 (assuming continued employment).

SEC source: 0001181431-05-067142 · rrd100265.xml · nonDerivative · entry 4

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F3 · security: The performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting.

F4 · shares: The performance shares are scheduled to vest in four equal annual installments beginning 8/31/06 (assuming continued employment).

SEC source: 0001181431-04-057827 · rrd60775.xml · derivative · entry 4

SPLINTER MICHAEL R · CIK 0001188935 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,000

Underlying: Common Stock · 705,000 shares

Expires 2011-12-07

F3 · derivative.exercise_date: Shares become exercisable in four equal annual installments beginning on 07/15/05 (assuming continued employment).